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Original filing (PDF)20250722130812NAL0003576448001
MINTZ GROUP LLC
Form 5500
FILING_RECEIVED
MINTZ GROUP LLC 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
92
Accounts w/ balance
123
Plan assets (EOY)
$16.8M
Net assets (EOY)
$16.8M
How this plan invests
This plan
16 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MINTZ GROUP LLC.
Plan sponsor
Name
MINTZ GROUP LLC
EIN
13-3699793
Address
116 E 16TH ST · 4TH FLOOR · NEW YORK, NY · 10003
Phone
(212) 489-7100
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-22
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $71K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 95-2834236 | — | OTHER SERVICES | $0 | — |
Investments
21 direct securities · 16 pooled funds· $16.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$11.3M
16 holdings
Uncategorized
$5.6M
21 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME 2040 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 078 | Pooled Separate Account | — | — | $3.4M | 20.1% | |
| PRIN LIFETIME 2055 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 114 | Pooled Separate Account | — | — | $2.5M | 14.9% | |
| PRIN LIFETIME 2035 SEP ACT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 112 | Pooled Separate Account | — | — | $2.2M | 13.3% | |
| Fidelity 500 Index Fund " | — | — | — | $1.5M | 8.7% | |
| Vanguard Growth Index Admiral Fund " | — | — | — | $1.1M | 6.6% | |
| PRIN LIFETIME 2050 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 079 | Pooled Separate Account | — | — | $773K | 4.6% | |
| PRIN LIFETIME 2045 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 113 | Pooled Separate Account | — | — | $628K | 3.7% | |
| PRIN LIFETIME 2025 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 111 | Pooled Separate Account | — | — | $603K | 3.6% | |
| Vanguard Balanced Index Admiral Fund " | — | — | — | $559K | 3.3% | |
| PRIN LIFETIME 2060 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 130 | Pooled Separate Account | — | — | $513K | 3.0% | |
| Fidelity International Index Fund " | — | — | — | $412K | 2.4% | |
| Fidelity Mid Cap Index Fund " | — | — | — | $341K | 2.0% | |
| PRIN LIFETIME 2065 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 173 | Pooled Separate Account | — | — | $322K | 1.9% | |
| Vanguard International Growth Admiral Fund " | — | — | — | $237K | 1.4% | |
| Vanguard Total Bond Market Index Admiral Fund " | — | — | — | $224K | 1.3% | |
| Vanguard Value Index Admiral Fund " | — | — | — | $215K | 1.3% | |
| Fidelity Small Cap Index Fund " | — | — | — | $214K | 1.3% | |
| Vanguard Inflation-Protected Securities Admiral Fund " | — | — | — | $148K | 0.9% | |
| Vanguard Small Cap Value Index Admiral Fund " | — | — | — | $143K | 0.9% | |
| Participant Loans (4.25% - 4.50%) - | — | — | — | $136K | 0.8% | |
| PRIN LIFETIME 2030 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 077 | Pooled Separate Account | — | — | $130K | 0.8% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $96K | 0.6% | |
| BlackRock Mid-Cap Growth Equity K Fund " | — | — | — | $78K | 0.5% | |
| Principal Global Real Estate Securities Separate Account " | — | — | — | $72K | 0.4% | |
| PRIN GL REAL EST SEC SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 136 | Pooled Separate Account | — | — | $72K | 0.4% | |
| MFS International Diversification R6 Fund " | — | — | — | $68K | 0.4% | |
| JP Morgan Government Bond R6 Fund " | — | — | — | $66K | 0.4% | |
| Vanguard Mid Cap Value Index Admiral Fund " | — | — | — | $46K | 0.3% | |
| AB Brown Emeral Small Cap Growth Separate Account " | — | — | — | $25K | 0.1% | |
| PRIN SMCAP GROWTH I SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $25K | 0.1% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $25K | 0.1% | |
| PRIN LIFETIME 2020 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 076 | Pooled Separate Account | — | — | $19K | 0.1% | |
| American Funds New Perspective R6 Fund " | — | — | — | $16K | <0.1% | |
| Fidelity Advisor High Income Advantage Z Fund Mutual fund | — | — | — | $9K | <0.1% | |
| Principal LifeTime 2070 Separate Account " | — | — | — | $4K | <0.1% | |
| PRIN LIFETM 2070 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 179 | Pooled Separate Account | — | — | $4K | <0.1% | |
| PRIN LIFETIME 2015 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 110 | Pooled Separate Account | — | — | $0 | <0.1% |
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