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Original filing (PDF)20250908133011NAL0032513040001
MITCHELL/MARTIN INC.
Form 5500
FILING_RECEIVED
MITCHELL MARTIN INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
27% in single holding
Active participants
988
Accounts w/ balance
1,576
Plan assets (EOY)
$56.3M
Net assets (EOY)
$56.3M
How this plan invests
This plan
1 pooled trust
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "MORLEY INCOME FUND III" is 27% of plan.
- 25 bps in Schedule C fees — 58% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MITCHELL/MARTIN INC..
Plan sponsor
Name
MITCHELL/MARTIN INC.
EIN
13-3591013
Address
550 7TH AVENUE · 16TH FLOOR · NEW YORK, NY · 10018
Phone
(212) 943-1404
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-08
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CG TAX, AUDIT & ADVISORY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $102K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 04-3046611 | — | ADVISOR | $40K | — |
Investments
12 direct securities · 1 pooled fund· $1.5M(3% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$746K
12 holdings
Common Collective Trust
$746K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $746K | 1.3% | |
| MORLEY INCOME FUND III | — | — | — | $201K | 0.4% | |
| MORLEY INCOME FUND I | — | — | — | $116K | 0.2% | |
| MORLEY STABLE INCOME BOND FUND | — | — | — | $104K | 0.2% | |
| MORLEY INCOME FUND IV | — | — | — | $66K | 0.1% | |
| SIA-B41 (MORLEY STABLE VALUE FUND S | — | — | — | $62K | 0.1% | |
| PRUDENTIAL CORE INTERMEDIATE BOND F | — | — | — | $56K | <0.1% | |
| PSA NO. 45-004 (SEPARATE ACCOUNT 45 | — | — | — | $53K | <0.1% | |
| GOVERNMENT SHORT TERM INVESTMENT FD | — | — | — | $27K | <0.1% | |
| ACTIVELY MANAGED FUND | — | — | — | $26K | <0.1% | |
| SIA-B45 (MORLEY INTERM STABLE VALUE | — | — | — | $22K | <0.1% | |
| MORLEY INCOME FUND II | — | — | — | $14K | <0.1% | |
| PRUDENTIAL CORE CONSERVATIVE INT BD | — | — | — | $0 | <0.1% |
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