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Original filing (PDF)20251015102247NAL0002236147001
GREATER NEW YORK MUTUAL INSURANCE CO.
Form 5500
FILING_RECEIVED
GREATER NEW YORK MUTUAL INSURANCE COMPANY 401(K) EMPLOYEE SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
437
Accounts w/ balance
535
Plan assets (EOY)
$86.6M
Net assets (EOY)
$86.6M
How this plan invests
This plan
5 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (10 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GREATER NEW YORK MUTUAL INSURANCE CO..
Plan sponsor
Name
GREATER NEW YORK MUTUAL INSURANCE CO.
EIN
13-5117400
Address
350 5TH AVE FL 7 · NEW YORK, NY · 10118
Phone
(212) 683-9700
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WITHUMSMITH & BROWN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $88K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
22 direct securities · 5 pooled funds· $85.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$67.9M
21 holdings
Pooled Separate Account
$10.6M
5 holdings
Guaranteed Income / GIC
$7.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY 500 INDEX FUND | — | — | — | $14.3M | 16.5% | |
| FIDELITY INTERNATIONAL INDEX FUND | — | — | — | $9.0M | 10.4% | |
| * PRINCIPAL FIXED INCOME GUARANTEED OPTION | Guaranteed Income / GIC | — | — | $7.3M | 8.5% | |
| FIDELITY CONTRAFUND K6 FUND | — | — | — | $6.7M | 7.7% | |
| COLUMBIA DIVIDEND INCOME I3 FUND | — | — | — | $6.3M | 7.3% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $5.3M | 6.1% | |
| JANUS HENDERSON ENTERPRISE N FUND | — | — | — | $5.0M | 5.8% | |
| PRINCIPAL GUARANTEED OPTION | — | — | — | $4.1M | 4.8% | |
| FIDELITY US BOND INDEX FUND | — | — | — | $3.7M | 4.3% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $3.5M | 4.0% | |
| PIMCO INCOME INSTITUTIONAL FUND | — | — | — | $3.4M | 4.0% | |
| FIDELITY SMALL CAP INDEX FUND | — | — | — | $3.0M | 3.5% | |
| FUND VANGUARD SMALL CAP VALUE INDEX ADMIRAL FUND | — | — | — | $2.1M | 2.4% | |
| FIDELITY EXTENDED MKT INDEX FUND | — | — | — | $2.0M | 2.4% | |
| VANGUARD MID-CAP VALUE INDEX ADMIRAL FUND | — | — | — | $1.6M | 1.9% | |
| ADMIRAL FUND VANGUARD MID-CAP GROWTH INDEX ADMIRAL FUND | — | — | — | $1.4M | 1.6% | |
| VANGUARD SMALL CAP GROWTH INDEX ADMIRAL VANGUARD | — | — | — | $1.3M | 1.5% | |
| PRIN MIDCAP VALUE I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $1.2M | 1.4% | |
| Maturities ranging from 2025 to 2034 | — | — | — | $1.1M | 1.3% | |
| VANGUARD INTERNATIONAL GROWTH ADMIRAL VANGUARD | — | — | — | $1.1M | 1.3% | |
| Registered investment companies CAPITAL AMERICAN FUNDS NEW WORLD R6 FUND | — | — | — | $552K | 0.6% | |
| PRINCIPAL CAPITAL APPRECIATION SEPARATE ACCOUNT | — | — | — | $484K | 0.6% | |
| PRIN CAPITAL APPR SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 119 | Pooled Separate Account | — | — | $484K | 0.6% | |
| VANGUARD INFLATION-PROTECTION SECURITIES VANGUARD | — | — | — | $309K | 0.4% | |
| VANGUARD HIGH-YIELD CORPORATE ADMIRAL FUND | — | — | — | $297K | 0.3% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $198K | 0.2% | |
| FUND VANGUARD SHORT-TERM CORPORATE BOND INDEX VANGUARD | — | — | — | $12K | <0.1% |