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Original filing (PDF)20251009091215NAL0003450099001
DEUTSCHE BANK AMERICAS HOLDING CORP
Form 5500
FILING_RECEIVED
DEUTSCHE BANK MATCHED SAVINGS PLAN
401(k) retirement plan
Signals · 2
36% in single holding6 service providers
Active participants
7,791
Accounts w/ balance
17,497
Plan assets (EOY)
$4.5B
Net assets (EOY)
$4.5B
How this plan invests
This plan
20 pooled trusts
Schedule D
57 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: STATE STREET S&P 500(R) INDEX SECURITIES LENDING SERIES FUND CLASS II (extraction pending)]" is 36% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DEUTSCHE BANK AMERICAS HOLDING CORP.
Plan sponsor
Name
DEUTSCHE BANK AMERICAS HOLDING CORP
EIN
13-3645372
Address
ATTN CORPORATE TAX DEPARTMENT · FLOOR 7N, 1 COLUMBUS CIRCLE · NEW YORK, NY · 10019
Phone
(904) 645-4734
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
2X · Other multiple-employer DC plan
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
ERNST & YOUNGLLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $112K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $915K | — |
| AON INVESTMENTS USA INC. | 36-3109431 | — | INVESTMENT ADVISOR | $623K | — |
| AON CONSULTING, INC. | 22-2232264 | — | CONSULTANT | $23K | — |
Accountant / Auditor
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERNST & YOUNG U.S. LLP | 34-6565596 | — | ACCOUNTANT/AUDITOR | $108K | — |
| WALLACH & ASSOCIATES | 22-3348744 | — | ACCOUNTANT/AUDITOR | $10K | — |
Investments
53 direct securities · 20 pooled funds· $5.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$3.4B
20 holdings
Uncategorized
$1.9B
53 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SS S&P 500 INDEX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 04-0025081 / PN 078 | Common Collective Trust | — | — | $1.2B | 27.3% | |
| [DFE: SSGA RUSSELL 1000(R) GROWTH INDEX SECURITIES LENDING COMMON TRUST FUND (extraction pending)] | — | — | — | $259.2M | 5.8% | |
| SS RSL LGCPGR IDX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 04-6897328 / PN 001 | Common Collective Trust | — | — | $259.2M | 5.8% | |
| [DFE: STATE STREET TARGET RETIREMENT 2040 SECURITIES LENDING SERIES FUND CLASS IV (extraction pending)] | — | — | — | $197.4M | 4.4% | |
| SS TRGT RET 2040 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 025 | Common Collective Trust | — | — | $197.4M | 4.4% | |
| [DFE: STATE STREET TARGET RETIREMENT 2035 SECURITIES LENDING SERIES FUND CLASS IV (extraction pending)] | — | — | — | $189.1M | 4.2% | |
| SS TRGT RET 2035 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 024 | Common Collective Trust | — | — | $189.1M | 4.2% | |
| [DFE: STATE STREET TARGET RETIREMENT 2050 SECURITIES LENDING SERIES FUND CLASS IV (extraction pending)] | — | — | — | $176.4M | 3.9% | |
| SS TRGT RET 2050 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 027 | Common Collective Trust | — | — | $176.4M | 3.9% | |
| [DFE: STATE STREET TARGET RETIREMENT 2045 SECURITIES LENDING SERIES FUND CLASS IV (extraction pending)] | — | — | — | $169.3M | 3.8% | |
| SS TRGT RET 2045 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 026 | Common Collective Trust | — | — | $169.3M | 3.8% | |
| [DFE: STATE STREET RUSSELL SMALL CAP(R) INDEX SECURITIES LENDING SERIES FUND CLASS II (extraction pending)] | — | — | — | $158.9M | 3.5% | |
| SS RSL LGCPVL IDX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 040 | Common Collective Trust | — | — | $158.9M | 3.5% | |
| SS TRGT RET 2030 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 023 | Common Collective Trust | — | — | $158.4M | 3.5% | |
| WFLD MID CAP GR EQ C COMERICA BANK & TRUST · EIN 82-6649344 / PN 001 | Common Collective Trust | — | — | $114.7M | 2.6% | |
| [DFE: STATE STREET RUSSELL SMALL MID CAP INDEX SECURITIES LENDING SERIES FUND CLASS II (extraction pending)] | — | — | — | $108.6M | 2.4% | |
| SS RSL SMMDCP IDX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 019 | Common Collective Trust | — | — | $108.6M | 2.4% | |
| [DFE: STATE STREET TARGET RETIREMENT 2055 SECURITIES LENDING SERIES FUND CLASS IV (extraction pending)] | — | — | — | $107.0M | 2.4% | |
| SS TRGT RET 2055 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 028 | Common Collective Trust | — | — | $107.0M | 2.4% | |
