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Original filing (PDF)20251002052101NAL0000088113001
VAN ECK ASSOCIATES CORPORATION
Form 5500
FILING_RECEIVED
VAN ECK ASSOCIATES EMPLOYEES PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
252
Accounts w/ balance
336
Plan assets (EOY)
$89.4M
Net assets (EOY)
$89.4M
How this plan invests
This plan
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VAN ECK ASSOCIATES CORPORATION.
Plan sponsor
Name
VAN ECK ASSOCIATES CORPORATION
EIN
13-3210061
Address
666 THIRD AVENUE · 9TH FLOOR · NEW YORK, NY · 100174033
Phone
(212) 293-2123
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PRICEWATERHOUSECOOPERS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $5K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MGMT INC. | 94-3106735 | — | BROKER | $32 | — |
Investments
36 direct securities· $88.6M(99% of reported assets)
Registered Investment Companies
$86.1M
35 holdings
Uncategorized
$2.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $14.3M | 16.0% | |
| T ROWE PRICE BALANCED FUND I | Registered Investment Companies | — | — | $10.6M | 11.9% | |
| VANECK MSTAR WIDE MOAT Z | Registered Investment Companies | — | — | $10.3M | 11.6% | |
| VAN ECK INTL INV GOLD I | Registered Investment Companies | — | — | $7.0M | 7.8% | |
| VAN ECK EMG MKTS Z | Registered Investment Companies | — | — | $5.5M | 6.2% | |
| VANGUARD TREASURY MONEY MARKET | Registered Investment Companies | — | — | $4.8M | 5.4% | |
| VANECK GLOBAL RESOURCES I | Registered Investment Companies | — | — | $4.1M | 4.5% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $3.8M | 4.2% | |
| JPMORGAN US RSCH ENHANCED EQ R | Registered Investment Companies | — | — | $3.0M | 3.3% | |
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $2.5M | 2.7% | |
| BARON GRTH INSTL | Registered Investment Companies | — | — | $2.3M | 2.6% | |
| VAN ECK EMGMKT I | Registered Investment Companies | — | — | $2.2M | 2.4% | |
| VANGUARD WELLESLEY INCOME-ADMR | Registered Investment Companies | — | — | $2.2M | 2.4% | |
| T ROWE PRICE GROWTH STOCK I | Registered Investment Companies | — | — | $2.1M | 2.3% | |
| VANGUARD HIGH DIV YIELD INDX | Registered Investment Companies | — | — | $1.6M | 1.8% | |
| ALLSPRING DISC US CORE R6 | Registered Investment Companies | — | — | $1.1M | 1.2% | |
| PIMCO STOCKSPLUS SMALL I | Registered Investment Companies | — | — | $1.1M | 1.2% | |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $1.1M | 1.2% | |
| VAN ECK CM COMMODITY INDEX I | Registered Investment Companies | — | — | $1.0M | 1.2% | |
| JPMORGAN GOV BOND R6 | Registered Investment Companies | — | — | $927K | 1.0% | |
| INVESCO OPP INTL GR R6 | Registered Investment Companies | — | — | $918K | 1.0% | |
| PIMCO TOTAL RETURN FUND - INST | Registered Investment Companies | — | — | $839K | 0.9% | |
| ALS DIVERSIFIED CAP BUILD INST | Registered Investment Companies | — | — | $751K | 0.8% | |
| MACQUARIE HIGH INCOME INST | Registered Investment Companies | — | — | $697K | 0.8% | |
| HTFD INTL OPPORTUNITIES R6 | Registered Investment Companies | — | — | $527K | 0.6% | |
| BNYM WORLDWIDE GROWTH Y | Registered Investment Companies | — | — | $465K | 0.5% | |
| MACQUARIE SMID CAP CORE R6 | Registered Investment Companies | — | — | $453K | 0.5% | |
| WESTERN ASSET CORPORATE BOND I | Registered Investment Companies | — | — | $413K | 0.5% | |
| PIMCO LONG TERM US GOVT - INST | Registered Investment Companies | — | — | $320K | 0.4% | |
| AMG GW&K ESG BOND I | Registered Investment Companies | — | — | $318K | 0.4% | |
| VIR SGA INTL GROWTH R6 | Registered Investment Companies | — | — | $316K | 0.4% | |
| MFS INTL NEW DISCCOVERY R6 | Registered Investment Companies | — | — | $312K | 0.3% | |
| SCHWAB FUNDAMENTAL INTL SE IDX | Registered Investment Companies | — | — | $272K | 0.3% | |
| TEMPLETON GLOBAL BOND FUND R6 | Registered Investment Companies | — | — | $261K | 0.3% | |
| NUVEEN REAL ASSET INCOME R6 | Registered Investment Companies | — | — | $151K | 0.2% | |
| BWGLBL GLOBAL OPPS BND FUND IS | Registered Investment Companies | — | — | $78K | <0.1% |