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Original filing (PDF)20251014135414NAL0001494627001
USI INSURANCE SERVICES LLC
Form 5500
FILING_RECEIVED
USI 401(K) PLAN
401(k) retirement plan
Active participants
10,494
Accounts w/ balance
12,557
Plan assets (EOY)
$1.5B
Net assets (EOY)
$1.5B
How this plan invests
This plan
16 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (2 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for USI INSURANCE SERVICES LLC.
Plan sponsor
Name
USI INSURANCE SERVICES LLC
EIN
13-3771734
Address
100 SUMMIT LAKE DRIVE, SUITE 400 · VALHALLA, NY · 10595
Phone
(914) 749-8500
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $219K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $162K | — |
Investments
19 direct securities · 16 pooled funds· $1.8B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$895.6M
16 holdings
Uncategorized
$793.3M
17 holdings
Insurance Contracts
$68.8M
1 holding
Mutual Funds
$38.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TARGET 2035 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | — | $198.3M | 12.9% | |
| Fidelity Investments * Blue Chip Growth Pool | — | — | — | $188.4M | 12.3% | |
| FID BLUE CHP GR CP A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 142 | Common Collective Trust | — | — | $188.4M | 12.3% | |
| Vanguard Institutional Index | — | — | — | $181.2M | 11.8% | |
| VANGUARD TARGET 2045 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083973 / PN 001 | Common Collective Trust | — | — | $159.9M | 10.4% | |
| VANGUARD TARGET 2025 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | — | $145.9M | 9.5% | |
| VANGUARD TARGET 2055 VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | — | $70.6M | 4.6% | |
| Prudential Retirement Insurance & Annuity Co. Guaranteed Income Fund | Insurance Contracts | — | — | $68.8M | 4.5% | |
| Fidelity Investments * Fidelity Advisor Technology Z | — | — | — | $68.5M | 4.5% | |
| Collective Investment Trusts Boston Partners Large Cap Value | — | — | — | $52.8M | 3.4% | |
| BP LG CAP VAL EQ CIT BOSTON COMPANY ASSET MGMT, LLC · EIN 61-1603964 / PN 001 | Common Collective Trust | — | — | $52.8M | 3.4% | |
| Pioneer Investments Bond | — | — | — | $50.1M | 3.3% | |
| John Hancock Disciplined Value Mid Cap | — | — | — | $41.7M | 2.7% | |
| Invesco Funds Global | — | — | — | $39.1M | 2.5% | |
| American Funds Income Fund of America | Mutual Funds | — | — | $38.8M | 2.5% | |
| JP Morgan Funds Mid Cap Growth | — | — | — | $34.2M | 2.2% | |
| Dodge & Cox Funds International Stock | — | — | — | $31.4M | 2.0% | |
| VANGUARD TARGET INC VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | — | $30.6M | 2.0% | |
| Franklin Templeton Small Cap Value | — | — | — | $28.0M | 1.8% | |
| GG FKLN SM CAP VAL GREAT GRAY TRUST COMPANY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $28.0M | 1.8% | |
| Vanguard Institutional FTSE All-World ex-US Index | — | — | — | $22.0M | 1.4% | |
| PIMCO Funds High Yield | — | — | — | $15.8M | 1.0% | |
| Great Gray Trust Company Small Cap Growth | — | — | — | $15.7M | 1.0% | |
| GENEVA SM CP GR B GREAT GRAY TRUST COMPANY, LLC · EIN 38-4116861 / PN 518 | Common Collective Trust | — | — | $15.7M | 1.0% | |
| Vanguard Institutional Extended Market Index | — | — | — | $12.9M | 0.8% | |
| PIMCO Funds Diversified Income | — | — | — | $8.4M | 0.5% | |
| VANGUARD TARGET 2065 VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6190443 / PN 001 | Common Collective Trust | — | — | $5.4M | 0.4% | |
| Vanguard Institutional Federal Money Market Fund | — | — | — | $3.0M | 0.2% | |
| Money Market Funds Pioneer Investments U.S. Government Money Market | — | — | — | $108K | <0.1% | |
| VANGUARD TARGET 2025 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET 2035 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET 2065 VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET 2045 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET 2055 VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET INC VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |