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Original filing (PDF)20251010053624NAL0017179554001
ALIGN COMMUNICATIONS, INC.
Form 5500
FILING_RECEIVED
ALIGN COMMUNICATIONS, INC. PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Active participants
173
Accounts w/ balance
254
Plan assets (EOY)
$23.8M
Net assets (EOY)
$23.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
45 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALIGN COMMUNICATIONS, INC..
Plan sponsor
Name
ALIGN COMMUNICATIONS, INC.
EIN
13-3649393
Address
685 THIRD AVE, FL 23 · NEW YORK, NY · 10017
Phone
(212) 207-2612
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CIUNI & PANICHI INC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $3K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGN COMMUNICATIONS, INC. | 13-3363996 | — | ACCOUNTANT | $14K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 36-3258176 | — | INVESTMENT/FINANCIAL ADVI | $56K | — |
Investments
43 direct securities · 2 pooled funds· $23.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$20.8M
43 holdings
Common Collective Trust
$2.8M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $2.7M | 11.4% | |
| DWS SCI AND TECH S | Registered Investment Companies | — | — | $2.5M | 10.7% | |
| NUVEEN LC GROWTH INDEX R6 | Registered Investment Companies | — | — | $1.9M | 8.0% | |
| BLACKROCK LIFEPATH 2040 FUND K | Registered Investment Companies | — | — | $1.5M | 6.3% | |
| JANUS HENDERSON BALANCED - N | Registered Investment Companies | — | — | $1.4M | 6.0% | |
| BLACKROCK LIFEPATH 2055 FUND K | Registered Investment Companies | — | — | $1.3M | 5.3% | |
| BLACKROCK EQUITY DIVIDEND K | Registered Investment Companies | — | — | $1.0M | 4.3% | |
| BLACKROCK LIFEPATH 2060 K | Registered Investment Companies | — | — | $942K | 4.0% | |
| BLACKROCK LIFEPATH 2035 K | Registered Investment Companies | — | — | $802K | 3.4% | |
| AMF AMERICAN HIGH INCOME - R6 | Registered Investment Companies | — | — | $794K | 3.3% | |
| BLACKROCK LIFEPATH RET FUND K | Registered Investment Companies | — | — | $772K | 3.2% | |
| BLACKROCK LIFEPATH 2050 FUND K | Registered Investment Companies | — | — | $763K | 3.2% | |
| NEUBERGER BERMAN GENESIS - R6 | Registered Investment Companies | — | — | $675K | 2.8% | |
| AMERICAN FNDS FUNDAMENT INV R6 | Registered Investment Companies | — | — | $645K | 2.7% | |
| AMERICAN FUNDS WAMU - R6 | Registered Investment Companies | — | — | $562K | 2.4% | |
| VAN SH TERM CORP BOND IDX ADM | Registered Investment Companies | — | — | $459K | 1.9% | |
| FID 500 IND | Registered Investment Companies | — | — | $433K | 1.8% | |
| BR HEALTH SCIENCES OPPS K | Registered Investment Companies | — | — | $404K | 1.7% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $373K | 1.6% | |
| NB SUSTAINABLE EQUITY R6 | Registered Investment Companies | — | — | $337K | 1.4% | |
| BLACKROCK ADV GLOBAL K | Registered Investment Companies | — | — | $305K | 1.3% | |
| PGIM JENNISON NAT RESOURCES R6 | Registered Investment Companies | — | — | $279K | 1.2% | |
| BLACKROCK LIFEPATH 2030 FUND K | Registered Investment Companies | — | — | $258K | 1.1% | |
| MACQUARIE INTL CORE EQ R6 | Registered Investment Companies | — | — | $246K | 1.0% | |
| BLACKROCK LIFEPATH 2045 FUND K | Registered Investment Companies | — | — | $235K | 1.0% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $229K | 1.0% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $190K | 0.8% | |
| VANGUARD MIDCAP GROWTH IDX ADM | Registered Investment Companies | — | — | $182K | 0.8% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $176K | 0.7% | |
| MACQUARIE ASSET STRATEGY R6 | Registered Investment Companies | — | — | $125K | 0.5% | |
| VIC PIO STRATEGIC INCOME R6 | Registered Investment Companies | — | — | $123K | 0.5% | |
| GOLDMAN SACHS MCV R6 | Registered Investment Companies | — | — | $112K | 0.5% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $108K | 0.5% | |
| STATE ST S&P MD CP IDX NL F STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 345 | Common Collective Trust | — | — | $105K | 0.4% | |
| MACQUARIE MID CAP GROWTH R6 | Registered Investment Companies | — | — | $101K | 0.4% | |
| FIRST EAGLE OVERSEAS R6 | Registered Investment Companies | — | — | $87K | 0.4% | |
| VIRTUS MID CAP VALUE EQ R6 | Registered Investment Companies | — | — | $81K | 0.3% | |
| ALLSPRING PRECIOUS METALS INST | Registered Investment Companies | — | — | $70K | 0.3% | |
| LOOMIS SAYLES INV GRADE BOND N | Registered Investment Companies | — | — | $66K | 0.3% | |
| COLUMBIA STRAT INC I | Registered Investment Companies | — | — | $59K | 0.2% | |
| TRANSAMERICA SM MID CAP VAL I | Registered Investment Companies | — | — | $53K | 0.2% | |
| M&N PRO BL MAX TERM SER - I | Registered Investment Companies | — | — | $39K | 0.2% | |
| VANGUARD FINANCIALS INDEX ADM | Registered Investment Companies | — | — | $20K | <0.1% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $17K | <0.1% | |
| BR GLOB ALLOC K | Registered Investment Companies | — | — | $10K | <0.1% |