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Original filing (PDF)20251015122630NAL0002405059001
THE PACE GALLERY, LLC
Form 5500
FILING_RECEIVED
THE PACE GALLERY EMPLOYEE 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
38% in single holding
Active participants
234
Accounts w/ balance
295
Plan assets (EOY)
$19.1M
Net assets (EOY)
$19.1M
How this plan invests
This plan
1 pooled trust
Schedule D
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "AMF INCOME FD OF AMERICA R6" is 38% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE PACE GALLERY, LLC.
Plan sponsor
Name
THE PACE GALLERY, LLC
EIN
13-3745554
Address
540 WEST 25TH STREET · NEW YORK, NY · 10001
Phone
(917) 434-7658
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHNREZNICK, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $5K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS | 47-1411118 | — | INVESTMENT/FINANCIAL ADVI | $55K | — |
Investments
18 direct securities · 1 pooled fund· $18.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$18.6M
18 holdings
Common Collective Trust
$355K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMF INCOME FD OF AMERICA R6 | Registered Investment Companies | — | — | $7.2M | 37.5% | |
| VANGUARD LARGE CAP INDEX ADM | Registered Investment Companies | — | — | $2.9M | 15.0% | |
| AMF GROWTH FUND OF AMERICA R6 | Registered Investment Companies | — | — | $1.8M | 9.6% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $1.1M | 5.8% | |
| AMERICAN FNDS FUNDAMENT INV R6 | Registered Investment Companies | — | — | $1.0M | 5.4% | |
| FRANKLIN SMALL CAP GROWTH R6 | Registered Investment Companies | — | — | $972K | 5.1% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $561K | 2.9% | |
| AMERICAN FUNDS WAMU - R6 | Registered Investment Companies | — | — | $540K | 2.8% | |
| AMERFUNDS SMALLCAP WORLD R6 | Registered Investment Companies | — | — | $532K | 2.8% | |
| COLUMBIA TOTAL RETURN BOND I3 | Registered Investment Companies | — | — | $422K | 2.2% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $411K | 2.1% | |
| INVESCO DEVELOPING MKTS R6 | Registered Investment Companies | — | — | $387K | 2.0% | |
| FEDERATED CAP PRES FUND R6 FEDERATED INVESTORS TRUST CO · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $355K | 1.9% | |
| FIDELITY ADVISOR STRAT INC Z | Registered Investment Companies | — | — | $257K | 1.3% | |
| AMF AMERICAN HIGH INCOME - R6 | Registered Investment Companies | — | — | $231K | 1.2% | |
| COLUMBIA SMALL CAP INDEX I2 | Registered Investment Companies | — | — | $138K | 0.7% | |
| CAL US LC CORE RESP INDEX R6 | Registered Investment Companies | — | — | $86K | 0.4% | |
| COHEN & STEERS REAL EST SEC Z | Registered Investment Companies | — | — | $21K | 0.1% | |
| MFS CONS ALLOC - R4 | Registered Investment Companies | — | — | $7K | <0.1% |
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