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Original filing (PDF)20251014134536NAL0006144402001
MANNKIND CORPORATION
Form 5500
FILING_RECEIVED
MANNKIND CORPORATION 401(K) PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
504
Accounts w/ balance
633
Plan assets (EOY)
$73.3M
Net assets (EOY)
$73.3M
How this plan invests
This plan
4 pooled trusts
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity Puritan Fund Mutual fund" is 26% of plan.
- 21 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MANNKIND CORPORATION.
Plan sponsor
Name
MANNKIND CORPORATION
EIN
13-3607736
Address
30930 RUSSELL RANCH ROAD · SUITE 301 · WEST VILLAGE, CA · 91362
Phone
(661) 775-5318
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $42K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HOLTHOUSE CARLIN & VAN TRIGHT, LLP | 95-4345526 | — | AUDITOR | $12K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | 13-2638166 | — | CONSULTING | $103K | — |
Investments
14 direct securities · 4 pooled funds· $72.5M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$52.4M
14 holdings
Common Collective Trust
$20.1M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Puritan Fund Mutual fund | — | — | — | $18.7M | 25.4% | |
| Vanguard Institutional Index Fund Mutual fund | — | — | — | $9.3M | 12.7% | |
| LG CAP GR FUND II FEE CLASS R1 WILMINGTON TRUST · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $7.1M | 9.7% | |
| PIONEER BD FUND TRUST R1 WILMINGTON TRUST · EIN 81-5420248 / PN 291 | Common Collective Trust | — | — | $6.9M | 9.4% | |
| JPMorgan Equity Income Fund Mutual fund | — | — | — | $6.6M | 8.9% | |
| Vanguard Total International Stock Index Fund Mutual fund | — | — | — | $4.1M | 5.6% | |
| WT EUROPACIFIC GR TRUST R1 WILMINGTON TRUST · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $3.2M | 4.4% | |
| MFS MID CAP GROWTH 2W WILIMINGTON TRUST · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $2.9M | 3.9% | |
| Fully benefit-responsive investment contract * Transamerica Guaranteed Investment Option Guaranteed interest contract | — | — | — | $2.9M | 3.9% | |
| PGIM High Yield Fund Mutual fund | — | — | — | $2.5M | 3.4% | |
| FullerThaler Behavioral Small-Cap Growth Fund Mutual fund | — | — | — | $2.2M | 3.0% | |
| Victory Sycamore Established Value Fund Mutual fund | — | — | — | $1.9M | 2.6% | |
| Columbia Small Cap Value II Fund Mutual fund | — | — | — | $1.7M | 2.3% | |
| Vanguard Real Estate Index Fund Mutual fund | — | — | — | $857K | 1.2% | |
| Vanguard Small Cap Index Fund Mutual fund | — | — | — | $728K | 1.0% | |
| Vanguard Mid Cap Index Fund Mutual fund | — | — | — | $628K | 0.9% | |
| Cohen & Steers Institutional Realty Shares Fund Mutual fund | — | — | — | $273K | 0.4% | |
| Investments * State Street Institutional U.S. Government Money Market Fund Money market mutual fund | — | — | — | $74K | 0.1% |
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