Naoko Matsunaga signed Natwest Markets Securities, Inc.'s 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Natwest Markets Securities, Inc.'s EIN is 13-3172275.
Download the official 2024 Form 5500 (PDF) for Natwest Markets Securities, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Natwest Markets Securities, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | NONE | $177K | — |
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | NONE | $97K | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | NONE | $2K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Vanguard | Mutual Funds | — | — | $252.8M | 42.9% | |
| INSTITUTIONAL 500 INDEX TRUST VANGUARD FIDUCIARY TRUST · EIN 81-6327546 / PN 001 | Common Collective Trust | — | — | $252.8M | 42.9% | |
| Vanguard | Mutual Funds | — | — | $76.4M | 13.0% | |
| EXTENDED MARKET INDEX TR VANGUARD FIDUCIARY TRUST · EIN 81-6324211 / PN 001 | Common Collective Trust | — | — | $76.4M | 13.0% | |
| INST TOTAL INTL STOCK MKT INDEX TR VANGUARD FIDUCIARY TRUST · EIN 81-6317280 / PN 001 | Common Collective Trust | — | — | $38.6M | 6.6% | |
| Vanguard | Mutual Funds | — | — | $38.6M | 6.6% | |
| LIQUIDITY FUND JPMORGAN · EIN 13-6285055 / PN 001 | Common Collective Trust | — | — | $31.8M | 5.4% | |
| JP Morgan | Other securities | — | — | $31.8M | 5.4% | |
| Empower Financial Services Inc. | Common Stocks | — | — | $29.6M | 5.0% | |
| PRUDENTIAL CORE PLUS BOND FUND 5 PRUDENTIAL · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $27.1M | 4.6% | |
| INST TOTAL BOND MARKET INDEX TR VANGUARD FIDUCIARY TRUST · EIN 81-6321044 / PN 001 | Common Collective Trust | — | — | $19.1M | 3.2% | |
| Vanguard | Mutual Funds | — | — | $19.1M | 3.2% | |
| SMARTRETIREMENT 2030 JPMORGAN · EIN 20-3063387 / PN 001 | Common Collective Trust | — | — | $15.3M | 2.6% | |
| JP Morgan | Other securities | — | — | $15.3M | 2.6% | |
| SMARTRETIREMENT 2040 JPMORGAN · EIN 20-3063440 / PN 001 | Common Collective Trust | — | — | $13.3M | 2.3% | |
| JP Morgan | Other securities | — | — | $13.3M | 2.3% | |
| SMARTRETIREMENT 2045 JPMORGAN · EIN 20-5819388 / PN 001 | Common Collective Trust | — | — | $12.6M | 2.1% | |
| JP Morgan | Other securities | — | — | $12.6M | 2.1% | |
| JP Morgan | Other securities | — | — | $11.1M | 1.9% | |
| SMARTRETIREMENT 2020 JPMORGAN · EIN 20-3063359 / PN 001 | Common Collective Trust | — | — | $11.1M | 1.9% | |
| JP Morgan | Other securities | — | — | $10.8M | 1.8% | |
| SMARTRETIREMENT 2035 JPMORGAN · EIN 20-5819181 / PN 001 | Common Collective Trust | — | — | $10.8M | 1.8% | |
| Vanguard | Mutual Funds | — | — | $10.2M | 1.7% | |
| JP Morgan | Other securities | — | — | $10.1M | 1.7% | |
| SMARTRETIREMENT 2050 JPMORGAN · EIN 20-5819476 / PN 001 | Common Collective Trust | — | — | $10.1M | 1.7% | |
| US TREASURY INFLATION PROTECTED SEC BLACKROCK · EIN 94-3410125 / PN 001 | Common Collective Trust | — | — | $10.1M | 1.7% | |
| Blackrock | Other securities | — | — | $10.1M | 1.7% | |
| JPMCB SMARTRETIREMENT INCOME JPMORGAN · EIN 20-3063490 / PN 001 | Common Collective Trust | — | — | $8.8M | 1.5% | |
| JP Morgan | Other securities | — | — | $8.8M | 1.5% | |
| JP Morgan | Other securities | — | — | $4.9M | 0.8% | |
| SMARTRETIREMENT 2055 JPMORGAN · EIN 45-5595944 / PN 001 | Common Collective Trust | — | — | $4.9M | 0.8% | |
| SMARTRETIREMENT 2025 JPMORGAN · EIN 20-5819098 / PN 001 | Common Collective Trust | — | — | $2.7M | 0.5% | |
| JP Morgan | Other securities | — | — | $2.7M | 0.5% | |
| JP Morgan | Other securities | — | — | $1.2M | 0.2% | |
| SMARTRETIREMENT 2060 JPMORGAN · EIN 81-3221155 / PN 001 | Common Collective Trust | — | — | $1.2M | 0.2% | |
| Participants | Other securities | — | — | $948K | 0.2% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|
| MERCER INVESTMENT CONSULTING INC | — | DALLAS, TX | NONE | $19K | — |
