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Original filing (PDF)20241010191913NAL0010366691001
CAREY ASSET MANAGEMENT CORP
Form 5500
FILING_RECEIVED
CAREY PROFIT SHARING AND 401K PLAN
401(k) retirement plan
Active participants
142
Accounts w/ balance
251
Plan assets (EOY)
$90.9M
Net assets (EOY)
$90.9M
How this plan invests
This plan
19 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAREY ASSET MANAGEMENT CORP.
Plan sponsor
Name
CAREY ASSET MANAGEMENT CORP
EIN
13-4121956
Address
395 9TH AVENUE, 58TH FLOOR · NEW YORK, NY · 10011
Phone
(212) 492-1100
Industry
Real Estatesee all
Plan administrator
Name
NPPG FIDUCIARY SERVICES, LLC
EIN
30-0835405
City
SHREWSBURY, NJ
Phone
(732) 758-1577
Plan characteristics
Plan number
002
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC | 13-3036745 | — | RECORD KEEPER | $22K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NPPG INVESTMENTS SERVICES, LLC | 32-0356844 | — | INVESTMENT/FINANCIAL ADVI | $93K | — |
| PENSIONMARK FINANCIAL GROUP, LLC | 61-1758632 | — | INVESTMENT/FINANCIAL ADVI | $34K | — |
Investments
19 pooled funds· $57.4M(63% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| AMC RET DATE 2060 XXII GLOBAL TRUST COMPANY · EIN 88-3542403 / PN 001 | Common Collective Trust | $15.2M | 16.7% |
| AMC RET DATE 2035 XXII GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $8.9M | 9.8% |
| AMC RET DATE 2045 XXII GLOBAL TRUST COMPANY · EIN 88-3542403 / PN 001 | Common Collective Trust | $7.1M | 7.8% |
| AMC RET DATE 2040 XXII GLOBAL TRUST COMPANY · EIN 88-3542403 / PN 001 | Common Collective Trust | $6.7M | 7.3% |
| AMC RET DATE 2050 XXII GLOBAL TRUST COMPANY · EIN 88-3542403 / PN 001 | Common Collective Trust | $5.4M | 5.9% |
| AMC RET DATE 2025 XXII GLOBAL TRUST COMPANY · EIN 88-3542403 / PN 001 | Common Collective Trust | $3.9M | 4.2% |
| AMC IN RETIREMENT XXII GLOBAL TRUST COMPANY · EIN 88-3542403 / PN 001 | Common Collective Trust | $3.2M | 3.6% |
| AMC RET DATE 2030 XXII GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $2.9M | 3.2% |
| AMC RET DATE 2055 XXII GLOBAL TRUST COMPANY · EIN 88-3542403 / PN 001 | Common Collective Trust | $2.2M | 2.4% |
| MORLEY STABLE VALUE - 25 I PRINCIPAL GLOBAL INV TRUST · EIN 93-6274329 / PN 001 | Common Collective Trust | $2.0M | 2.2% |
| AMC RET DATE 2035 TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $0 | <0.1% |
| AMC RET DATE 2030 TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $0 | <0.1% |
| AMC RET DATE 2045 TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $0 | <0.1% |
| AMC RET DATE 2040 TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $0 | <0.1% |
| AMC RET DATE 2025 TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $0 | <0.1% |
| AMC RET DATE 2050 TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $0 | <0.1% |
| AMC RET DATE 2055 TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $0 | <0.1% |
| AMC INC RET DATE TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $0 | <0.1% |
| AMC RET DATE 2060 TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | $0 | <0.1% |