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Original filing (PDF)20250922143302NAL0005355025001
BD OF TRUSTEES OF SHEET METAL WORKERS UNION L38 PROFIT SHARING FD
Form 5500
FILING_RECEIVED
SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,107
Accounts w/ balance
1,179
Plan assets (EOY)
$213.5M
Net assets (EOY)
$213.4M
How this plan invests
This plan
24 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BD OF TRUSTEES OF SHEET METAL WORKERS UNION L38 PROFIT SHARING FD.
Plan sponsor
Name
BD OF TRUSTEES OF SHEET METAL WORKERS UNION L38 PROFIT SHARING FD
EIN
13-3319782
Address
38 STARR RIDGE ROAD · BREWSTER, NY · 105094503
Phone
(845) 278-9633
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
SCHULTHEIS & PANETTIERI, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | 84-0467907 | — | NONE | $65K | — |
| SCHULTHEIS & PANETTIERI, LLP | 13-1577780 | — | NONE | $37K | — |
| MORGAN STANLEY SMITH BARNEY, LLC | 11-3658445 | — | NONE | $35K | — |
| ASHER KELLY PLLC | 84-3379113 | — | NONE | $22K | — |
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | NONE | $9K | — |
Investments
24 pooled funds· $83.8M(39% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MM S&P 500 INDEX I MASSACHUSETTS MUTUAL LIFE INSURANCE · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $10.4M | 4.9% | |
| MASSMUTUAL SELECT TRP RET 2045 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $8.0M | 3.7% | |
| BARON GROWTH RETAIL BARON CAPITAL GROUP, INC. · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $5.6M | 2.6% | |
| MASSMUTUAL SELECT TRP 2035 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $5.2M | 2.4% | |
| AMERICAN FUND EUROPACIFIC GROWTH R6 AMERICAN FUNDS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $5.0M | 2.3% | |
| MASSMUTUAL SELECT TRP RET 2030 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $4.9M | 2.3% | |
| MASSMUTUAL GLOBAL I MASSACHUSETTS MUTUAL LIFE INSURANCE · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $4.9M | 2.3% | |
| ROBECO BP LARGE CAP VAL EQTY EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 786 | Pooled Separate Account | — | — | $4.8M | 2.3% | |
| MASSMUTUAL SELECT TRP RET 2055 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $4.7M | 2.2% | |
| MASSMUTUAL SELECT TRP RET 2050 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $4.5M | 2.1% | |
| MASSMUTUAL SELECT TRP RET 2060 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $4.0M | 1.9% | |
| MASSMUTUAL SELECT TRP RET 2025 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $3.2M | 1.5% | |
| ROYCE SMALL-CAP TOTAL RETURN SVC ROYCE INVESTMENT PARTNERS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $3.2M | 1.5% | |
| MASSMUTUAL MID CAP GROWTH I MASSACHUSETTS MUTUAL LIFE INSURANCE · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $3.1M | 1.4% | |
| MASSMUTUAL TOTAL RETURN BOND I MASSACHUSETTS MUTUAL LIFE INSURANCE · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $2.9M | 1.4% | |
| MASSMUTUAL SELECT TRP RET 2040 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $2.5M | 1.2% | |
| MASSMUTUAL HIGH YIELD I MASSACHUSETTS MUTUAL LIFE INSURANCE · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.8M | 0.9% | |
| CAPITAL GROUP EUROPACIFIC GROWTH SA CAPITAL GROUP · EIN 95-6597294 / PN 661 | Pooled Separate Account | — | — | $1.2M | 0.5% | |
| MASSMUTUAL SELECT TRP RET 2020 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.0M | 0.5% | |
| VANGUARD SMALL CAP INDEX ADM VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $949K | 0.4% | |
| MASSMUTUAL SELECT TRP RET BAL I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $799K | 0.4% | |
| VANGUARD MID CAP INDEX ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $742K | 0.3% | |
| INVESCO DEVELOPING MARKET R6 INVESCO · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $401K | 0.2% | |
| MASSMUTUAL SELECT TRP RET 2015 I EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $253K | 0.1% |