Back to filter
Original filing (PDF)20250923051141NAL0006811424001
GOTHAM TECHNOLOGY GROUP, LLC
Form 5500
FILING_RECEIVED
GOTHAM TECHNOLOGY GROUP, LLC 401(K) PLAN
401(k) retirement plan
Active participants
114
Accounts w/ balance
191
Plan assets (EOY)
$30.8M
Net assets (EOY)
$30.8M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GOTHAM TECHNOLOGY GROUP, LLC.
Plan sponsor
Name
GOTHAM TECHNOLOGY GROUP, LLC
EIN
13-4187205
Address
5 PARAGON DRIVE · SUITE 103 · MONTVALE, NJ · 07645
Phone
(201) 474-4266
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EISNERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $59K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GATEWAY ADVISORY, LLC | 27-1678306 | — | INVESTMENT/FINANCIAL ADVI | $49K | — |
Investments
30 direct securities · 1 pooled fund· $30.3M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$27.8M
30 holdings
Common Collective Trust
$2.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX I | Registered Investment Companies | — | — | $6.3M | 20.5% | |
| FIDELITY BLUE CHIP GROWTH K6 | Registered Investment Companies | — | — | $2.5M | 8.0% | |
| MET GG SV 25554 - L WILMINGTON TRUST RISC CIT · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $2.4M | 7.9% | |
| AMERFDS 2045 TARG DATE RET-R3 | Registered Investment Companies | — | — | $2.3M | 7.5% | |
| MFS MOD ALLOC - R3 | Registered Investment Companies | — | — | $2.3M | 7.4% | |
| COLUMBIA MID CAP INDEX I2 | Registered Investment Companies | — | — | $1.3M | 4.2% | |
| INVESCO COMSTOCK FUND R5 | Registered Investment Companies | — | — | $1.2M | 3.9% | |
| AMERFDS 2035 TARG DATE RET-R3 | Registered Investment Companies | — | — | $1.2M | 3.9% | |
| MFS INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $1.1M | 3.5% | |
| JANUS HENDERSON ENTERPRISE - S | Registered Investment Companies | — | — | $1.0M | 3.3% | |
| AMERFDS 2050 TARG DATE RET-R3 | Registered Investment Companies | — | — | $879K | 2.9% | |
| AMERFDS 2025 TARG DATE RET-R3 | Registered Investment Companies | — | — | $851K | 2.8% | |
| AMERFDS 2055 TARG DATE RET-R3 | Registered Investment Companies | — | — | $771K | 2.5% | |
| AMER FUNDS NEW PERSPECTIVE-R3 | Registered Investment Companies | — | — | $737K | 2.4% | |
| AMERFDS 2040 TARG DATE RET-R3 | Registered Investment Companies | — | — | $720K | 2.3% | |
| MFS MID CAP VAL R3 | Registered Investment Companies | — | — | $678K | 2.2% | |
| INVESCO CORE BOND Y | Registered Investment Companies | — | — | $606K | 2.0% | |
| ALS SPECIAL SMALL CAP VALUE R6 | Registered Investment Companies | — | — | $528K | 1.7% | |
| AMERFDS 2030 TARG DATE RET-R3 | Registered Investment Companies | — | — | $433K | 1.4% | |
| JPMORGAN GOVERNMENT BOND R4 | Registered Investment Companies | — | — | $410K | 1.3% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $388K | 1.3% | |
| EATON VANCE HIGH INCOME OPPS I | Registered Investment Companies | — | — | $349K | 1.1% | |
| MFS AGG GRTH ALLOC - R3 | Registered Investment Companies | — | — | $247K | 0.8% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $220K | 0.7% | |
| MFS GRTH ALLOC R3 | Registered Investment Companies | — | — | $212K | 0.7% | |
| AMERFDS 2020 TARG DATE RET-R3 | Registered Investment Companies | — | — | $199K | 0.6% | |
| AMF 2060 TARGET DATE RETIRE R3 | Registered Investment Companies | — | — | $176K | 0.6% | |
| FEDERATED MDT SM CAP GR INSTL | Registered Investment Companies | — | — | $133K | 0.4% | |
| MFS CON ALLOC R3 | Registered Investment Companies | — | — | $122K | 0.4% | |
| AMF 2065 TARGET DATE RETIRE R3 | Registered Investment Companies | — | — | $60K | 0.2% | |
| AMERFDS 2015 TARG DATE RET-R3 | Registered Investment Companies | — | — | $2K | <0.1% |