Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $6K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | — | NEW YORK, NY | BROKER/ADVISOR | $0 | — |
| MORGAN STANLET INSURANCE SERVICES I | — | NEW YORK, NY | BROKER/ADVISOR | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN PENSION LLC | — | BERKELEY HEIGHTS, NJ | CONTRACT ADMIN | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $14K | — |
| MORNINGSTAR INC. DBA MORNINGSTAR AS | — | CHICAGO, IL | OTHER | $5K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Lifetime 2055 Fund SVC | — | — | — | $6.2M | 24.4% | |
| Empower Lifetime 2045 Fund SVC | — | — | — | $5.3M | 20.9% | |
| Empower S&P 500 Index Fund I | — | — | — | $3.8M | 14.9% | |
| Empower Lifetime 2035 Fund SVC | — | — | — | $2.7M | 10.6% | |
| Fidelity Advisor New Insights A | — | — | — | $1.6M | 6.2% | |
| Virtus Ceredex Lrg-Cap Value Eq I | — | — | — | $1.2M | 4.8% | |
| American Funds New Perspective R3 | — | — | — | $598K | 2.3% | |
| Empower Lifetime 2025 Fund SVC | — | — | — | $509K | 2.0% | |
| Hartford Small Cap Growth R4 | — | — | — | $504K | 2.0% | |
| MFS International Diversification R3 | — | — | — | $431K | 1.7% | |
| maturity on various dates through July 2038 | — | — | — | $406K | 1.6% | |
| Prudential OMA Small-Cap Value R | — | — | — | $354K | 1.4% | |
| Empower T Rowe Price Midcap Gr Fund I | — | — | — | $326K | 1.3% | |
| Aberdeen Emerging Markets Opportunities A | Mutual Funds | — | — | $263K | 1.0% | |
| American Funds American Balanced R3 | — | — | — | $260K | 1.0% | |
| Empower Bond Index Fund I | — | — | — | $257K | 1.0% | |
| T. Rowe Price Global Real Estate Adv | — | — | — | $141K | 0.5% | |
| Virtus Ceredex Mid-Cap Value Eq I | — | — | — | $124K | 0.5% | |
| Empower Lifetime 2015 Fund SVC | — | — | — | $115K | 0.4% | |
| VanEck Cm Commodity Index A | — | — | — | $75K | 0.3% | |
| Metropolitan West Total Re Bd Admin Cl | — | — | — | $74K | 0.3% | |
| * Empower Life & Annuity Guaranteed Interest Fund | Insurance Contracts | — | — | $70K | 0.3% | |
| Nuveen Inflation Linked Bond Retail | — | — | — | $64K | 0.3% | |
| Blackrock High Yield Bond Inv A | — | — | — | $52K | 0.2% | |
| Artisan International Inv | — | — | — | $37K | 0.1% |
