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Original filing (PDF)20250721121610NAL0001179713001
HTA
Form 5500
FILING_RECEIVED
HTA 401K PLAN
401(k) retirement plan
Signals · 1
~77 bps in Sched C fees
Active participants
130
Accounts w/ balance
153
Plan assets (EOY)
$8.1M
Net assets (EOY)
$8.1M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 77 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HTA.
Plan sponsor
Name
HTA
EIN
13-3578209
Address
97 CENTRE AVENUE · NEW ROCHELLE, NY · 108017212
Phone
(914) 636-6600
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-21
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CERINI & ASSOCIATES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $27K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| J P MORGAN BROKER-DEALER HOLDINGS I | — | NEW YORK, NY | INVESTMENT ADVISOR | $20K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CERINI & ASSOCIATES, LLP | 11-3066459 | — | PLAN AUDITOR | $15K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $799 | — |
Investments
25 direct securities· $8.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Retirement, LLC Fidelity 500 Index {+} | — | — | — | $989K | 12.2% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2020 R6 {+} | — | — | — | $949K | 11.7% | |
| Empower Retirement, LLC Fidelity Large Cap Value Index {+} 76 * Empower Retirement, LLC Fidelity Mid Cap Index {+} | — | — | — | $858K | 10.6% | |
| Empower Retirement, LLC Fixed Account {+} | — | — | — | $813K | 10.0% | |
| Empower Retirement, LLC Fidelity US Bond Index {+} 393 * Empower Retirement, LLC MFS Massachusetts Investors Gr Stk R6 {+} | — | — | — | $760K | 9.4% | |
| Empower Retirement, LLC American Funds American Mutual R6 {+} | — | — | — | $502K | 6.2% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2030 R6 {+} | — | — | — | $419K | 5.2% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2010 R6 {+} | — | — | — | $403K | 5.0% | |
| Empower Retirement, LLC Fidelity Large Cap Growth Index {+} | — | — | — | $286K | 3.5% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2025 R6 {+} | — | — | — | $276K | 3.4% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2050 R6 {+} | — | — | — | $251K | 3.1% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2035 R6 {+} | — | — | — | $244K | 3.0% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2045 R6 {+} | — | — | — | $235K | 2.9% | |
| Empower Retirement, LLC Fidelity International Index {+} | — | — | — | $222K | 2.7% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2040 R6 {+} | — | — | — | $206K | 2.5% | |
| Participant notes receivable Interest Rate 3.00% - 8.50% N/A | — | — | — | $141K | 1.7% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2055 R6 {+} | — | — | — | $126K | 1.6% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2015 R6 {+} | — | — | — | $104K | 1.3% | |
| Empower Retirement, LLC American Century Real Estate R6 {+} | — | — | — | $95K | 1.2% | |
| Empower Retirement, LLC American Funds Bond Fund of America R6 {+} | — | — | — | $85K | 1.0% | |
| Empower Retirement, LLC Fidelity Small Cap Index {+} | — | — | — | $79K | 1.0% | |
| Empower Retirement, LLC Fidelity Advisor Stock Selector Sm Cp Z {+} 140 * Empower Retirement, LLC Fidelity Emerging Markets Index {+} 414 * Empower Retirement, LLC Fidelity Inflation Protected Bond Index {+} | — | — | — | $40K | 0.5% | |
| Empower Retirement, LLC American Funds Trgt Date Ret 2060 R6 {+} | — | — | — | $18K | 0.2% | |
| Empower Retirement, LLC PGIM High Yield R6 {+} | — | — | — | $12K | 0.1% | |
| Empower Retirement, LLC American Century Emerging Markets R6 {+} | — | — | — | $5K | <0.1% |
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