This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $6K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard INSTITUTIONAL INDEX | — | — | — | $56.5M | 29.6% | |
| Vanguard 2050 TARGET RETIREMNT |
| — |
| — |
| — |
| $16.9M |
| 8.9% |
| Vanguard 2060 TARGET RETIREMNT | — | — | — | $15.9M | 8.4% |
| Vanguard 2040 TARGET RETIREMNT | — | — | — | $13.7M | 7.2% |
| AQR RISK PARITY COLLECTIVE INVESTME GLOBAL TRUST COMPANY · EIN 90-6194032 / PN 002 | Common Collective Trust | — | — | $12.2M | 6.4% |
| AQR DIVERSIFYING STRATEGIES CIF FUN GLOBAL TRUST COMPANY · EIN 90-6194032 / PN 008 | Common Collective Trust | — | — | $12.0M | 6.3% |
| Vanguard SMALL CAP IND INSTL | — | — | — | $9.1M | 4.8% |
| SELF-DIRECT ACCT OTHER ASSETS | — | — | $8.6M | $8.6M | 4.5% |
| Self-Directed Brokerage Account Various mutual funds and common stock | — | — | — | $8.6M | 4.5% |
| Vanguard TOTAL INTL CL INSTL | — | — | — | $8.2M | 4.3% |
| Vanguard TOTAL BOND MKT | — | — | — | $6.9M | 3.6% |
| Vanguard 2030 TARGET RETIREMNT | — | — | — | $6.4M | 3.4% |
| PUTNAM STABLE VALUE FUND CLASS 20 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $6.2M | 3.2% |
| Vanguard EMERGING MRKTS INDEX | — | — | — | $4.5M | 2.4% |
| Vanguard MID CAP INDEX FUND | — | — | — | $2.6M | 1.4% |
| Vanguard 2045 TARGET RETIREMNT | — | — | — | $2.4M | 1.3% |
| Vanguard 2055 TARGET RETIREMNT | — | — | — | $2.2M | 1.1% |
| Vanguard 2035 TARGET RETIREMNT | — | — | — | $1.9M | 1.0% |
| Vanguard 2065 TARGET RETIREMNT | — | — | — | $1.8M | 0.9% |
| Vanguard FEDERAL MONEY MKT INV | — | — | — | $880K | 0.5% |
| VANGUARD FEDERAL MONEY MKT INV MONEY MARKET | — | — | $879K | $879K | 0.5% |
| Vanguard 2020 TARGET RETIREMNT | — | — | — | $731K | 0.4% |
| LOAN FUND LOANS | — | — | $687K | $687K | 0.4% |
| FIDELITY INFLATION PROT BD INX MUTUAL FUNDS | Mutual Funds | — | $331K | $297K | 0.2% |
| VANGUARD 2025 TARGET RETIREMNT MUTUAL FUNDS | — | — | $56K | $56K | <0.1% |
| ACCRUED INCOME ACCRUED INCOME | — | — | $1K | $1K | <0.1% |
