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Original filing (PDF)20251006100414NAL0003462145001
THIRD POINT LLC
Form 5500
FILING_RECEIVED
THIRD POINT LLC 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Active participants
114
Accounts w/ balance
157
Plan assets (EOY)
$42.6M
Net assets (EOY)
$42.6M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THIRD POINT LLC.
Plan sponsor
Name
THIRD POINT LLC
EIN
13-3922602
Address
55 HUDSON YARDS # 49 · NEW YORK, NY · 100012163
Phone
(212) 224-7390
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PAYCHEX, INC. | 16-1124166 | ROCHESTER, NY | RECORDKEEPER | $33K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS | 20-0563684 | MINNEAPOLIS, MN | ADVISOR | $50K | — |
Investments
28 direct securities· $42.1M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Funds | — | — | — | $9.3M | 21.8% | |
| Fidelity Contrafund Mutual Funds | — | — | — | $7.0M | 16.4% | |
| Vanguard Target Retirement 2050 Fund Mutual Funds | — | — | — | $5.1M | 12.0% | |
| Vanguard Equity-Income Fund Investor Shares Mutual Funds | — | — | — | $2.2M | 5.1% | |
| Vanguard Target Retirement 2030 Fund Mutual Funds | — | — | — | $1.8M | 4.2% | |
| Vanguard Target Retirement 2040 Fund Mutual Funds | — | — | — | $1.6M | 3.9% | |
| Allspring 100% Treasury Money Market Fund -Class Inst Money Market Mutual Fund | — | — | — | $1.6M | 3.8% | |
| Fidelity Small Cap Index Fund Mutual Funds | — | — | — | $1.6M | 3.8% | |
| BlackRock Global Allocation Fund, Inc. Institutional Shares Mutual Funds | — | — | — | $1.5M | 3.4% | |
| Fidelity Mid Cap Index Fund Mutual Funds | — | — | — | $1.4M | 3.4% | |
| Dodge & Cox Global Stock Fund Class I Mutual Funds | — | — | — | $1.2M | 2.7% | |
| Invesco Nasdaq 100 Index Fund Class R6 Mutual Funds | — | — | — | $1.1M | 2.6% | |
| Brown Advisory Sustainable Growth Fund Mutual Funds | — | — | — | $1.1M | 2.6% | |
| Fidelity Emerging Markets Index Fund Mutual Funds | — | — | — | $1.1M | 2.5% | |
| DFA International Sustainability Core 1 Portfolio Mutual Funds | — | — | — | $661K | 1.6% | |
| PIMCO High Yield Fund Class 1-2 Mutual Funds | — | — | — | $567K | 1.3% | |
| Fidelity Intermediate Treasury Bond Index Fund Mutual Funds | — | — | — | $521K | 1.2% | |
| Fidelity U.S. Bond Index Fund Mutual Funds | — | — | — | $497K | 1.2% | |
| Fidelity Real Estate Index Fund Mutual Funds | — | — | — | $495K | 1.2% | |
| Allspring Precious Metals Fund - Class Inst Mutual Funds | — | — | — | $468K | 1.1% | |
| Vanguard Target Retirement 2055 Fund Mutual Funds | — | — | — | $329K | 0.8% | |
| Fidelity Inflation-Protected Bond Index Fund Mutual Funds | — | — | — | $322K | 0.8% | |
| Notes Receivable from Participants 4/2025 - 11/2034 - | — | — | — | $207K | 0.5% | |
| AB Global Bond Fund Advisor Class Mutual Funds | — | — | — | $169K | 0.4% | |
| Fidelity U.S. Sustainability Index Fund Mutual Funds | — | — | — | $105K | 0.2% | |
| Franklin Utilities Fund Class R6 Mutual Funds | — | — | — | $100K | 0.2% | |
| DWS Latin America Equity Fund - Class S Mutual Funds | — | — | — | $66K | 0.2% | |
| Putnam Sustainable Future Fund Class Y Mutual Funds | — | — | — | $30K | <0.1% |
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