Original filing (PDF)20251010142538NAL0004328355001

MENDES & MOUNT, LLP

Name: MENDES & MOUNT, LLP — MENDES & MOUNT, LLP RETIREMENT PLAN, Form 5500 (2024)
Creator: MENDES & MOUNT, LLP

Form 5500

FILING_RECEIVED

MENDES & MOUNT, LLP RETIREMENT PLAN

401(k) retirement plan

Active participants

138

Accounts w/ balance

271

Plan assets (EOY)

$79.9M

Net assets (EOY)

$79.9M

How this plan invests

This plan

1 pooled trust

Schedule D

35 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Helping the score

Below-peer total fees (11 bps vs 16 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MENDES & MOUNT, LLP.

Plan sponsor

Name

MENDES & MOUNT, LLP

EIN

13-5535371

Address

750 SEVENTH AVENUE · NEW YORK, NY · 100196829

Phone

(212) 261-8000

Industry

Law Offices· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-10

Pension benefit codes

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

2E · Profit-sharing

2F · ERISA section 404(c)

2S · Automatic enrollment

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

ANCHIN BLOCK AND ANCHIN LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$19K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
THOMPSON HINE LLP	34-0575300	—	CONSULTANT	$19K	—
WEALTH ENHANCEMENT ADV SERVICES	41-2016508	—	INVESTMENT ADVISOR	$10K	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
ANCHIN, BLOCK & ANCHIN LLP	13-0436940	—	ACCOUNTANT/AUDITOR	$37K	—

Investments

34 direct securities · 1 pooled fund· $79.5M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$67.2M

34 holdings

Common Collective Trust

$12.4M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Fidelity	—	—	—	$12.4M	15.5%
PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202	Common Collective Trust	—	—	$12.4M	15.5%
T. Rowe Price	—	—	—	$9.2M	11.5%
JPMorgan	—	—	—	$6.3M	7.9%
State Street Global Advs	—	—	—	$5.8M	7.2%
State Street Global Advs	—	—	—	$4.2M	5.2%
State Street Global Advs	—	—	—	$3.2M	4.0%
Dodge & Cox	—	—	—	$3.1M	3.9%
Fidelity	—	—	—	$2.6M	3.3%
State Street Global Advs	—	—	—	$2.5M	3.1%
State Street Global Advs	—	—	—	$2.5M	3.1%
Dodge & Cox	—	—	—	$2.1M	2.6%
State Street Global Advs	—	—	—	$2.0M	2.5%
Fidelity	—	—	—	$1.9M	2.4%
State Street Global Advs	—	—	—	$1.8M	2.2%
Fidelity	—	—	—	$1.5M	1.9%
State Street Global Advs	—	—	—	$1.1M	1.4%
Cohen & Steers	—	—	—	$1.1M	1.3%
Dodge & Cox	—	—	—	$955K	1.2%
AB	—	—	—	$821K	1.0%
State Street Global Advs	—	—	—	$475K	0.6%
Notes receivable from participants	—	—	—	$334K	0.4%
Fidelity	—	—	—	$286K	0.4%
Fidelity	—	—	—	$261K	0.3%
VT	—	—	—	$229K	0.3%
State Street Global Advs	—	—	—	$208K	0.3%
State Street Global Advs	—	—	—	$78K	<0.1%
Fidelity	—	—	—	$77K	<0.1%
Fidelity	—	—	—	$72K	<0.1%
Fidelity	—	—	—	$68K	<0.1%
Virtus	—	—	—	$54K	<0.1%
AM	—	—	—	$30K	<0.1%
Vanguard	—	—	—	$12K	<0.1%
COL	—	—	—	$458	<0.1%
Vanguard	—	—	—	$37	<0.1%