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Original filing (PDF)20251120102046NAL0002832979001
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
Form 5500
FILING_RECEIVED
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN
401(k) retirement plan
Signals · 3
Late filing · 0.1 mo40% in single holdingNo recordkeeper disclosed
Active participants
333
Accounts w/ balance
473
Plan assets (EOY)
$219.1M
Net assets (EOY)
$219.1M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 0.1 months past the 10.5-month grace window.
- Top holding "PCRA Self-Directed Brokerage Account" is 40% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAVIDSON KEMPNER CAPITAL MANAGEMENT LP.
Plan sponsor
Name
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
EIN
13-3863161
Address
520 MADISON AVE, 30TH FLOOR · NEW YORK, NY · 10022
Phone
(212) 446-4000
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-20
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BDO USA P.C
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $21K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $2K | — |
Investments
29 direct securities· $211.4M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PCRA Self-Directed Brokerage Account | — | — | — | $85.0M | 38.8% | |
| SCHWAB S&P 500 INDEX FUND Registered Investment Company | — | — | — | $39.0M | 17.8% | |
| HARBOR CAP APPRECIATION RTMT Registered Investment Company | — | — | — | $13.5M | 6.2% | |
| SCHWAB VALUE ADVAN MONEY ULTRA Registered Investment Company | — | — | — | $9.6M | 4.4% | |
| VANGUARD TARGET RETIREMNT 2050 Registered Investment Company | — | — | — | $6.5M | 3.0% | |
| VANGUARD TARGET RETIREMNT 2055 Registered Investment Company | — | — | — | $5.9M | 2.7% | |
| VANGUARD TARGET RETIREMNT 2045 Registered Investment Company | — | — | — | $5.4M | 2.5% | |
| VANGUARD TTL BOND MKT IDX ADM Registered Investment Company | — | — | — | $5.0M | 2.3% | |
| VANGUARD TARGET RETIREMNT 2040 Registered Investment Company | — | — | — | $4.5M | 2.0% | |
| T ROWE PRICE INTL EQUITY INDEX Registered Investment Company | — | — | — | $4.4M | 2.0% | |
| AMERICAN BEACON LG CP VAL R5 Registered Investment Company | — | — | — | $4.3M | 2.0% | |
| GOLDMAN SACHS MIDCAP VAL INSTL Registered Investment Company | — | — | — | $4.3M | 2.0% | |
| BNY MELLON MIDCAP INDEX I Registered Investment Company | — | — | — | $4.0M | 1.8% | |
| VANGUARD TARGET RETIREMNT 2035 Registered Investment Company | — | — | — | $4.0M | 1.8% | |
| COLUMBIA SMALL CAP INDEX INST Registered Investment Company | — | — | — | $3.3M | 1.5% | |
| VANGUARD TARGET RETIREMNT 2060 Registered Investment Company | — | — | — | $2.7M | 1.2% | |
| FEDERATED INSTL HI YLD BOND Registered Investment Company | — | — | — | $1.7M | 0.8% | |
| NATIONWIDE GENEVA MC GRTH A Registered Investment Company | — | — | — | $1.4M | 0.6% | |
| OAKMARK INTERNATIONAL INV Registered Investment Company | — | — | — | $1.2M | 0.6% | |
| HARTFORD SMALL COMPANY R5 Registered Investment Company | — | — | — | $1.2M | 0.5% | |
| VANGUARD TARGET RETIREMNT 2065 Registered Investment Company | — | — | — | $1.1M | 0.5% | |
| MFS INTL NEW DISCOVERY R6 Registered Investment Company | — | — | — | $945K | 0.4% | |
| VANGUARD TARGET RETIREMNT 2030 Registered Investment Company | — | — | — | $912K | 0.4% | |
| NORTHERN SMALL CAP VALUE Registered Investment Company | — | — | — | $621K | 0.3% | |
| PARTICIPANT LOANS (5.12% - 9.50%) | — | — | — | $445K | 0.2% | |
| VANGUARD TARGET RETMT INCOME Registered Investment Company | — | — | — | $264K | 0.1% | |
| DAVIDSON KEMPER INTL HOLDBACK Registered Investment Company | — | — | — | $202K | <0.1% | |
| VANGUARD TARGET RETIREMNT 2025 Registered Investment Company | — | — | — | $89K | <0.1% | |
| VANGUARD TARGET RETIREMNT 2020 Registered Investment Company | — | — | — | $30K | <0.1% |
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