Original filing (PDF)20251003134623NAL0001474769001

AGRICULTURAL BANK OF CHINA 401(K) PLAN

Name: AGRICULTURAL BANK OF CHINA 401(K) PLAN — Form 5500 (2024)
Creator: AGRICULTURAL BANK OF CHINA 401(K) PLAN

Form 5500

FILING_RECEIVED

401(k) retirement plan

Signals · 1

29% in single holding

Active participants

Accounts w/ balance

126

Plan assets (EOY)

$12.8M

Net assets (EOY)

$12.8M

How this plan invests

This plan

1 pooled trust

Schedule D

42 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Total administrative cost in the bottom quartile of peers (18th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for AGRICULTURAL BANK OF CHINA 401(K) PLAN.

Plan sponsor

Name

AGRICULTURAL BANK OF CHINA 401(K) PLAN

EIN

13-3951245

Address

277 PARK AVE FL 30 · NEW YORK, NY · 101723099

Phone

(212) 888-8998

Industry

Commercial Banking· Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-03

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY O	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$57K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MMA SECURITIES LLC	—	NEW YORK, NY	INVESTMENT ADVISOR	$12K	—

Investments

42 direct securities · 1 pooled fund· $25.2M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Other securities

$12.5M

40 holdings

Common Collective Trust

$12.5M

1 holding

Common Stock

$156K

2 holdings

					% of plan
SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE CO. · EIN 04-1590850 / PN 000	Common Collective Trust	—	—	$12.5M	97.9%
VANGUARD 500 INDEX ADMIRAL Pooled Separate Account	Other securities	—	—	$3.7M	29.1%
AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$1.2M	9.2%
MASSMUTUAL BLUE CHIP GROWTH I Pooled Separate Account	Other securities	—	—	$1.0M	8.2%
AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$948K	7.4%
VANGUARD TOTAL BOND MARKET INDEX ADM Pooled Separate Account	Other securities	—	—	$696K	5.4%
AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$662K	5.2%
VANGUARD TOTAL INTL STOCK INDEX ADMIRAL Pooled Separate Account	Other securities	—	—	$521K	4.1%
AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$498K	3.9%
AMERICAN FUNDS 2020 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$319K	2.5%
AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$312K	2.4%
VANGUARD SMALL CAP INDEX ADM Pooled Separate Account	Other securities	—	—	$288K	2.3%
MASS MUTUAL GENERAL ACCOUNT Guaranteed Interest Account	Other securities	—	—	$260K	2.0%
VANGUARD MID CAP INDEX ADMIRAL Pooled Separate Account	Other securities	—	—	$242K	1.9%
FRANKLIN GROWTH R6 Pooled Separate Account	Other securities	—	—	$192K	1.5%
MFS VALUE R6 Pooled Separate Account	Other securities	—	—	$190K	1.5%
AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$186K	1.5%
GOLDMAN SACHS MID CAP VALUE R6 Pooled Separate Account	Other securities	—	—	$183K	1.4%
AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$161K	1.3%
AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$145K	1.1%
PIMCO REAL RETURN INSTL Pooled Separate Account	Other securities	—	—	$103K	0.8%
HARTFORD BALANCED INCOME R6 Pooled Separate Account	Other securities	—	—	$98K	0.8%
MASSMUTUAL HIGH YIELD I Pooled Separate Account	Other securities	—	—	$97K	0.8%
AMERICAN FUNDS NEW WORLD R6 Pooled Separate Account	Other securities	—	—	$92K	0.7%
AMERICAN FUNDS CAPITAL WORLD GR&INC R6 Pooled Separate Account	Common Stock	—	—	$78K	0.6%
PIMCO INCOME INSTL Pooled Separate Account	Common Stock	—	—	$78K	0.6%
EATON VANCE ATLANTA CAPITAL SMID-CAP R6 Pooled Separate Account	Other securities	—	—	$57K	0.4%
AMERICAN FUNDS CAPITAL INCOME BLDR R6 Pooled Separate Account	Other securities	—	—	$56K	0.4%
AMERICAN FUNDS EUROPACIFIC GROWTH R6 Pooled Separate Account	Other securities	—	—	$54K	0.4%
IN VESCO CORE BOND R6 Pooled Separate Account	Other securities	—	—	$51K	0.4%
HARTFORD MIDCAP R6 Pooled Separate Account	Other securities	—	—	$41K	0.3%
AMERICAN FUNDS 2065 TRGT DATE RETIRE R6 Pooled Separate Account	Other securities	—	—	$41K	0.3%
DFA REAL ESTATE SECURITIES I Pooled Separate Account	Other securities	—	—	$25K	0.2%
IN VESCO SMALL CAP GROWTH R6 Pooled Separate Account	Other securities	—	—	$16K	0.1%
ALLSPRING SPECIAL SMALL CAP VALUE R6 Pooled Separate Account	Other securities	—	—	$16K	0.1%
MASSMUTUAL OVERSEAS I Pooled Separate Account	Other securities	—	—	$10K	<0.1%
MASSMUTUAL CORE BOND I Pooled Separate Account	Other securities	—	—	$9K	<0.1%
COLUMBIA GLOBAL VALUE INST3 Pooled Separate Account	Other securities	—	—	$9K	<0.1%
ALLSPRING SPECIAL MID CAP VALUE R6 Pooled Separate Account	Other securities	—	—	$8K	<0.1%
DFA US SMALL CAP I Pooled Separate Account	Other securities	—	—	$8K	<0.1%
INVESCO GLOBAL REAL ESTATE R6 Pooled Separate Account	Other securities	—	—	$6K	<0.1%
annum, maturing 2029	Other securities	—	—	$6K	<0.1%
AB GLOBAL BOND Z Pooled Separate Account	Other securities	—	—	$1K	<0.1%