Original filing (PDF)20251015130603NAL0009381298001

CTA ACOUSTICS INC.

Name: CTA ACOUSTICS INC. — CTA ACOUSTICS INC. EMPLOYEES SAVINGS AND INVESTMENT PLAN, Form 5500 (2022)
Creator: CTA ACOUSTICS INC.

Form 5500

FILING_RECEIVED

CTA ACOUSTICS INC. EMPLOYEES SAVINGS AND INVESTMENT PLAN

401(k) retirement plan

Signals · 4

Late filing · 23.0 moLate participant contributionsCorrective distributions issued~129 bps in Sched C fees

Active participants

282

Accounts w/ balance

274

Plan assets (EOY)

$4.8M

Net assets (EOY)

$4.8M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Below-average — multiple flags

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Filed 23.0 months past the 10.5-month grace window.
Delinquent participant contributions reported (Schedule H 4a) — 22K (4% of contributions).
Corrective distributions issued (likely failed ADP/ACP testing).
Total administrative cost in the bottom quartile of peers (11th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CTA ACOUSTICS INC..

Plan sponsor

Name

CTA ACOUSTICS INC.

EIN

13-4041106all filings

Address

100 CTA BLVD · CORBIN, KY · 40701

Phone

(606) 258-2358

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2022

Plan year begin

2022-01-01

Tax period

2022-12-31

Filed

2025-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
JOHN HANCOCK	01-0233346	—	RETAINED BY EMPLOYER	$48K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
UBS FINANCIAL SERVICES, INC.	13-2638166	—	RETAINED BY EMPLOYER	$14K	—

Investments

1 pooled fund· $41K(1% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.