Original filing (PDF)20260226123555NAL0004284880001

Ellenoff Grossman & Schole LLP

Name: Ellenoff Grossman & Schole LLP — Ellenoff Grossman &, Form 5500 (2024)
Creator: Ellenoff Grossman & Schole LLP
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Ellenoff Grossman & Schole LLP 401(k) Profit Sharing Plan & Trust

401(k) retirement plan · Ellenoff Grossman & Schole LLP's Ellenoff Grossman & Schole LLP 401(k) Profit Sharing Plan & Trust held $44.4M in plan assets for 152 participants in 2024, with Fidelity as recordkeeper.

Signals · 4

Late filing · 3.3 moCorrective distributions issuedHigh average account balanceSelf-directed brokerage offered

Active participants

152

Accounts w/ balance

180

Plan assets (EOY)

$44.4M

Net assets (EOY)

$44.4M

How this plan invests

This plan

34 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Filed 3.3 months past the 10.5-month grace window.
Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

High average account balance (98th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ELLENOFF GROSSMAN & SCHOLE LLP.

Plan sponsor

Name

ELLENOFF GROSSMAN & SCHOLE LLP

EIN

13-3643185all filings

Address

1345 AVENUE OF THE AMERICAS · 11TH FLOOR · NEW YORK, NY · 10105

Phone

(212) 370-1300

Industry

Law Offices· Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2026-02-26

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$44K	—

Investments

34 direct securities· $44.4M(100% of reported assets)

Mutual Funds

$33.5M

22 holdings

Common Collective Trusts

$7.4M

4 holdings

Other securities

$1.9M

7 holdings

Self-Directed Brokerage

$1.6M

1 holding

					% of plan
Fidelity Blue Chip Growth Fund	Mutual Funds	—	—	$6.3M	14.2%
Fidelity 500 Index Fund	Common Collective Trusts	—	—	$5.9M	13.2%
Fidelity Freedom 2030 Fund Class K	Mutual Funds	—	—	$5.0M	11.4%
Fidelity Freedom 2025 Fund Class K	Mutual Funds	—	—	$3.6M	8.1%
Fidelity Freedom 2035 Fund Class K	Mutual Funds	—	—	$3.3M	7.3%
Fidelity Freedom 2040 Fund Class K	Mutual Funds	—	—	$3.2M	7.1%
Fidelity Freedom 2050 Fund Class K	Mutual Funds	—	—	$2.4M	5.5%
Fidelity Total Bond Fund	Mutual Funds	—	—	$2.0M	4.6%
Fidelity Freedom 2045 Fund Class K	Mutual Funds	—	—	$1.9M	4.2%
Fidelity Self-directed brokerage accounts	Self-Directed Brokerage	—	—	$1.6M	3.5%
T. Rowe Price Dividend Growth Fund Advisor Class	Other securities	—	—	$1.1M	2.4%
Fidelity Freedom 2055 Fund Class K	Mutual Funds	—	—	$1.1M	2.4%
Fidelity Freedom 2010 Fund Class K	Mutual Funds	—	—	$905K	2.0%
Fidelity Freedom 2065 Fund Class K	Mutual Funds	—	—	$732K	1.6%
Fidelity Global ex U.S. Index Fund	Common Collective Trusts	—	—	$702K	1.6%
Fidelity Small Cap Growth Fund	Mutual Funds	—	—	$628K	1.4%
Fidelity Overseas Fund	Mutual Funds	—	—	$501K	1.1%
MFS Mid Cap Growth Fund Class R3	Mutual Funds	—	—	$475K	1.1%
Fidelity Treasury Only Money Market Fund	Mutual Funds	—	—	$422K	1.0%
Fidelity U.S. Bond Index Fund	Common Collective Trusts	—	—	$404K	0.9%
Fidelity Extended Market Index Fund	Common Collective Trusts	—	—	$390K	0.9%
JPMorgan U.S. Value Fund Class R6	Other securities	—	—	$358K	0.8%
Fidelity Emerging Markets Fund	Mutual Funds	—	—	$309K	0.7%
Fidelity Freedom 2020 Fund Class K	Mutual Funds	—	—	$234K	0.5%
Allspring Special Mid Cap Value Fund - Class Admin	Other securities	—	—	$216K	0.5%
Fidelity Freedom Income Fund Class K	Mutual Funds	—	—	$213K	0.5%
Fidelity Freedom 2060 Fund Class K	Mutual Funds	—	—	$212K	0.5%
American Century Inflation Adjusted Bond Fund Investor Class	Other securities	—	—	$129K	0.3%
Notes receivable from participants	Other securities	—	—	$88K	0.2%
Northern Small Cap Core Fund Class I	Other securities	—	—	$77K	0.2%
Fidelity Real Estate Investment Portfolio	Mutual Funds	—	—	$47K	0.1%
Fidelity Freedom 2015 Fund Class K	Mutual Funds	—	—	$44K	<0.1%
Allspring Special Small Cap Value Fund - Class Admin	Other securities	—	—	$10K	<0.1%
Fidelity Treasury Money Market Fund	Mutual Funds	—	—	$7K	<0.1%