Back to filter
Original filing (PDF)20250821115336NAL0002077939001
TURBINE ENGINE COMPONENTS TECHNOLOGIES- UTICA CORPORATION
Form 5500
FILING_RECEIVED
WHITCRAFT -UTICA BARGAINED 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
183
Accounts w/ balance
197
Plan assets (EOY)
$4.9M
Net assets (EOY)
$4.9M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TURBINE ENGINE COMPONENTS TECHNOLOGIES- UTICA CORPORATION.
Plan sponsor
Name
TURBINE ENGINE COMPONENTS TECHNOLOGIES- UTICA CORPORATION
EIN
13-3369796
Address
2 HALSEY ROAD · WHITESBORO, NY · 13492
Phone
(203) 929-8300
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-21
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WHITTLESEY PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $9K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC WEALTH MANAGEMENT | 41-1416330 | — | ADVISOR | $7K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UHY LLP | 20-0694403 | — | ACCOUNTANT/AUDITOR | $12K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
24 direct securities· $4.9M(100% of reported assets)
Uncategorized
$4.0M
23 holdings
Mutual Funds
$871K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s ** Fidelity FID Contrafund K6 | Mutual Funds | — | — | $871K | 17.9% | |
| Money Market Fund Vanguard Money Market Fund | — | — | — | $867K | 17.8% | |
| Blackrock Blkrk mc cp gr eq k | — | — | — | $573K | 11.8% | |
| MFS intl growth r6 | — | — | — | $525K | 10.8% | |
| American Funds AF Target Date 2030 R6 | — | — | — | $287K | 5.9% | |
| American Funds AF Target Date 2025 R6 | — | — | — | $231K | 4.8% | |
| Met TCW MW TOT RTN BD P | — | — | — | $229K | 4.7% | |
| MGL VALUE R6 | — | — | — | $207K | 4.3% | |
| Victory VI fd for income r6 | — | — | — | $195K | 4.0% | |
| Participant Loans maturing at various dates, secured by participant account balance | — | — | — | $152K | 3.1% | |
| Victory s estb val i | — | — | — | $128K | 2.6% | |
| MFS new disc val r6 | — | — | — | $89K | 1.8% | |
| American Funds AF Target Date 2055 R6 | — | — | — | $82K | 1.7% | |
| American Funds AF Target Date 2040 R6 | — | — | — | $80K | 1.6% | |
| American Funds AF Target Date 2060 R6 | — | — | — | $65K | 1.3% | |
| Fidelity FID 500 index | — | — | — | $65K | 1.3% | |
| American Funds AF Target Date 2065 R6 | — | — | — | $58K | 1.2% | |
| American Funds AF Target Date 2045 R6 | — | — | — | $55K | 1.1% | |
| American funds AF Target Date 2035 R6 | — | — | — | $31K | 0.6% | |
| American Funds AF Target Date 2050 R6 | — | — | — | $28K | 0.6% | |
| Vangard Vang tot intl stk ad | — | — | — | $19K | 0.4% | |
| American Funds AF new perspect R6 | — | — | — | $15K | 0.3% | |
| Vanguard Vang midcap idx ad | — | — | — | $3K | <0.1% | |
| American Funds AF Target Date 2020 R6 | — | — | — | $1K | <0.1% |
Related plans
Other plans using UHY LLP
BOARD OF TRUSTEES-NEW YORK STATE NURSES ASSOCIATION PENSION PLAN
NEW YORK STATE NURSES ASSOCIATION PENSION PLAN
$5.9B · 22,140 participants
PROLOAN BOND FUND, LLC
PROLOAN BOND FUND, LLC
$1.3B
QUESTCO HOLDINGS, INC.
QUESTCO COMPANIES RETIREMENT PLAN
$441.6M · 11,428 participants
ALBANY MED HEALTH SYSTEM
THE ALBANY MEDICAL CENTER RETIREMENT PLAN
$289.7M · 7,970 participants
RCM CONSTRUCTION MBS OPPORTUNITIES FUND, L.P.
RCM CONSTRUCTION MBS OPPORTUNITIES FUND, L.P.
$286.4M
TANDEM HR, LLC
TANDEM HR, LLC 401(K) PLAN
$285.3M · 9,692 participants
Similar-size Manufacturing plans
NEILL AIRCRAFT CO.
NEILL AIRCRAFT CO. 401(K) PLAN
$4.9M · 208 participants
LAMAR TECHNOLOGIES LLC
LAMAR TECHNOLOGIES LLC EMPLOYEE 401(K) SAVINGS PLAN AND TRUST
$4.9M · 18 participants
CARSON HELICOPTERS, INC.
CARSON HELICOPTERS, INC. 401K PROFIT SHARING PLAN
$4.9M · 61 participants
LINEAR MOTION LLC
LINEAR MOTION 401(K) PLAN
$5.0M · 92 participants
PERCEPTRONICS SOLUTIONS INC
PERCEPTRONICS SOLUTIONS INC 401(K) PROFIT SHARING PLAN & TRUST
$4.7M · 32 participants
B.H. AIRCRAFT COMPANY, INC.
B.H. AIRCRAFT CO. INC. 401(K) SAVINGS PLAN
$5.0M · 85 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B