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Original filing (PDF)20251003054418NAL0001081025001
VIKING GLOBAL INVESTORS LP
Form 5500
FILING_RECEIVED
VIKING GLOBAL INVESTORS LP 401(K) PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
270
Accounts w/ balance
410
Plan assets (EOY)
$123.9M
Net assets (EOY)
$123.9M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "ISHARES S&P 500 INDEX K" is 26% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VIKING GLOBAL INVESTORS LP.
Plan sponsor
Name
VIKING GLOBAL INVESTORS LP
EIN
13-4055118
Address
600 WASHINGTON BOULEVARD, · 11TH FLOOR · STAMFORD, CT · 06901
Phone
(203) 863-5017
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PRICEWATERHOUSECOOPERS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $39K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $21K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRICEWATERHOUSECOOPERS | 13-4008324 | — | ACCOUNTANT | $50K | — |
Investments
32 direct securities · 1 pooled fund· $123.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$121.6M
32 holdings
Common Collective Trust
$2.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $32.2M | 26.0% | |
| CLEARBRIDGE LARGE CAP GR IS | Registered Investment Companies | — | — | $22.2M | 17.9% | |
| JPMORGAN EQUITY INCOME FUND R6 | Registered Investment Companies | — | — | $7.4M | 6.0% | |
| JANUS HENDERSON BALANCED - N | Registered Investment Companies | — | — | $5.5M | 4.4% | |
| ISHARES RUSSELL MIDCAP INDEX K | Registered Investment Companies | — | — | $5.3M | 4.3% | |
| FEDERATED HERMES INTL EQ R6 | Registered Investment Companies | — | — | $4.4M | 3.6% | |
| BLACKROCK LIFEPATH 2050 FUND K | Registered Investment Companies | — | — | $4.3M | 3.5% | |
| BLACKROCK LIFEPATH 2055 FUND K | Registered Investment Companies | — | — | $3.9M | 3.1% | |
| BLACKROCK LIFEPATH 2060 K | Registered Investment Companies | — | — | $3.1M | 2.5% | |
| MACQUARIE SMALL CAP CORE R6 | Registered Investment Companies | — | — | $3.0M | 2.4% | |
| ISHARES RUSSELL 2000 SM CAP K | Registered Investment Companies | — | — | $2.8M | 2.2% | |
| BLACKROCK LIFEPATH 2040 FUND K | Registered Investment Companies | — | — | $2.8M | 2.2% | |
| MFS INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $2.5M | 2.0% | |
| FID ADV FOCUSED EMERGING MKT Z | Registered Investment Companies | — | — | $2.5M | 2.0% | |
| BNY MELLON NATURAL RESOURCES Y | Registered Investment Companies | — | — | $2.2M | 1.8% | |
| BLACKROCK LIFEPATH 2045 FUND K | Registered Investment Companies | — | — | $2.2M | 1.8% | |
| INV STABLE VALUE RETIRE FD 1 INVESCO TRUST COMPANY · EIN 27-3868124 / PN 001 | Common Collective Trust | — | — | $2.0M | 1.6% | |
| JPMORGAN LARGE CAP GROWTH R6 | Registered Investment Companies | — | — | $1.9M | 1.5% | |
| PIONEER BOND FUND - K | Registered Investment Companies | — | — | $1.7M | 1.3% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $1.7M | 1.3% | |
| ISHARES US AGGREGATE BD IDX K | Registered Investment Companies | — | — | $1.6M | 1.3% | |
| NUVEEN REAL ESTATE SEC R6 | Registered Investment Companies | — | — | $1.3M | 1.1% | |
| LORD ABBETT SHORT DUR INC R6 | Registered Investment Companies | — | — | $1.0M | 0.8% | |
| BLACKROCK LIFEPATH 2035 K | Registered Investment Companies | — | — | $1.0M | 0.8% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $925K | 0.7% | |
| INVESCO EQV ASIA PACIFIC EQ R6 | Registered Investment Companies | — | — | $878K | 0.7% | |
| VAN INFL PROTECTED SEC - ADMR | Registered Investment Companies | — | — | $874K | 0.7% | |
| AMERICAN FUNDS CAP INC BLDR R6 | Registered Investment Companies | — | — | $740K | 0.6% | |
| BLACKROCK LIFEPATH RET FUND K | Registered Investment Companies | — | — | $494K | 0.4% | |
| NEU LARGE CAP VALUE - R6 | Registered Investment Companies | — | — | $490K | 0.4% | |
| AMERICAN FUNDS WAMU - R6 | Registered Investment Companies | — | — | $406K | 0.3% | |
| BLACKROCK T-FUND - PREMIER | Registered Investment Companies | — | — | $320K | 0.3% | |
| BLACKROCK LIFEPATH 2030 FUND K | Registered Investment Companies | — | — | $104K | <0.1% |