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Original filing (PDF)20251003142235NAL0001507793001
WISDOMTREE, INC
Form 5500
FILING_RECEIVED
WISDOMTREE, INC 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
195
Accounts w/ balance
247
Plan assets (EOY)
$45.1M
Net assets (EOY)
$45.1M
How this plan invests
This plan
5 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (0 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WISDOMTREE, INC.
Plan sponsor
Name
WISDOMTREE, INC
EIN
13-3487784
Address
250 W 34TH ST, 3RD FL · NEW YORK, NY · 10119
Phone
(212) 801-2080
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS LLC | 11-3665754 | — | NONE | $2K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $7 | — |
Investments
41 direct securities · 5 pooled funds· $45.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$44.3M
41 holdings
Common Collective Trust
$811K
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF iShares 0 | — | — | — | $11.3M | 25.0% | |
| WisdomTree US Quality Div Growth ETF WisdomTree 0 | — | — | — | $3.8M | 8.5% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $3.6M | 7.9% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $2.8M | 6.3% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $2.7M | 6.0% | |
| WisdomTree US SmallCap Earnings ETF WisdomTree 0 | — | — | — | $2.1M | 4.6% | |
| Schwab Self-Direct Invest Fund V Schwab 0 | — | — | — | $2.0M | 4.4% | |
| WisdomTree US MidCap Earnings ETF WisdomTree 0 | — | — | — | $1.2M | 2.6% | |
| MFS Massachusetts Investors Gr Stk R6 MFS 0 | — | — | — | $1.0M | 2.3% | |
| WisdomTree US LargeCap Dividend ETF WisdomTree 0 | — | — | — | $959K | 2.1% | |
| WisdomTree Emerging Mkts High Div ETF WisdomTree 0 | — | — | — | $875K | 1.9% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $828K | 1.8% | |
| METLIFE GAC-25053 CLASS 0 METLIFE (RELIANCE TRUST) · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $811K | 1.8% | |
| WisdomTree Emerg Mkts Sm Cap Div ETF WisdomTree 0 | — | — | — | $771K | 1.7% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $719K | 1.6% | |
| Schwab International Equity ETF Schwab 0 | — | — | — | $700K | 1.5% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $673K | 1.5% | |
| Vanguard FTSE Emerging Markets ETF Vanguard 0 | — | — | — | $649K | 1.4% | |
| WisdomTree Dynamic Intl Equity ETF WisdomTree 0 | — | — | — | $599K | 1.3% | |
| WisdomTree US SmallCap Dividend ETF WisdomTree 0 | — | — | — | $591K | 1.3% | |
| SPDR Portfolio S&P 600 Small Cap ETF SPDR 0 | — | — | — | $561K | 1.2% | |
| WisdomTree Japan Hedged Equity Fund WisdomTree 0 | — | — | — | $534K | 1.2% | |
| WisdomTree Global High Dividend ETF WisdomTree 0 | — | — | — | $524K | 1.2% | |
| WisdomTree Yield Enhan US Agg Bd Fd WisdomTree 0 | — | — | — | $505K | 1.1% | |
| WisdomTree Europe Hedged Equity Fd ETF WisdomTree 0 | — | — | — | $491K | 1.1% | |
| WisdomTree Intl SmallCap Dividend ETF WisdomTree 0 | — | — | — | $471K | 1.0% | |
| WisdomTree US Al Enhanced Value ETF WisdomTree 0 | — | — | — | $443K | 1.0% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $390K | 0.9% | |
| WisdomTree Enhance Commodity Strat ETF WisdomTree 0 | — | — | — | $357K | 0.8% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $302K | 0.7% | |
| iShares 5-10 Year Invest Grade ETF iShares 0 | — | — | — | $280K | 0.6% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $275K | 0.6% | |
| Schwab US REIT ETF Schwab 0 | — | — | — | $241K | 0.5% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $239K | 0.5% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $221K | 0.5% | |
| Schwab Self-Direct Cash Fund V Schwab 0 | — | — | — | $192K | 0.4% | |
| WisdomTree Intl MidCap Dividend ETF WisdomTree 0 | — | — | — | $176K | 0.4% | |
| WisdomTree Emerging Mkts Local Debt ETF WisdomTree 0 | — | — | — | $131K | 0.3% | |
| WisdomTree Int Rate Hedged Hi Yld ETF WisdomTree 0 | — | — | — | $83K | 0.2% | |
| WisdomTree PutWrite Strategy ETF WisdomTree 0 | — | — | — | $51K | 0.1% | |
| WisdomTree Int Rate Hdgd US Agg Bd Fd WisdomTree 0 | — | — | — | $29K | <0.1% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $1K | <0.1% | |
| RELIANCE 3D GLB MNGD ETF PORT 100 C RELIANCE TRUST COMPANY · EIN 46-6318721 / PN 004 | Common Collective Trust | — | — | $0 | <0.1% | |
| RELIANCE 3D GLB MNGD ETF PORT 80 CL RELIANCE TRUST COMPANY · EIN 46-6318721 / PN 004 | Common Collective Trust | — | — | $0 | <0.1% | |
| RELIANCE 3D GLB MNGD ETF PORT 60 CL RELIANCE TRUST COMPANY · EIN 46-6318721 / PN 004 | Common Collective Trust | — | — | $0 | <0.1% | |
| RELIANCE 3D GLB MNGD ETF PORT 40 CL RELIANCE TRUST COMPANY · EIN 46-6318721 / PN 004 | Common Collective Trust | — | — | $0 | <0.1% |
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