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Original filing (PDF)20251015113716NAL0009363618001
ALLEN OVERY SHEARMAN STERLING US LLP
Form 5500
FILING_RECEIVED
ALLEN & OVERY 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
405
Accounts w/ balance
502
Plan assets (EOY)
$131.6M
Net assets (EOY)
$131.6M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 20 bps in Schedule C fees — 96% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALLEN OVERY SHEARMAN STERLING US LLP.
Plan sponsor
Name
ALLEN OVERY SHEARMAN STERLING US LLP
EIN
13-5514352
Address
599 LEXINGTON AVENUE · NEW YORK, NY · 10022
Phone
(212) 848-4000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
EISNER AMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $16K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH | 13-5674085 | — | INVESTMENT ADVISOR | $208K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EISNER AMPER LLP | 87-1363769 | — | ACCOUNTANT/AUDITOR | $33K | — |
Investments
38 direct securities · 1 pooled fund· $124.8M(95% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$120.3M
38 holdings
Common Collective Trust
$4.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $22.7M | 17.2% | |
| American Funds American Funds 2040 Target Date Retirement Fund R6 | — | — | — | $12.8M | 9.7% | |
| American Funds American Funds 2035 Target Date Retirement Fund R6 | — | — | — | $9.2M | 7.0% | |
| American Funds American Funds 2045 Target Date Retirement Fund R6 | — | — | — | $8.7M | 6.6% | |
| T.Rowe Price T. Rowe Price Blue Chip Growth Fund I | — | — | — | $7.5M | 5.7% | |
| Janus Henderson Balanced Fund N | — | — | — | $6.8M | 5.1% | |
| American Funds American Funds 2025 Target Date Retirement Fund R6 | — | — | — | $6.4M | 4.9% | |
| American Funds American Funds 2030 Target Date Retirement Fund R6 | — | — | — | $5.6M | 4.2% | |
| JPMorgan Equity Income Fund R6 | — | — | — | $5.1M | 3.9% | |
| Fidelity Advisor Stable Value Fund I | — | — | — | $4.5M | 3.4% | |
| FA STABLE VALUE I FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $4.5M | 3.4% | |
| American Funds American Funds 2050 Target Date Retirement Fund R6 | — | — | — | $4.0M | 3.0% | |
| T.Rowe Price T. Rowe Price Dividend Growth Fund I | — | — | — | $3.3M | 2.5% | |
| American Funds American Funds 2055 Target Date Retirement Fund R6 | — | — | — | $2.3M | 1.8% | |
| Fidelity Mid Cap Index Fund | — | — | — | $2.3M | 1.7% | |
| Fidelity Small Cap Index Fund | — | — | — | $2.2M | 1.7% | |
| MFS International Growth Fund R6 | — | — | — | $2.0M | 1.5% | |
| BlackRock Mid Cap Growth Fund IS | — | — | — | $1.9M | 1.5% | |
| Fidelity Advisor Government Income Fund Class I | — | — | — | $1.7M | 1.3% | |
| Fidelity International Index Fund | — | — | — | $1.4M | 1.1% | |
| American Funds American Funds 2060 Target Date Retirement Fund R6 | — | — | — | $1.4M | 1.1% | |
| PGIM Total Return Bond Fund R6 | — | — | — | $1.3M | 1.0% | |
| Franklin Small Cap Growth Fund R6 | — | — | — | $1.2M | 0.9% | |
| Allspring Special Mid Cap Value Fund - Class R6 | — | — | — | $1.2M | 0.9% | |
| American Funds American Funds 2010 Target Date Retirement Fund R6 | — | — | — | $1.1M | 0.8% | |
| Fidelity US Bond Index Fund | — | — | — | $974K | 0.7% | |
| Invesco Developing Markets Fund Class R6 | — | — | — | $618K | 0.5% | |
| BlackRock Global Allocation Fund K | — | — | — | $465K | 0.4% | |
| American Funds American Funds International Growth & Income R6 | — | — | — | $353K | 0.3% | |
| MFS International Intrisic Value Fund R6 | — | — | — | $339K | 0.3% | |
| Fidelity Advisor International Small Cap I | — | — | — | $245K | 0.2% | |
| Fidelity Advisor Strategic Income Fund I | — | — | — | $203K | 0.2% | |
| American Funds American Funds 2020 Target Date Retirement Fund R6 | — | — | — | $158K | 0.1% | |
| JPMorgan High Yield Fund R6 | — | — | — | $152K | 0.1% | |
| Cohen & Steers Cohen & Steers Real Estate Securities Fund Z | — | — | — | $147K | 0.1% | |
| American Funds American Funds 2065 Target Date Retirement Fund R6 | — | — | — | $140K | 0.1% | |
| Eaton Vance Eaton Vance Floating-Rate Advantage Fund I | — | — | — | $94K | <0.1% | |
| PIMCO Real Return Fund Institutional | — | — | — | $26K | <0.1% | |
| American Funds American Funds 2015 Target Date Retirement Fund R6 | — | — | — | $15K | <0.1% |