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Original filing (PDF)20251008053250NAL0009195280001
AN.DEL.USA, INC. & SUBSIDIARIES
Form 5500
FILING_RECEIVED
TOD'S 401(K) PLAN
401(k) retirement plan
Signals · 1
29% in single holding
Active participants
332
Accounts w/ balance
138
Plan assets (EOY)
$6.0M
Net assets (EOY)
$6.0M
How this plan invests
This plan
5 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
75
Vendor stack
100
Participation health
65
Knocking points off
- Top holding "PUTNAM ASSET ALLOC GRTH A" is 29% of plan.
- Only 42% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AN.DEL.USA, INC. & SUBSIDIARIES.
Plan sponsor
Name
AN.DEL.USA, INC. & SUBSIDIARIES
EIN
13-3687850
Address
555 MADISON AVE. · NEW YORK, NY · 10022
Phone
(646) 732-2995
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRASSI & CO. CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETW | — | MELVILLE, NY | ADVISOR | $0 | — |
Investments
21 direct securities · 5 pooled funds· $5.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$5.3M
21 holdings
Common Collective Trust
$617K
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM ASSET ALLOC GRTH A | Registered Investment Companies | — | — | $1.7M | 28.7% | |
| MFS MID CAP GROWTH FUND R3 | Registered Investment Companies | — | — | $792K | 13.2% | |
| JPMORGAN US EQUITY - A | Registered Investment Companies | — | — | $533K | 8.9% | |
| STATE ST S&P 500 IDX IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 344 | Common Collective Trust | — | — | $365K | 6.1% | |
| TEMPLETON FOREIGN FUND - A | Registered Investment Companies | — | — | $292K | 4.9% | |
| MASSMUTUAL SM CAP OPP R4 | Registered Investment Companies | — | — | $260K | 4.4% | |
| T.ROWE PRICE RETIREMENT 2045-R | Registered Investment Companies | — | — | $216K | 3.6% | |
| GS LARGE CAP EQUITY A | Registered Investment Companies | — | — | $195K | 3.3% | |
| T.ROWE PRICE RETIREMENT 2020-R 660 REGISTERED INVESTMENT COMPANY INVESCO COMSTOCK A | Registered Investment Companies | — | — | $194K | 3.2% | |
| T.ROWE PRICE RETIREMENT 2050-R | Registered Investment Companies | — | — | $185K | 3.1% | |
| T.ROWE PRICE RETIREMENT 2040-R | Registered Investment Companies | — | — | $184K | 3.1% | |
| AMERCENT ULTRA FUND - A | Registered Investment Companies | — | — | $176K | 2.9% | |
| T.ROWE PRICE RETIREMENT 2055-R | Registered Investment Companies | — | — | $162K | 2.7% | |
| T.ROWE PRICE RETIREMENT 2015-R 645 REGISTERED INVESTMENT COMPANY JPMORGAN CORE BOND FUND - A | Registered Investment Companies | — | — | $133K | 2.2% | |
| T.ROWE PRICE RETIREMENT 2060-R | Registered Investment Companies | — | — | $81K | 1.4% | |
| STATE ST CASH SERIES US GOVT L STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $80K | 1.3% | |
| STATE ST INTL IDX SECLEND VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 336 | Common Collective Trust | — | — | $66K | 1.1% | |
| STATE ST RUSS SC IDX VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 340 | Common Collective Trust | — | — | $61K | 1.0% | |
| STATE ST S&P MD CP IDX NL J STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 347 | Common Collective Trust | — | — | $46K | 0.8% | |
| PUTNAM ASSET ALLOC BAL A | Registered Investment Companies | — | — | $44K | 0.7% | |
| T. ROWE PRICE RETIRE BALANCE R | Registered Investment Companies | — | — | $31K | 0.5% | |
| T.ROWE PRICE RETIREMENT 2030-R | Registered Investment Companies | — | — | $28K | 0.5% | |
| MFS MID CAP VAL R3 | Registered Investment Companies | — | — | $23K | 0.4% | |
| PUTNAM HIGH YIELD A | Registered Investment Companies | — | — | $18K | 0.3% | |
| T.ROWE PRICE RETIREMENT 2035-R | Registered Investment Companies | — | — | $18K | 0.3% | |
| T.ROWE PRICE RETIREMENT 2010-R | Registered Investment Companies | — | — | $1K | <0.1% |
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