Original filing (PDF)20250408083617NAL0027617472001

FUTURES AND OPTIONS INC.

Name: FUTURES AND OPTIONS INC. — 403(B)THRIFT PLAN OF FUTURES AND OPTIONS INC., Form 5500 (2023)
Creator: FUTURES AND OPTIONS INC.

Form 5500-SF

FILING_RECEIVED

403(B)THRIFT PLAN OF FUTURES AND OPTIONS INC.

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$989K

Net assets (EOY)

$989K

Plan health score

/ 100

Grade A

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FUTURES AND OPTIONS INC..

Plan sponsor

Name

FUTURES AND OPTIONS INC.

EIN

13-4063658

Address

111 BROADWAY · SUITE 1602 · NEW YORK, NY · 10006

Phone

(212) 601-0002

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-07-01

Tax period

2024-06-30

Filed

2025-04-08

Pension benefit codes

2G · Total participant-directed accounts

2F · ERISA section 404(c)

3D · Pre-approved plan (master / prototype / VS)

2J · 401(k) feature

2K · 401(m) arrangement

2E · Profit-sharing

2S · Automatic enrollment

2T · Default investment account (QDIA)

Service providers (Schedule C)

Small plans don't disclose service providers

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