Original filing (PDF)20250731131839NAL0003094787001

SARATOGA CAPITAL MANAGEMENT, LLC

Name: SARATOGA CAPITAL MANAGEMENT, LLC — SARATOGA CAPITAL MANAGEMENT 401(K) PLAN, Form 5500 (2024)
Creator: SARATOGA CAPITAL MANAGEMENT, LLC

Form 5500-SF

FILING_RECEIVED

SARATOGA CAPITAL MANAGEMENT 401(K) PLAN

401(k) retirement plan

Signals · 1

High average account balance

Active participants

Accounts w/ balance

Plan assets (EOY)

$4.2M

Net assets (EOY)

$4.2M

Plan health score

/ 100

Grade A

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SARATOGA CAPITAL MANAGEMENT, LLC.

Plan sponsor

Name

SARATOGA CAPITAL MANAGEMENT, LLC

EIN

13-3769500

Address

12725 W. INDIAN SCHOOL RD · E-101 · AVONDALE, AZ · 85392

Phone

(623) 266-4567

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-31

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

SIMPSON ESTATES INC.

SIMPSON ESTATES, INC 401(K) TRUST

$4.3M · 9 participants

MCCOMBS FAMILY PARTNERS, LTD

MCCOMBS ENTERPRISES FLEXIBLE BENEFITS CAFETERIA PLAN AND TRUST

$4.2M · 1,162 participants

LEGACY CONSULTING GROUP

LEGACY CONSULTING GROUP LLC 401(K) PROFIT SHARING PLAN

$4.2M · 10 participants

3 BOOMERANG CAPITAL, LIMITED PARTNERSHIP

3 BOOMERANG CAPITAL LP 401(K) PLAN

$4.2M · 11 participants

KDP INVESTMENTS, LLC

KDP INVESTMENTS, LLC 401(K) PLAN