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Original filing (PDF)20250825135115NAL0003949123001
PLUMBERS LOCAL UNION NO. 1 EMPLOYEE 401(K) SAVINGS PLAN
Form 5500
FILING_RECEIVED
PLUMBERS LOCAL UNION NO. 1 EMPLOYEE 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed26 service providers
Active participants
5,278
Accounts w/ balance
4,786
Plan assets (EOY)
$961.3M
Net assets (EOY)
$961.0M
How this plan invests
This plan
13 pooled trusts
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 19 bps in Schedule C fees — 211% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PLUMBERS LOCAL UNION NO. 1 EMPLOYEE 401(K) SAVINGS PLAN.
Plan sponsor
Name
PLUMBERS LOCAL UNION NO. 1 EMPLOYEE 401(K) SAVINGS PLAN
EIN
13-3877439
Address
50-02 5TH STREET, 2ND FLOOR · LONG ISLAND CITY, NY · 111015706
Phone
(718) 835-2700
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-25
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
NOVAK FRANCELLA, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
26 rowsOther
26| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | NONE | $197K | — |
| O'DONOGHUE & O'DONOGHUE LLP | 53-0120528 | — | NONE | $109K | — |
| LINDA SCARPA | 13-3877439 | — | EMPLOYEE | $107K | — |
| MARIA FROGIERO | 13-3877439 | — | EMPLOYEE | $99K | — |
| ANAPA TRISTA GEORGE-CUMMINGS | 13-3877439 | — | EMPLOYEE | $88K | — |
| ROSA BERTOLINI | 13-3877439 | — | EMPLOYEE | $87K | — |
| ERICKA SIMPSON | 13-3877439 | — | EMPLOYEE | $87K | — |
| LAURIE KILLIEBREW | 13-3877439 | — | EMPLOYEE | $84K | — |
| DIANA PETRACCIONE | 13-3877439 | — | EMPLOYEE | $83K | — |
| WENDY SALVATIERRA | 13-3877439 | — | EMPLOYEE | $80K | — |
| MALKIA MCLUNE | 13-3877439 | — | EMPLOYEE | $80K | — |
| KATHLEEN SCARPA | 13-3877439 | — | EMPLOYEE | $75K | — |
| WALTER SARACENI | 13-3877439 | — | EMPLOYEE | $71K | — |
| BETSY PADGETT | 13-3877439 | — | EMPLOYEE | $71K | — |
| SAMANTHA TABALA | 13-3877439 | — | EMPLOYEE | $70K | — |
| GLORIA MATERON | 13-3877439 | — | EMPLOYEE | $70K | — |
| VIRGINIA & AMBINDER, LLP | 13-4166736 | — | NONE | $68K | — |
| SCHULTHEIS & PANETTIERI LLP | 13-1577780 | — | NONE | $62K | — |
| MEKETA INVESTMENT GROUP INC | 04-2659023 | — | NONE | $40K | — |
| YASMEEN MUSTAFA | 13-3877439 | — | EMPLOYEE | $33K | — |
| PREMIER TECHNOLOGY SOLUTIONS, INC. | 13-3933805 | — | NONE | $33K | — |
| NOVAK FRANCELLA, LLC | 61-1436956 | — | NONE | $30K | — |
| BNY MELLON | 13-5160382 | — | NONE | $27K | — |
| BRIDGEWAY BENEFIT TECHNOLOGIES, LLC | 52-1796473 | — | NONE | $25K | — |
| KAUFF, MCGUIRE & MARGOLIS, LLP | 13-3573855 | — | NONE | $20K | — |
| SEGAL SELECT INSURANCE SERVICES INC | 46-0619194 | — | NONE | $0 | — |
Investments
9 direct securities · 13 pooled funds· $1.0B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$617.5M
13 holdings
Uncategorized
$395.7M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Large Cap Index Fund | — | — | — | $172.0M | 17.9% | |
| THE VANGUARD TARGET RETIRE 2045 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 90-6083973 / PN 001 | Common Collective Trust | — | — | $145.2M | 15.1% | |
| THE VANGUARD TARGET RETIRE 2035 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 90-6083977 / PN 001 | Common Collective Trust | — | — | $134.5M | 14.0% | |
| THE VANGUARD TARGET RETIRE 2025 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 90-6083981 / PN 001 | Common Collective Trust | — | — | $89.9M | 9.4% | |
| Prudential Core Intermediate Bond Fund | — | — | — | $56.1M | 5.8% | |
| PRUDENTIAL STABLE VALUE FUND EMPOWER LIFE & ANNUITY INSURANCE COMPANY · EIN 23-6994310 / PN 214 | Common Collective Trust | — | — | $56.1M | 5.8% | |
| THE VANGUARD TARGET RETIRE 2055 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 27-6715074 / PN 001 | Common Collective Trust | — | — | $55.4M | 5.8% | |
| THE VANGUARD TARGET RETIRE 2050 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 90-6083969 / PN 001 | Common Collective Trust | — | — | $53.9M | 5.6% | |
| Vanguard Mid-Cap Index Fund | — | — | — | $43.8M | 4.6% | |
| Vanguard Small-Cap Index Fund | — | — | — | $42.0M | 4.4% | |
| Vanguard FTSE All-World Ex-US Index Fund | — | — | — | $33.6M | 3.5% | |
| Vanguard Intermediate-Term Bond Index Fund | — | — | — | $22.6M | 2.3% | |
| THE VANGUARD TARGET RETIRE 2060 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 45-3799212 / PN 001 | Common Collective Trust | — | — | $21.4M | 2.2% | |
| VANGUARD TARGET RET INC TST I VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 90-6083968 / PN 001 | Common Collective Trust | — | — | $20.2M | 2.1% | |
| THE VANGUARD TARGET RETIRE 2040 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 90-6083975 / PN 001 | Common Collective Trust | — | — | $19.9M | 2.1% | |
| Vanguard Federal Money Market Fund MM Demand Var % | — | — | $14.1M | $14.1M | 1.5% | |
| THE VANGUARD TARGET RETIRE 2030 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 90-6083979 / PN 001 | Common Collective Trust | — | — | $10.4M | 1.1% | |
| THE VANGUARD TARGET RETIRE 2065 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 82-6190443 / PN 001 | Common Collective Trust | — | — | $7.2M | 0.8% | |
| Vanguard Inflation-Protected Securities Fund | — | — | — | $6.3M | 0.7% | |
| Vanguard High-Yield Corporate Fund | — | — | — | $5.3M | 0.5% | |
| THE VANGUARD TARGET RETIRE 2020 TRU VANGUARD COLLECTIVE INVESTMENT TRUST FUNDS · EIN 90-6083983 / PN 001 | Common Collective Trust | — | — | $2.8M | 0.3% | |
| THE VANGUARD TARGET RETIRE 2070 TRU VANGUARD · EIN 87-7035538 / PN 001 | Common Collective Trust | — | — | $611K | <0.1% |