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Original filing (PDF)20251010104843NAL0007979441001
BANK OF NOVA SCOTIA
Form 5500
FILING_RECEIVED
RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U. S. 401(K)
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,417
Accounts w/ balance
2,269
Plan assets (EOY)
$492.6M
Net assets (EOY)
$492.6M
How this plan invests
This plan
3 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BANK OF NOVA SCOTIA.
Plan sponsor
Name
BANK OF NOVA SCOTIA
EIN
13-4941099
Address
—
Phone
(437) 980-1843
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KPMG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KPMG LLP | — | DALLAS, TX | NONE | $53K | — |
| T ROWE PRICE RPS INC | — | BALTIMORE, MD | NONE | $20K | — |
Investments
25 direct securities · 3 pooled funds· $492.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$312.2M
24 holdings
Common Collective Trust
$170.9M
3 holdings
Mutual Funds
$9.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. ROWE PRICE EQUITY INDEX TRUST T. ROWE PRICE TRUST COMPANY · EIN 52-6559833 / PN 001 | Common Collective Trust | — | — | $85.7M | 17.4% | |
| T. ROWE PRICE BLUE CHIP GRWTH TRUST T. ROWE PRICE TRUST COMPANY · EIN 80-0470272 / PN 004 | Common Collective Trust | — | — | $63.6M | 12.9% | |
| FIDELITY CONTRA MUTUAL FUND | — | — | — | $41.4M | 8.4% | |
| T ROWE PRICE GOVERNMENT MONEY MUTUAL FUND | — | — | — | $32.3M | 6.6% | |
| T ROWE PRICE RETIREMENT 2040 MUTUAL FUND | — | — | — | $27.9M | 5.7% | |
| T ROWE PRICE RETIREMENT 2045 MUTUAL FUND | — | — | — | $25.0M | 5.1% | |
| T ROWE PRICE RETIREMENT 2050 MUTUAL FUND | — | — | — | $22.5M | 4.6% | |
| TRP U.S. MID-CAP GROWTH EQUITY TRST T. ROWE PRICE TRUST COMPANY · EIN 35-2425738 / PN 001 | Common Collective Trust | — | — | $21.6M | 4.4% | |
| T ROWE PRICE DIVIDEND GROWTH MUTUAL FUND | — | — | — | $20.2M | 4.1% | |
| T ROWE PRICE RETIREMENT 2035 MUTUAL FUND | — | — | — | $19.8M | 4.0% | |
| T ROWE PRICE RETIREMENT 2055 MUTUAL FUND | — | — | — | $16.2M | 3.3% | |
| T ROWE PRICE RETIREMENT 2030 MUTUAL FUND | — | — | — | $15.7M | 3.2% | |
| T ROWE PRICE SMALL-CAP STOCK MUTUAL FUND | — | — | — | $15.7M | 3.2% | |
| VANGUARD WINDSOR II MUTUAL FUND | — | — | — | $12.9M | 2.6% | |
| T ROWE PRICE RETIREMENT 2025 MUTUAL FUND | — | — | — | $10.4M | 2.1% | |
| S *T ROWE PRICE BALANCED MUTUAL FUND | Mutual Funds | — | — | $9.6M | 1.9% | |
| T ROWE PRICE SPECTRUM INCOME MUTUAL FUND | — | — | — | $9.0M | 1.8% | |
| T ROWE PRICE RETIREMENT 2060 MUTUAL FUND | — | — | — | $8.4M | 1.7% | |
| T ROWE PRICE RETIREMENT 2020 MUTUAL FUND | — | — | — | $7.3M | 1.5% | |
| VANGUARD TOTAL BOND INDEX ADM MUTUAL FUND | — | — | — | $6.9M | 1.4% | |
| T ROWE PRICE INTERNATIONAL GROWTH & INCOME MUTUAL FUND | — | — | — | $5.9M | 1.2% | |
| VANGUARD DVLPD MARKET IND ADM ETF FUND | — | — | — | $5.7M | 1.2% | |
| T ROWE PRICE RETIREMENT 2065 MUTUAL FUND | — | — | — | $4.6M | 0.9% | |
| PARTICIPANTS RANGING FROM 2025 THROUGH 2054 | — | — | — | $2.7M | 0.6% | |
| T ROWE PRICE RETIREMENT BALANCE INV MUTUAL FUND | — | — | — | $987K | 0.2% | |
| T ROWE PRICE RETIREMENT 2015 MUTUAL FUND | — | — | — | $359K | <0.1% | |
| T ROWE PRICE RETIREMENT 2005 MUTUAL FUND | — | — | — | $160K | <0.1% | |
| T ROWE PRICE RETIREMENT 2010 MUTUAL FUND | — | — | — | $124K | <0.1% |