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Original filing (PDF)20250507161701NAL0007153827001
COGENCY GLOBAL, INC.
Form 5500
FILING_RECEIVED
COGENCY GLOBAL, INC. 401(K) PLAN
401(k) retirement plan
Active participants
377
Accounts w/ balance
337
Plan assets (EOY)
$40.3M
Net assets (EOY)
$40.3M
How this plan invests
This plan
7 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COGENCY GLOBAL, INC..
Plan sponsor
Name
COGENCY GLOBAL, INC.
EIN
13-3246732
Address
122 E 42ND STREET · 18TH FLOOR · NEW YORK, NY · 10168
Phone
(800) 221-0102
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-05-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | 84-0467907 | — | RECORDKEEPER | $44K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 04-2675571 | — | REG INV ADVISOR | $78K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $12K | — |
Investments
33 direct securities · 7 pooled funds· $39.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$32.5M
33 holdings
Common Collective Trust
$7.3M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 Fund " | — | — | — | $2.8M | 6.9% | |
| Vanguard Target Retirement 2040 Fund " | — | — | — | $2.7M | 6.8% | |
| Vanguard Target Retirement 2025 Fund " | — | — | — | $2.7M | 6.6% | |
| Vanguard 500 Index Fund Admiral Shares " | — | — | — | $2.6M | 6.5% | |
| Vanguard Equity-Income Fund Admiral Shares " | — | — | — | $2.5M | 6.3% | |
| Vanguard Target Retirement 2030 Fund " | — | — | — | $2.5M | 6.2% | |
| Vanguard Target Retirement 2050 Fund " | — | — | — | $2.5M | 6.2% | |
| LARGE CAP GROWTH FUND II R1 GREAT GRAY · EIN 31-4139848 / PN 626 | Common Collective Trust | — | — | $2.0M | 5.0% | |
| Vanguard Target Retirement 2020 Fund " | — | — | — | $1.8M | 4.4% | |
| PGIM TOTAL RETURN BOND CIT CI-U GREAT GRAY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $1.4M | 3.4% | |
| INTERNATIONAL EQUITY FUND FEE R1 GREAT GRAY · EIN 38-4139853 / PN 001 | Common Collective Trust | — | — | $1.3M | 3.3% | |
| Vanguard Target Retirement 2055 Fund " | — | — | — | $1.3M | 3.1% | |
| Vanguard Target Retirement 2045 Fund " | — | — | — | $1.2M | 2.9% | |
| American Funds New Perspective Fund Class R-6 " | — | — | — | $1.1M | 2.7% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.1M | 2.7% | |
| Vanguard Balanced Index Fund Admiral Shares " | — | — | — | $942K | 2.3% | |
| MID CAP VALUE FUND II CL R1 GREAT GRAY · EIN 38-7312964 / PN 001 | Common Collective Trust | — | — | $916K | 2.3% | |
| Vanguard Target Retirement 2060 Fund " | — | — | — | $900K | 2.2% | |
| American Funds New World Class R-6 " | — | — | — | $878K | 2.2% | |
| Fidelity Advisor Technology Fund - Class Z " | — | — | — | $741K | 1.8% | |
| Vanguard Small-Cap Growth Index Fund Admiral Shares " | — | — | — | $630K | 1.6% | |
| iShares Russell Mid-Cap Index Fund Class K " | — | — | — | $625K | 1.6% | |
| Janus Henderson Multi-Sector Income Fund Class N " | — | — | — | $568K | 1.4% | |
| T. Rowe Price Health Sciences Fund I Class " | — | — | — | $497K | 1.2% | |
| JPMorgan Small Cap Growth Fund Class R6 " | — | — | — | $456K | 1.1% | |
| American Funds Inflation Linked Bond Fund Class R-6 " | — | — | — | $400K | 1.0% | |
| Cohen & Steers Real Estate Securities Fund, Inc. Class Z " | — | — | — | $386K | 1.0% | |
| MFS Core Equity Fund Class R6 " | — | — | — | $368K | 0.9% | |
| Vanguard Utilities Index Fund Admiral Shares " | — | — | — | $331K | 0.8% | |
| Vanguard Energy Fund Admiral Shares " | — | — | — | $304K | 0.8% | |
| SMALL CAP VALUE FUND III R1 GREAT GRAY · EIN 38-7289846 / PN 001 | Common Collective Trust | — | — | $296K | 0.7% | |
| MFS MID CAP GROWTH CIT CLASS 2W GREAT GRAY · EIN 38-4126293 / PN 516 | Common Collective Trust | — | — | $293K | 0.7% | |
| American Funds American High-Income Trust Class R-6 Mutual fund | — | — | — | $261K | 0.6% | |
| Victory Trivalent International Small-Cap Fund Class R6 " | — | — | — | $138K | 0.3% | |
| Vanguard Target Retirement 2065 Fund " | — | — | — | $134K | 0.3% | |
| PGIM Global Total Return Fund - Class R6 " | — | — | — | $129K | 0.3% | |
| Macquarie Small Cap Core Fund Class R6 " | — | — | — | $107K | 0.3% | |
| Vanguard Financials Index Fund Admiral Shares " | — | — | — | $69K | 0.2% | |
| Vanguard Target Retirement Income Fund " | — | — | — | $58K | 0.1% | |
| Vanguard Health Care Index Fund Admiral Shares " | — | — | — | $9K | <0.1% |