How big is Schott Corporation's plan?

Schott Corporation's plan reported $172.9M in assets and 765 participants for 2024.

Original filing (PDF)20251014163919NAL0003305585001

Schott Corporation

Name: Schott Corporation — Schott Corporation 401(k) Plan, Form 5500 (2024)
Creator: Schott Corporation
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Schott Corporation 401(k) Plan

401(k) retirement plan · Schott Corporation's Schott Corporation 401(k) Plan held $172.9M in plan assets for 765 participants in 2024, with Empower as recordkeeper.

Active participants

765

Accounts w/ balance

1,258

Plan assets (EOY)

$172.9M

Net assets (EOY)

$172.9M

People on this filing

Michael Kitts signed Schott Corporation's 2024 Form 5500 as plan administrator.

Michael Kitts — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Schott Corporation's EIN is 13-3342824.

EIN 13-3342824

Plan number 002

Plan year 2024

ACK ID 20251014163919NAL0003305585001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Schott Corporation from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Schott Corporation's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SCHOTT CORPORATION.

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How this plan invests

This plan

21 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

High account-holder ratio — balance-holders per active participant in the top 15% of peers (85th percentile).

Plan sponsor

Name

SCHOTT CORPORATION

EIN

all filings

Address

2 INTERNATIONAL DRIVE, SUITE 105 · RYE BROOK, NY · 10573

Phone

(914) 831-2212

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY O	84-0467907	—	NONE	$125K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
MARSH & MCLENNAN COMPANIES INC	—	CHICAGO, IL	NONE	$22K	—

Investments

21 direct securities· $172.9M(100% of reported assets)

Mutual Funds

$71.9M

14 holdings

Guaranteed Income / GIC

$39.8M

1 holding

Other securities

$36.4M

4 holdings

Common Collective Trusts

$22.3M

1 holding

Bonds / Notes

$2.5M

1 holding

					% of plan
* Empower Guaranteed Investment Account N/R	Guaranteed Income / GIC	—	—	$39.8M	23.0%
JP Morgan JP Morgan US Equity R6 N/R	Other securities	—	—	$22.6M	13.1%
Vanguard Total Stock Market Idx Instl N/R	Common Collective Trusts	—	—	$22.3M	12.9%
Vanguard Target Retirement 2030 Inv N/R	Mutual Funds	—	—	$11.9M	6.9%
Vanguard Target Retirement 2035 Inv N/R	Mutual Funds	—	—	$11.9M	6.9%
Vanguard Target Retirement 2040 Inv N/R	Mutual Funds	—	—	$10.1M	5.8%
Vanguard Target Retirement 2025 Inv N/R	Mutual Funds	—	—	$8.1M	4.7%
Vanguard Target Retirement 2045 Inv N/R	Mutual Funds	—	—	$6.4M	3.7%
Hartford Funds Hartford Midcap R6 N/R	Other securities	—	—	$5.3M	3.0%
Hartford Funds Delaware Small Cap Core R6 N/R	Mutual Funds	—	—	$5.1M	2.9%
Hartford Funds Hartford International Opportunities R6 N/R	Other securities	—	—	$4.6M	2.7%
Vanguard Target Retirement 2050 Inv N/R	Mutual Funds	—	—	$4.5M	2.6%
Vanguard Target Retirement 2055 Inv N/R	Mutual Funds	—	—	$4.2M	2.4%
PGIM Investments PGIM Total Return Bond R6 N/R	Other securities	—	—	$4.0M	2.3%
Vanguard Target Retirement 2060 Inv N/R	Mutual Funds	—	—	$2.6M	1.5%
Participant Loans Interest rates: 5.25% - 11.50% $0	Bonds / Notes	—	—	$2.5M	1.4%
Vanguard Total Intl Stock Index Admiral N/R	Mutual Funds	—	—	$2.1M	1.2%
Vanguard Target Retirement 2020 Inv N/R	Mutual Funds	—	—	$1.7M	1.0%
Vanguard Target Retirement 2065 Inv N/R	Mutual Funds	—	—	$1.2M	0.7%
Vanguard Total Bod Market Index Admiral N/R	Mutual Funds	—	—	$1.2M	0.7%
Vanguard Target Retirement Income Inv N/R	Mutual Funds	—	—	$1.1M	0.6%