Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $45K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | — | NEWYORK, NY | BROKER/ADVISER | $0 | — |
| MORGAN STANLEY INSURANCE SERVICES | — | NEWYORK, NY | BROKER/ADVISER | $0 | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral Mutual Funds Mutual Funds | — | — | — | $1.8M | 18.3% | |
| T. Rowe Price Retirement 2060 Fund Mutual F Mutual Funds | — | — | — | $740K | 7.6% | |
| Vanguard Information Technology Idx Adm Mu Mutual Funds | — | — | — | $607K | 6.2% | |
| T. Rowe Price Retirement 2055 Fund Mutual F Mutual Funds | — | — | — | $569K |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
| 5.8% |
| T. Rowe Price Retirement 2045 Fund Mutual F Mutual Funds | — | — | — | $522K | 5.4% |
| American Century Equity Growth I Mutual Fun Mutual Funds | — | — | — | $507K | 5.2% |
| Fidelity Multi-Asset Index Fund Mutual Funds Mutual Funds | — | — | — | $451K | 4.6% |
| Dodge & Cox Stock - I Mutual Funds Mutual Funds | — | — | — | $413K | 4.2% |
| Vanguard Small Cap Index Adm Mutual Funds Mutual Funds | — | — | — | $342K | 3.5% |
| Vanguard Developed Markets Index Admiral M Mutual Funds | — | — | — | $328K | 3.4% |
| Dfa International Small Cap Value I Mutual Fu Mutual Funds | — | — | — | $327K | 3.4% |
| T. Rowe Price Retirement 2035 Fund Mutual F Mutual Funds | — | — | — | $309K | 3.2% |
| American Funds Amcap R6 Mutual Funds Mutual Funds | — | — | — | $293K | 3.0% |
| Invesco Main Street Mid Cap R6 Mutual Funds Mutual Funds | — | — | — | $275K | 2.8% |
| Vanguard Mid Cap Index Fund - Admiral Mutu Mutual Funds | — | — | — | $248K | 2.6% |
| Nicholas Equity Income I Mutual Funds Mutual Funds | — | — | — | $224K | 2.3% |
| Vanguard Emerging Mkts Stock Idx Adm Mutu Mutual Funds | — | — | — | $193K | 2.0% |
| American Funds Capital Inc Bldr R6 Mutual Fu Mutual Funds | — | — | — | $169K | 1.7% |
| T. Rowe Price Health Sciences Mutual Funds Mutual Funds | — | — | — | $127K | 1.3% |
| American Funds Income Fund Of America R6 M Mutual Funds | — | — | — | $116K | 1.2% |
| Vanguard Total Bond Market Index Admiral M Mutual Funds | — | — | — | $102K | 1.0% |
| Vanguard Real Estate Index Admiral Mutual Fu Mutual Funds | — | — | — | $102K | 1.0% |
| Invesco Oppenheimer Int'L Growth R6 Mutual Funds | — | — | — | $99K | 1.0% |
| Macquarie Science And Technology Inst Mutua Mutual Funds | — | — | — | $91K | 0.9% |
| Victory Munder Mid-Cap Core Growth R6 Mu Mutual Funds ** 1 Key Guaranteed Portfolio Fund Guaranteed Investment Contract | — | — | — | $89K | 0.9% |
| T. Rowe Price Retirement 2025 Fund Mutual F Mutual Funds | — | — | — | $76K | 0.8% |
| Fidelity Advisor Materials I Mutual Funds Mutual Funds | — | — | — | $75K | 0.8% |
| Dfa Global Equity I Mutual Funds Mutual Funds | — | — | — | $73K | 0.7% |
| Neuberger Berman Multi-Cap Opp Inst Mutual Funds | — | — | — | $71K | 0.7% |
| Invesco Developing Markets R6 Mutual Funds Mutual Funds | — | — | — | $60K | 0.6% |
| Vanguard Inflation-Protected Secs Adm Mutua Mutual Funds | — | — | — | $52K | 0.5% |
| T. Rowe Price Retirement 2030 Fund Mutual F Mutual Funds | — | — | — | $37K | 0.4% |
| Franklin Income R6 Mutual Funds Mutual Funds | — | — | — | $36K | 0.4% |
| Templeton Global Total Return R6 Mutual Fun Mutual Funds | — | — | — | $31K | 0.3% |
| Blackrock High Yield Instl Mutual Funds Mutual Funds | — | — | — | $27K | 0.3% |
| Putnam Dynamic Asset Alloc Growth R6 Mutu Mutual Funds | — | — | — | $24K | 0.2% |
| First Eagle Gold A Mutual Funds Mutual Funds | — | — | — | $24K | 0.2% |
| Notes receivable from participants Bearing interest at 4.25%-9.50% - | — | — | — | $23K | 0.2% |
| Pimco Commodity Real Ret Strat Instl Mutual Funds | — | — | — | $22K | 0.2% |
| Invesco Core Bond R6 Mutual Funds Mutual Funds | — | — | — | $18K | 0.2% |
| Dfa Us Small Cap Value I Mutual Funds Mutual Funds | — | — | — | $17K | 0.2% |
| T. Rowe Price Retirement 2050 Fund Mutual F Mutual Funds | — | — | — | $15K | 0.2% |
| Invesco Real Estate R6 Mutual Funds Mutual Funds | — | — | — | $12K | 0.1% |
| Putnam Dynamic Asset Allocation Bal R6 Mut Mutual Funds | — | — | — | $10K | 0.1% |
| T. Rowe Price Retirement 2040 Fund Mutual F Mutual Funds | — | — | — | $8K | <0.1% |
| Putnam Dynamic Asset Allocation Cnsrv R6 M Mutual Funds | — | — | — | $7K | <0.1% |
| T. Rowe Price Retirement 2005 Fund Mutual F Mutual Funds | — | — | — | $1K | <0.1% |
