How big is The Alliance for Positive Change's plan?

The Alliance for Positive Change's plan reported $10.5M in assets and 181 participants for 2023.

Original filing (PDF)20250620085942NAL0005466208001

The Alliance for Positive Change

Name: The Alliance for Positive Change — Alliance for, Form 5500 (2023)
Creator: The Alliance for Positive Change
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Alliance for Positive Change Retirement Plan

401(k) retirement plan · The Alliance for Positive Change's Alliance for Positive Change Retirement Plan held $10.5M in plan assets for 181 participants in 2023, with Nationwide as recordkeeper.

Signals · 2

Late filing · 1.2 moLate participant contributions

Active participants

181

Accounts w/ balance

263

Plan assets (EOY)

$10.5M

Net assets (EOY)

$10.5M

Plan identifiers

The Alliance for Positive Change's EIN is 13-3562071.

EIN 13-3562071

Plan number 001

Plan year 2023

ACK ID 20250620085942NAL0005466208001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for The Alliance for Positive Change from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

The Alliance for Positive Change's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for THE ALLIANCE FOR POSITIVE CHANGE.

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How this plan invests

This plan

66 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Filed 1.2 months past the 10.5-month grace window.
Delinquent participant contributions reported (Schedule H 4a) — 53K (6% of contributions).

Plan sponsor

Name

THE ALLIANCE FOR POSITIVE CHANGE

EIN

all filings

Address

64 WEST 35TH STREET, 3RD FLOOR · NEW YORK, NY · 10001

Phone

(212) 645-0875

Industry

Other Services (ex. Public Admin)

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-07-01

Tax period

2024-06-30

Filed

2025-06-20

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

TEMPLETON & COMPANY, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
NATIONWIDE	31-4156830	COLUMBUS, OH	INVESTMENT CUSTODIAN	$35K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
APW CAPITAL INC	—	ROCKAWAY, NJ	ADVISOR	$11K	—
AURORA INSURANCE SERVICES INC

Investments

66 direct securities· $10.4M(99% of reported assets)

Mutual Funds

$8.3M

32 holdings

Other securities

$1.1M

23 holdings

Common Collective Trusts

$479K

7 holdings

Participant loans

$431K

1 holding

Common Stocks

$206K

3 holdings

					% of plan
Vanguard Target Retirement 2025 Investor Fund	Mutual Funds	—	—	$2.5M	23.4%
Vanguard Target Retirement 2050 Investor Fund	Mutual Funds	—	—	$1.1M	10.7%
Vanguard Target Retirement 2035 Investor Fund	Mutual Funds	—	—	$920K	8.8%
Vanguard Target Retirement 2040 Investor Fund	Mutual Funds	—	—	$823K	7.8%
Vanguard Target Retirement 2045 Investor Fund	Mutual Funds	—	—	$601K	5.7%
Vanguard Target Retirement 2060 Investor Fund	Mutual Funds	—	—	$511K	4.9%
Vanguard Target Retirement 2055 Investor Fund	Mutual Funds	—	—	$491K	4.7%
Vanguard Target Retirement 2020 Investor Fund	Mutual Funds	—	—	$480K	4.6%
Vanguard Target Retirement 2030 Investor Fund	Mutual Funds	—	—	$451K	4.3%
Loans to participants, interest rates ranging from * Notes receivable from participants -	Participant loans	—	—	$431K	4.1%
Nationwide Investor Destinations Moderately Aggressive Fund	Other securities	—	—	$360K	3.4%
SSGA S&P 500 Index Fund	Common Collective Trusts	—	—	$312K	3.0%
Nationwide Life Insurance Company Nationwide Fixed Account	Common Stocks	—	—	$191K	1.8%
Nationwide Investor Destinations Moderate Fund	Other securities	—	—	$91K	0.9%
Principal High Yield Insitutional Fund	Other securities	—	—	$86K	0.8%
Nationwide Investor Destinations Aggressive Fund	Other securities	—	—	$84K	0.8%
American Funds New Economy Fund	Mutual Funds	—	—	$72K	0.7%
Federated Hermes Government Obligation Premier Fund	Other securities	—	—	$71K	0.7%
Victory Short Term Bond Fund	Other securities	—	—	$61K	0.6%
PGIM Total Return Bond Fund R6	Other securities	—	—	$57K	0.5%
Nationwide Investor Destinations Conservative Fund	Other securities	—	—	$48K	0.5%
Nationwide Investor Destinations Moderately Conservative Fund	Other securities	—	—	$43K	0.4%
TCW Securitized Bond Fund	Other securities	—	—	$39K	0.4%
Vanguard Target Retirement 2065 Investor Fund	Mutual Funds	—	—	$39K	0.4%
Nationwide Mid Cap Market Index Fund	Common Collective Trusts	—	—	$38K	0.4%
Fidelity 500 Index Fund	Common Collective Trusts	—	—	$34K	0.3%
Vanguard Total International Stock Index Admiral Fund ** 17 Vanguard Total Stock Market Index Admiral Shares Fund	Common Collective Trusts	—	—	$31K	0.3%
Fidelity US Bond Index Fund	Common Collective Trusts	—	—	$28K	0.3%
Invesco Developed Market Fund	Mutual Funds	—	—	$25K	0.2%
Dimensional Fund Advisors Emerging Markets Core Equity Insitutional Fund	Mutual Funds	—	—	$22K	0.2%
Goldman Sachs GQG Partners International Opportunities Fund	Other securities	—	—	$20K	0.2%
PIMCO Real Return Insitutional Fund	Mutual Funds	—	—	$19K	0.2%
Vanguard Small Cap Value Index Admiral Fund	Mutual Funds	—	—	$19K	0.2%
Vanguard Small Cap Index Fund	Common Collective Trusts	—	—	$19K	0.2%
Dodge & Cox International Stock Fund	Mutual Funds	—	—	$19K	0.2%
Dimensional Fund Advisors US Large Cap Value Insitutional Fund	Mutual Funds	—	—	$19K	0.2%
Dimensional Fund Advisors Global RealEstate Security Insitutional Fund	Mutual Funds	—	—	$18K	0.2%
MFS Research Fund	Mutual Funds	—	—	$17K	0.2%
Nationwide Loomis AllCap Growth Fund	Other securities	—	—	$17K	0.2%
Vanguard Strategic Equity Investor Fund	Mutual Funds	—	—	$17K	0.2%
Fidelity International Index Fund	Common Collective Trusts	—	—	$17K	0.2%
American Beacon International Equity Fund	Other securities	—	—	$16K	0.2%
Avantis US Large Cap Value Insitutional Fund	Other securities	—	—	$16K	0.2%
Vanguard US Growth Admiral Fund	Mutual Funds	—	—	$15K	0.1%
Invesco Global Fund	Mutual Funds	—	—	$15K	0.1%
American Funds Washington Mutual Investors Fund	Mutual Funds	—	—	$14K	0.1%
Lord Abbett High Yield Fund	Mutual Funds	—	—	$14K	0.1%
Vanguard Equity Income Investor Fund	Mutual Funds	—	—	$14K	0.1%
JPMorgan Equity Inc Fund	Common Stocks	—	—	$14K	0.1%
American Funds EuroPacific Growth Fund	Mutual Funds	—	—	$14K	0.1%