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Original filing (PDF)20251008085755NAL0013323330001
ROCKWELL ARCHITECTURE, PLANNING AND DESIGN, P.C.
Form 5500
FILING_RECEIVED
ROCKWELL ARCHITECTURE, PLANNING & DESIGN, P.C. 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
288
Accounts w/ balance
418
Plan assets (EOY)
$39.4M
Net assets (EOY)
$39.4M
How this plan invests
This plan
1 pooled trust
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROCKWELL ARCHITECTURE, PLANNING AND DESIGN, P.C..
Plan sponsor
Name
ROCKWELL ARCHITECTURE, PLANNING AND DESIGN, P.C.
EIN
13-3217306
Address
5 UNION SQUARE WEST · 8TH FLOOR · NEW YORK, NY · 10003
Phone
(212) 463-0334
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES | 13-2638166 | — | NONE | $62K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $37K | — |
Investments
25 direct securities · 1 pooled fund· $39.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$38.9M
25 holdings
Common Collective Trust
$468K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Large Cap Growth Index Fidelity 0 | — | — | — | $6.6M | 16.8% | |
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $4.4M | 11.2% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $3.5M | 9.0% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $3.4M | 8.5% | |
| Vanguard High Dividend Yield Index Adm Vanguard 0 | — | — | — | $2.5M | 6.5% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $2.4M | 6.0% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $2.1M | 5.2% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $1.8M | 4.6% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $1.4M | 3.5% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $1.3M | 3.3% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $1.1M | 2.9% | |
| Vanguard Interm-Term Bond Index Adm Vanguard 0 | — | — | — | $1.1M | 2.9% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $1.1M | 2.8% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $993K | 2.5% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $932K | 2.4% | |
| Macquarie Mid Cap Growth I Macquarie 0 | — | — | — | $867K | 2.2% | |
| PIMCO Income Instl PIMCO 0 | — | — | — | $677K | 1.7% | |
| MFS International Equity R6 MFS 0 | — | — | — | $614K | 1.6% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $613K | 1.6% | |
| GG CIT III FOR METLIFE GAC 25554 J GREAT GRAY TRUST · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $468K | 1.2% | |
| Vanguard FTSE Social Index Adm Vanguard 0 | — | — | — | $465K | 1.2% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $273K | 0.7% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $261K | 0.7% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $248K | 0.6% | |
| PIMCO Real Return Instl PIMCO 0 | — | — | — | $111K | 0.3% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $74K | 0.2% |
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