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Original filing (PDF)20251002175539NAL0000757601001
CALVETTI FERGUSON, LLC
Form 5500
FILING_RECEIVED
CALVETTI FERGUSON 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
151
Accounts w/ balance
171
Plan assets (EOY)
$13.2M
Net assets (EOY)
$13.2M
How this plan invests
This plan
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 36 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CALVETTI FERGUSON, LLC.
Plan sponsor
Name
CALVETTI FERGUSON, LLC
EIN
13-4255527
Address
700 LOUISIANA STREET SUITE 2500 · HOUSTON, TX · 77002
Phone
(713) 726-5705
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BRITT AND COMPANY CPA, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $25K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $18K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $4K | — |
Investments
22 direct securities· $13.0M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies (Mutual Funds) * Fidelity 500 Index Shares of Registered Investment Companies | — | — | — | $2.9M | 21.9% | |
| Ab Large Cap Growth Z Shares of Registered Investment Companies | — | — | — | $1.4M | 10.5% | |
| Blackrock Lifepath Dynamic 2040 K Shares of Registered Investment Companies | — | — | — | $1.3M | 9.9% | |
| Blackrock Lifepath Dynamic 2050 K Shares of Registered Investment Companies | — | — | — | $1.1M | 8.1% | |
| Blackrock Lifepath Dynamic 2055 K Shares of Registered Investment Companies | — | — | — | $861K | 6.5% | |
| Mfs Intl Diversification R6 Shares of Registered Investment Companies | — | — | — | $696K | 5.3% | |
| American Funds American Balanced R6 Shares of Registered Investment Companies | — | — | — | $508K | 3.8% | |
| Fidelity Small Cap Index Shares of Registered Investment Companies | — | — | — | $485K | 3.7% | |
| Pimco Income Instl Shares of Registered Investment Companies | — | — | — | $462K | 3.5% | |
| Blackrock Lifepath Dynamic 2060 K Shares of Registered Investment Companies | — | — | — | $458K | 3.5% | |
| Fidelity Mid Cap Index Shares of Registered Investment Companies | — | — | — | $452K | 3.4% | |
| Blackrock Lifepath Dynamic 2030 K Shares of Registered Investment Companies | — | — | — | $383K | 2.9% | |
| Blackrock Lifepath Dynamic 2045 K Shares of Registered Investment Companies | — | — | — | $330K | 2.5% | |
| Blackrock Mid-Cap Growth Equity K Shares of Registered Investment Companies | — | — | — | $316K | 2.4% | |
| Fidelity Advisor Total Bond Z Shares of Registered Investment Companies | — | — | — | $310K | 2.3% | |
| Blackrock Lifepath Dynamic 2035 K Shares of Registered Investment Companies | — | — | — | $269K | 2.0% | |
| Allspring Special Small Cap Value R6 Shares of Registered Investment Companies | — | — | — | $204K | 1.5% | |
| Jpmorgan Equity Income R6 Shares of Registered Investment Companies | — | — | — | $176K | 1.3% | |
| Federated Hermes Kaufmann Small Cp R6 Shares of Registered Investment Companies | — | — | — | $167K | 1.3% | |
| Allspring Special Mid Cap Value R6 Shares of Registered Investment Companies | — | — | — | $137K | 1.0% | |
| Mfs Global Real Estate R6 Shares of Registered Investment Companies | — | — | — | $78K | 0.6% | |
| Empower Key Guaranteed Portfolio Fund Group Annuity Contract | — | — | — | $77K | 0.6% |
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