| SS TRGT RET 2025 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 022 | Common Collective Trust | — | — | $98.4M | 2.2% | |
| SS GACEQ EXUS IDX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 444 | Common Collective Trust | — | — | $89.3M | 2.0% | |
| BTC TOTAL RETURN J BLACKROCK INSTITUTIONAL TRUST CO NA · EIN 93-2705906 / PN 001 | Common Collective Trust | — | — | $87.5M | 2.0% | |
| SS TRGT RET 2060 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 029 | Common Collective Trust | — | — | $66.4M | 1.5% | |
| SS US BOND INDX XIV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $62.2M | 1.4% | |
| WORLD DEVELOPED EX US INDEX SL SF C | — | — | — | $54.2M | 1.2% | |
| S&P 500 R INDX SL SF CL I CMC1 | — | — | — | $43.0M | 1.0% | |
| GLOBAL ALL CAP EQUITY EX-US INDX SL | — | — | — | $37.3M | 0.8% | |
| [DFE: STATE STREET TARGET RETIREMENT 2065 SECURITIES LENDING SERIES FUND CLASS IV (extraction pending)] | — | — | — | $36.2M | 0.8% | |
| SS TRGT RET 2065 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 045 | Common Collective Trust | — | — | $36.2M | 0.8% | |
| SS TRGT RET INC IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 030 | Common Collective Trust | — | — | $34.2M | 0.8% | |
| U.S. BOND INDX SL SF CL I CME9 | — | — | — | $30.7M | 0.7% | |
| SS TRGT RET 2020 IV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 021 | Common Collective Trust | — | — | $29.4M | 0.7% | |
| GLOBAL ALL CAP EQUITY EX-US INDX SL | — | — | — | $25.5M | 0.6% | |
| S&P 500 R INDX SL SF CL I CMC1 | — | — | — | $23.7M | 0.5% | |
| DAILY MSCI EMG MKTS INDX SL FUND Z | — | — | — | $22.7M | 0.5% | |
| [DFE: WILLIAM BLAIR INTERNATIONAL GROWTH COLLECTIVE INVESTMENT FUND (extraction pending)] | — | — | — | $20.7M | 0.5% | |
| WB INTL LDRS A GLOBAL TRUST COMPANY · EIN 27-6331814 / PN 002 | Common Collective Trust | — | — | $20.7M | 0.5% | |
| U.S. BOND INDX SL SF CL I CME9 | — | — | — | $20.4M | 0.5% | |
| S&P 500 R INDX SL SF CL I CMC1 | — | — | — | $19.2M | 0.4% | |
| 1-10 YEAR US TIPS INDEX SL SF CL I | — | — | — | $17.8M | 0.4% | |
| 1-10 YEAR US TIPS INDEX SL SF CL I | — | — | — | $15.2M | 0.3% | |
| GLOBAL ALL CAP EQUITY EX-US INDX SL | — | — | — | $14.9M | 0.3% | |
| GLOBAL SMALL CAP EQUITY EX-US SL SF | — | — | — | $12.5M | 0.3% | |
| RUSSELL SMALL/MID CAP R INDX SL SF | — | — | — | $10.6M | 0.2% | |
| RUSSELL SMALL/MID CAP R INDX SL S | — | — | — | $10.4M | 0.2% | |
| US HIGH YIELD BOND INDX SL SF CL I | — | — | — | $9.9M | 0.2% | |
| U.S. LONG GOVT BOND INDX SL SF CL I | — | — | — | $8.0M | 0.2% | |
| US HIGH YIELD BOND INDX SL SF CL I | — | — | — | $6.9M | 0.2% | |
| US SHORT-TERM GOVT/CREDIT BOND INDE | — | — | — | $6.9M | 0.2% | |
| U.S. BOND INDX SL SF CL I CME9 | — | — | — | $6.8M | 0.2% | |
| US SHORT-TERM GOVT/CREDIT BOND INDE | — | — | — | $6.8M | 0.2% | |
| U.S. LONG GOVT BOND INDX SL SF CLI | — | — | — | $6.7M | 0.1% | |
| 1-10 YEAR US TIPS INDEX SL SF CL I | — | — | — | $6.2M | 0.1% | |
| US SHORT-TERM GOVT/CREDIT BOND INDE | — | — | — | $5.9M | 0.1% | |
| U.S. BOND INDX SL SF CL I CME9 | — | — | — | $5.9M | 0.1% | |
| 1-10 YEAR US TIPS INDEX SL SF CL I | — | — | — | $5.3M | 0.1% | |
| GLOBAL REAL EST SEC INDX SL SF CL I | — | — | — | $4.9M | 0.1% | |
| S&P 500 R INDX SL SF CL I CMC1 | — | — | — | $4.7M | 0.1% | |
| RUSSELL SMALL/MID CAP R INDX SL S | — | — | — | $4.1M | <0.1% | |
| S&P 500 R INDX SL SF CL I CMC1 | — | — | — | $4.0M | <0.1% | |
| GLOBAL REAL EST SEC INDX SL SF CL I | — | — | — | $4.0M | <0.1% | |
| BLOOMBERG ROLL SELECT COMMODITY IND | — | — | — | $3.5M | <0.1% | |
| GLOBAL ALL CAP EQUITY EX-US INDX SL | — | — | — | $3.4M | <0.1% | |
| GLOBAL ALL CAP EQUITY EX-US INDX SL | — | — | — | $3.0M | <0.1% | |
| US HIGH YIELD BOND INDX SL SF CL I | — | — | — | $2.4M | <0.1% | |
| US HIGH YIELD BOND INDX SL SF CL I | — | — | — | $2.1M | <0.1% | |
| GLOBAL REAL EST SEC INDX SL SF CL I | — | — | — | $1.7M | <0.1% | |
| GLOBAL REAL EST SEC INDX SL SF CL I | — | — | — | $1.5M | <0.1% | |
| BLOOMBERG ROLL SELECT COMMODITY IND | — | — | — | $1.2M | <0.1% | |
| BLOOMBERG ROLL SELECT COMMODITY IND | — | — | — | $1.0M | <0.1% | |
| RUSSELL SMALL/MID CAP R INDX SL S | — | — | — | $879K | <0.1% | |
| RUSSELL SMALL/MID CAP R INDX SL S | — | — | — | $758K | <0.1% | |
| US SHORT-TERM GOVT/CREDIT BOND INDE | — | — | — | $0 | <0.1% |