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Original filing (PDF)20250925154547NAL0003623667001
THOR EQUITIES, LLC
Form 5500
FILING_RECEIVED
THE THOR EQUITIES, LLC 401(K) PLAN
401(k) retirement plan
Active participants
68
Accounts w/ balance
133
Plan assets (EOY)
$11.8M
Net assets (EOY)
$11.8M
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 55 bps in Schedule C fees — 90% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THOR EQUITIES, LLC.
Plan sponsor
Name
THOR EQUITIES, LLC
EIN
13-4191112
Address
25 W 39TH STREET 16TH FLOOR · NEW YORK, NY · 100183805
Phone
(212) 529-5730
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HILL, BARTH & KING, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $10K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $36K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HILL BARTH & KING LLC DBA HBK CPAS | — | CANFIELD, OH | AUDITOR | $17K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
Investments
38 direct securities· $11.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX K Mutual Funds | — | — | — | $1.8M | 15.1% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $1.3M | 10.7% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $1.2M | 9.9% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $1.0M | 8.7% | |
| Party Par or Maturity Value Cost Current Value * GUARANTEED INTEREST FUND Fixed Annuities | — | — | — | $952K | 8.1% | |
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $860K | 7.3% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $524K | 4.5% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $502K | 4.3% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $471K | 4.0% | |
| MFS MASSACHUSETTS INVESTORS GR STK R6 Mutual Funds | — | — | — | $358K | 3.0% | |
| MFS TOTAL RETURN R6 Mutual Funds | — | — | — | $348K | 3.0% | |
| MFS GROWTH ALLOCATION R4 Mutual Funds | — | — | — | $284K | 2.4% | |
| INVESCO DIVERSIFIED DIVIDEND R6 Mutual Funds | — | — | — | $243K | 2.1% | |
| AMERICAN FUNDS 2020 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $221K | 1.9% | |
| ISHARES MSCI EAFE INTERNATIONAL INDEX K Mutual Funds | — | — | — | $213K | 1.8% | |
| ISHARES RUSSELL MID-CAP INDEX K Mutual Funds | — | — | — | $180K | 1.5% | |
| MFS CONSERVATIVE ALLOCATION R4 Mutual Funds | — | — | — | $156K | 1.3% | |
| ALLSPRING SMID CAP GROWTH R6 Mutual Funds | — | — | — | $117K | 1.0% | |
| VICTORY SYCAMORE ESTABLISHED VALUE R6 Mutual Funds | — | — | — | $112K | 0.9% | |
| ISHARES RUSSELL 2000 SMALL-CAP INDEX K Mutual Funds | — | — | — | $108K | 0.9% | |
| UNDISCOVERED MGRS BEHAVIORAL VALUE R6 Mutual Funds | — | — | — | $106K | 0.9% | |
| AMERICAN FUNDS 2015 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $99K | 0.8% | |
| VANGUARD EMERGING MKTS STOCK IDX ADM Mutual Funds | — | — | — | $96K | 0.8% | |
| JANUS HENDERSON TRITON N Mutual Funds | — | — | — | $92K | 0.8% | |
| Party Par or Maturity Value Cost Current Value MFS GLOBAL EQUITY R6 Mutual Funds | — | — | — | $80K | 0.7% | |
| INVESCO REAL ESTATE R6 Mutual Funds | — | — | — | $61K | 0.5% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Mutual Funds | — | — | — | $57K | 0.5% | |
| LORD ABBETT HIGH YIELD R6 Mutual Funds | — | — | — | $57K | 0.5% | |
| WESTERN ASSET CORE BOND IS Mutual Funds | — | — | — | $50K | 0.4% | |
| VANECK CM COMMODITY INDEX I Mutual Funds | — | — | — | $39K | 0.3% | |
| December 2029 | — | — | — | $32K | 0.3% | |
| TEMPLETON FOREIGN R6 Mutual Funds | — | — | — | $29K | 0.2% | |
| FRANKLIN US GOVERNMENT SECS R6 Mutual Funds | — | — | — | $29K | 0.2% | |
| AMERICAN FUNDS CAPITAL WORLD BOND R6 Mutual Funds | — | — | — | $25K | 0.2% | |
| AMERICAN CENTURY INFLATION ADJ BOND R6 Mutual Funds | — | — | — | $22K | 0.2% | |
| INVESCO OPPENHEIMER INTL GROWTH R6 Mutual Funds | — | — | — | $17K | 0.1% | |
| COLUMBIA SMALL CAP VALUE FUND II INSTL 3 Mutual Funds | — | — | — | $6K | <0.1% | |
| PIONEER STRATEGIC INCOME K Mutual Funds | — | — | — | $2K | <0.1% |
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