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Original filing (PDF)20251008152649NAL0003389907001
ING FINANCIAL SERVICES LLC
Form 5500
FILING_RECEIVED
ING FINANCIAL SERVICES LLC RETIREMENT PLAN
Defined-benefit pension plan
Signals · 2
56% in single holdingNo recordkeeper disclosed
Active participants
287
Accounts w/ balance
—
Plan assets (EOY)
$259.4M
Net assets (EOY)
$259.4M
How this plan invests
This plan
12 pooled trusts
Schedule D
15 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Fidelity Institutional Asset Management Trust Co. FIAM LONG CORP A OR BETTER POOL" is 56% of plan.
- 46 bps in Schedule C fees — 364% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ING FINANCIAL SERVICES LLC.
Plan sponsor
Name
ING FINANCIAL SERVICES LLC
EIN
13-3713590
Address
1133 AVENUE OF THE AMERICAS 7TH FL · NEW YORK, NY · 10036
Phone
(646) 424-7371
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
1A · Pay-related DB formula
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIAM GLOBAL ADVISORS | 20-4659714 | — | INV MGMT | $708K | — |
| FID INV INST OPS CO | 04-2647786 | — | DB ADMIN | $495K | — |
Investments
5 direct securities · 12 pooled funds· $259.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$205.8M
12 holdings
Uncategorized
$46.3M
4 holdings
Mutual Funds
$7.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIAM LONG CORP. A FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 103 | Common Collective Trust | — | $170.7M | $146.0M | 56.3% | |
| Fidelity Investments LONG TERM TREASURY BOND INDEX FUND | — | — | $56.7M | $39.8M | 15.4% | |
| FIAM LNG US STRIPS POOL FD FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 120 | Common Collective Trust | — | $57.4M | $34.3M | 13.2% | |
| FIAM 8-10 YEAR CORPORATE BOND COMMI FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 155 | Common Collective Trust | — | $10.7M | $11.6M | 4.5% | |
| BlackRock ISHARES S&P 500 INDEX FUND - INST | Mutual Funds | — | $6.3M | $7.4M | 2.8% | |
| FIAM SMALL/MID CAP CORE FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 029 | Common Collective Trust | — | $4.2M | $4.0M | 1.6% | |
| SPARTAN 500 INDEX POOL GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC · EIN 82-6293122 / PN 001 | Common Collective Trust | — | $2.5M | $3.8M | 1.5% | |
| Hartford Mutual Funds HARTFORD SCHR EMER MKTS EQ - SDR | — | — | $3.0M | $3.1M | 1.2% | |
| BlackRock INTERNATIONAL INDEX | — | — | $2.4M | $2.5M | 1.0% | |
| FIAM GLB LOW VOL EQ CP - A FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 145 | Common Collective Trust | — | $2.1M | $2.1M | 0.8% | |
| FIAM EMERGING MKTS DEBT FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 022 | Common Collective Trust | — | $1.4M | $1.6M | 0.6% | |
| FIAM REIT FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 005 | Common Collective Trust | — | $1.2M | $1.3M | 0.5% | |
| Money market funds * Fidelity Investments FID INSTL MONEY MARKET GOVT FD | — | — | $831K | $831K | 0.3% | |
| FIAM SMALL CAPITALIZATION CORE FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 008 | Common Collective Trust | — | $548K | $656K | 0.3% | |
| SPARTAN COMMODITY INDEX PL GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC · EIN 82-6293122 / PN 008 | Common Collective Trust | — | $259K | $259K | <0.1% | |
| FIAM FLOATING RATE COMMINGLED POOL FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 058 | Common Collective Trust | — | — | $0 | <0.1% | |
| FIAM INTERMEDIATE INFLATION-PROTECT FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST CO. · EIN 20-4659714 / PN 104 | Common Collective Trust | — | — | $0 | <0.1% |