Original filing (PDF)20251013160306NAL0002357248001

GOLDBERG LINDSAY & CO. LLC

Name: GOLDBERG LINDSAY & CO. LLC — GOLDBERG LINDSAY & CO. LLC 401(K) PROFIT SHARING PLAN, Form 5500 (2024)
Creator: GOLDBERG LINDSAY & CO. LLC

Form 5500

FILING_RECEIVED

GOLDBERG LINDSAY & CO. LLC 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Signals · 3

Late participant contributions48% in single holdingHigh average account balance

Active participants

Accounts w/ balance

134

Plan assets (EOY)

$61.8M

Net assets (EOY)

$61.8M

How this plan invests

This plan

1 pooled trust

Schedule D

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GOLDBERG LINDSAY & CO. LLC.

Plan sponsor

Name

GOLDBERG LINDSAY & CO. LLC

EIN

13-4164879

Address

630 FIFTH AVENUE, 30TH FLOOR · NEW YORK, NY · 101110100

Phone

(212) 651-1100

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$6K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
NEWPORT CAPITAL GROUP	86-1109193	—	ADVISOR	$63K	—
PENSION ASSURANCE LLP	30-0840934

Investments

30 direct securities · 1 pooled fund· $61.8M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$61.0M

26 holdings

Cash / Money Market

$807K

2 holdings

Common Collective Trusts

$10K

1 holding

Common Collective Trust

$10K

1 holding

Bonds / Notes

$6K

1 holding

					% of plan
Fidelity 500 Index Mutual Fund	Other securities	—	—	$29.9M	48.3%
Vanguard Wellington Admiral Mutual Fund	Other securities	—	—	$4.0M	6.5%
T Rowe Price Capital Appreciation Fund Mutual Fund	Other securities	—	—	$4.0M	6.4%
Invesco Growth & Income R6 Mutual Fund	Other securities	—	—	$3.4M	5.4%
Fidelity Small Cap Index Mutual Fund	Other securities	—	—	$2.1M	3.4%
Vanguard Target Retirement 2050 Fund Mutual Fund	Other securities	—	—	$1.9M	3.1%
Fidelity Total International Index Mutual Fund	Other securities	—	—	$1.8M	2.9%
Fidelity US Bond Index Mutual Fund	Other securities	—	—	$1.7M	2.7%
Vanguard Short Term Federal Admiral Mutual Fund	Other securities	—	—	$1.6M	2.5%
Vanguard Target Retirement 2060 Fund Mutual Fund	Other securities	—	—	$1.4M	2.2%
Vanguard Target Retirement 2045 Fund Mutual Fund	Other securities	—	—	$1.3M	2.1%
Vanguard Explorer Fund Admiral Mutual Fund	Other securities	—	—	$1.2M	2.0%
Fidelity International Growth Fund Mutual Fund	Other securities	—	—	$1.1M	1.8%
Vanguard Target Retirement 2055 Fund Mutual Fund	Other securities	—	—	$1.0M	1.7%
Fidelity Mid Cap Index Mutual Fund	Other securities	—	—	$918K	1.5%
Vanguard Target Retirement 2040 Fund Mutual Fund	Other securities	—	—	$901K	1.5%
American Century Ultra Fund R6 Mutual Fund	Other securities	—	—	$857K	1.4%
Vanguard VMMR Federal Money Market Mutual Fund	Cash / Money Market	—	—	$648K	1.0%
Calvert US Large Cap Core Responsible Index Mutual Fund	Other securities	—	—	$622K	1.0%
Vanguard Target Retirement 2020 Fund Mutual Fund	Other securities	—	—	$423K	0.7%
Lord Abbett Short Duration Income Mutual Fund	Other securities	—	—	$321K	0.5%
Vanguard Target Retirement 2065 Fund Mutual Fund	Other securities	—	—	$210K	0.3%
Vanguard Target Retirement 2035 Fund Mutual Fund	Other securities	—	—	$202K	0.3%
Fidelity Government Money Market K6 Mutual Fund	Cash / Money Market	—	—	$158K	0.3%
Vanguard Target Retirement 2025 Fund Mutual Fund	Other securities	—	—	$138K	0.2%
Vanguard Target Retirement 2030 Fund Mutual Fund	Other securities	—	—	$96K	0.2%
Fidelity Inflation Protected Bond Index Mutual Fund	Other securities	—	—	$17K	<0.1%
New York Life Anchor Account Collective Investment Trust	Common Collective Trusts	—	—	$10K	<0.1%
STABLE VALUE ACCOUNT NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125	Common Collective Trust	—	—	$10K	<0.1%
Vanguard Target Retirement Income Mutual Fund	Other securities	—	—	$6K	<0.1%
Participant Loans to participants, bearing interest from 8.75% to 9.50%	Bonds / Notes	—	—	$6K	<0.1%