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Original filing (PDF)20260218124850NAL0007030209001
AARONSON RAPPAPORT FEINSTEIN & DEUTSCH, LLP
Form 5500
FILING_RECEIVED
AARONSON, RAPPAPORT, FEINSTEIN & DEUTSCH, LLP 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 3.1 mo
Active participants
121
Accounts w/ balance
127
Plan assets (EOY)
$29.3M
Net assets (EOY)
$29.3M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
88
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 3.1 months past the 10.5-month grace window.
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AARONSON RAPPAPORT FEINSTEIN & DEUTSCH, LLP.
Plan sponsor
Name
AARONSON RAPPAPORT FEINSTEIN & DEUTSCH, LLP
EIN
13-3690958
Address
600 THIRD AVENUE · NEW YORK, NY · 10016
Phone
(212) 754-4439
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-18
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ROGOFF & COMPANY PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$37K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH INC | 93-0987232 | — | ADVISOR | $55K | — |
| ROGOFF & COMPANY | 13-2688836 | — | ACCOUNTANT/ADVISOR | $17K | — |
Investments
36 direct securities · 1 pooled fund· $29.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$28.9M
36 holdings
Common Collective Trust
$322K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity Advisor Freedom 2030 Fund - Class Z | — | — | — | $6.4M | 21.7% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $4.4M | 15.0% | |
| Fidelity Investments Fidelity Advisor Freedom 2035 Fund - Class Z | — | — | — | $3.8M | 13.1% | |
| Fidelity Investments Fidelity Advisor Freedom 2020 Fund - Class Z | — | — | — | $3.2M | 11.0% | |
| Fidelity Investments Fidelity Advisor Freedom 2025 Fund - Class Z | — | — | — | $2.3M | 8.0% | |
| Fidelity Investments Fidelity Advisor New Insights Fund - Class I | — | — | — | $811K | 2.8% | |
| Putnam Investments, LLC Putnam Growth Opportunities Fund Class Y | — | — | — | $759K | 2.6% | |
| Fidelity Investments Fidelity Advisor Freedom 2050 Fund - Class Z | — | — | — | $685K | 2.3% | |
| Fidelity Investments Fidelity Advisor Freedom 2055 Fund - Class Z | — | — | — | $507K | 1.7% | |
| BlackRock Funds BlackRock Income Fund Institutional Shares | — | — | — | $506K | 1.7% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $493K | 1.7% | |
| Fidelity Investments Fidelity Advisor Freedom 2040 Fund - Class Z | — | — | — | $486K | 1.7% | |
| BlackRock Funds BlackRock Equity Dividend Fund Institutional Shares | — | — | — | $464K | 1.6% | |
| PIMCO Funds PIMCO Total Return Fund Institutional Class | — | — | — | $440K | 1.5% | |
| Fidelity Investments Fidelity Advisor Freedom 2045 Fund - Class Z | — | — | — | $431K | 1.5% | |
| Fidelity Investments Fidelity Mid Cap Index Fund | — | — | — | $426K | 1.5% | |
| Fidelity Investments Fidelity Advisor Freedom 2010 Fund - Class Z ** 546 * Fidelity Investments Fidelity Advisor Freedom 2015 Fund - Class Z | — | — | — | $349K | 1.2% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $322K | 1.1% | |
| American Funds American Century Small Cap Growth Fund Investor Class | — | — | — | $283K | 1.0% | |
| Putnam Investments, LLC Putnam Global Health Care Fund Class Y | — | — | — | $267K | 0.9% | |
| Fidelity Investments Fidelity Advisor High Income Advantage Fund - Class I | — | — | — | $232K | 0.8% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $217K | 0.7% | |
| T. Rowe Price Funds T. Rowe Price Global Industrials Fund I Class | — | — | — | $181K | 0.6% | |
| Invesco Funds Invesco Discovery Mid Cap Growth Class Y | — | — | — | $171K | 0.6% | |
| Putnam Investments, LLC Putnam Dynamic Asset Allocation Growth Fund Class Y | — | — | — | $155K | 0.5% | |
| Fidelity Investments Fidelity Advisor Freedom 2060 Fund - Class Z | — | — | — | $140K | 0.5% | |
| Participant loans Interest rates ranging from 4.25% to 9.50% - | — | — | — | $124K | 0.4% | |
| Putnam Investments, LLC Putnam Dynamic Asset Allocation Balanced Fund Class Y | — | — | — | $123K | 0.4% | |
| Fidelity Investments Fidelity Advisor Freedom Income Fund - Class Z | — | — | — | $91K | 0.3% | |
| Invesco Funds Invesco International Bond Fund Class Y | — | — | — | $81K | 0.3% | |
| Fidelity Investments Fidelity Intermediate Treasury Bond Index Fund | — | — | — | $77K | 0.3% | |
| American Funds American Century Government Bond Fund - Investor Class | — | — | — | $72K | 0.2% | |
| Fidelity Investments Fidelity Advisor Focused Emerging Markets Fund - Class I | — | — | — | $68K | 0.2% | |
| Fidelity Investments Fidelity Long-Term Treasury Bond Index Fund | — | — | — | $54K | 0.2% | |
| Western Asset Western Asset Inflation Idxed Plus Bond I ** 4 Principal SmallCap S&P 600 Index Fund Institutional Class | — | — | — | $35K | 0.1% | |
| Putnam Investments, LLC Putnam International Equity Fund Class Y | — | — | — | $28K | <0.1% | |
| Fidelity Investments Fidelity Advisor Freedom 2065 Fund - Class Z | — | — | — | $16K | <0.1% |
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