Original filing (PDF)20251006102721NAL0001989395001

ROCKEFELLER GROUP INTERNATIONAL, INC.

Name: ROCKEFELLER GROUP INTERNATIONAL, INC. — ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN, Form 5500 (2024)
Creator: ROCKEFELLER GROUP INTERNATIONAL, INC.

Form 5500

FILING_RECEIVED

ROCKEFELLER GROUP INTERNATIONAL, INC. INCENTIVE SAVINGS PLAN

401(k) retirement plan

Active participants

214

Accounts w/ balance

299

Plan assets (EOY)

$144.1M

Net assets (EOY)

$144.1M

How this plan invests

This plan

36 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Helping the score

Below-peer total fees (2 bps vs 10 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROCKEFELLER GROUP INTERNATIONAL, INC..

Plan sponsor

Name

ROCKEFELLER GROUP INTERNATIONAL, INC.

EIN

13-3975924

Address

1271 AVENUE OF THE AMERICAS · 24TH FLOOR · NEW YORK, NY · 10020

Phone

(212) 282-2000

Industry

Real Estatesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

003

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-06

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3H · Sponsor in controlled / affiliated group

2E · Profit-sharing

2R · Participant-directed brokerage (SDBA)

Audit & trust (Schedule H)

Auditor

BDO USA, P.C.

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$27K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$8K	—

Investments

36 direct securities· $144.1M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
Fidelity	—	—	—	$23.2M	16.1%
Fidelity	—	—	—	$18.5M	12.8%
Fidelity	—	—	—	$17.7M	12.3%
Fidelity	—	—	—	$10.3M	7.2%
Fidelity	—	—	—	$8.5M	5.9%
BrokerageLink	—	—	—	$7.3M	5.0%
Fidelity	—	—	—	$5.4M	3.8%
Fidelity	—	—	—	$5.3M	3.7%
Fidelity	—	—	—	$5.2M	3.6%
Fidelity	—	—	—	$4.5M	3.2%
Janus	—	—	—	$3.9M	2.7%
Fidelity	—	—	—	$3.6M	2.5%
Vanguard	—	—	—	$3.1M	2.2%
Fidelity	—	—	—	$3.1M	2.2%
Fidelity	—	—	—	$3.0M	2.1%
Fidelity	—	—	—	$2.6M	1.8%
Fidelity	—	—	—	$2.5M	1.7%
Fidelity	—	—	—	$1.7M	1.2%
Vanguard	—	—	—	$1.7M	1.2%
Fidelity	—	—	—	$1.6M	1.1%
Fidelity	—	—	—	$1.3M	0.9%
T. Rowe Price	—	—	—	$1.3M	0.9%
Delaware	—	—	—	$1.2M	0.8%
Fidelity	—	—	—	$1.1M	0.7%
Fidelity	—	—	—	$976K	0.7%
Fidelity	—	—	—	$939K	0.7%
Wells Fargo	—	—	—	$899K	0.6%
Fidelity	—	—	—	$852K	0.6%
Fidelity	—	—	—	$803K	0.6%
Notes receivable from participants	—	—	—	$764K	0.5%
T. Rowe Price	—	—	—	$654K	0.5%
Fidelity	—	—	—	$233K	0.2%
BlackRock	—	—	—	$178K	0.1%
Fidelity	—	—	—	$105K	<0.1%
Fidelity	—	—	—	$101K	<0.1%
Fidelity	—	—	—	$24K	<0.1%