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Original filing (PDF)20251007112213NAL0002418659001
BERNSTEIN LITOWITZ BERGER & GROSSMANN LLP
Form 5500
FILING_RECEIVED
BERNSTEIN LITOWITZ BERGER & GROSSMANN LLP 401(K) PLAN
401(k) retirement plan
Active participants
181
Accounts w/ balance
251
Plan assets (EOY)
$34.8M
Net assets (EOY)
$34.6M
How this plan invests
This plan
16 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BERNSTEIN LITOWITZ BERGER & GROSSMANN LLP.
Plan sponsor
Name
BERNSTEIN LITOWITZ BERGER & GROSSMANN LLP
EIN
13-3165559
Address
1251 AVENUE OF THE AMERICAS · 44TH FLOOR · NEW YORK, NY · 10020
Phone
(212) 554-1400
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Name
BERNSTEIN LITOWITZ BERGER & GROSSMANN LLP
EIN
13-3165559
City
NEW YORK, NY
Phone
(212) 554-1400
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ANCHIN BLOCK AND ANCHIN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | 93-1225432 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANCE BERNSTEIN LP | — | NASHVILLE, TN | INVESTMENT ADVISOR | $102K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASSOCIATED PENSION CONSULTANTD, INC | 11-3271022 | MELVILLE, NY | CONTRACT ADMIN | $4K | — |
Investments
19 direct securities · 16 pooled funds· $36.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$25.6M
16 holdings
Uncategorized
$10.4M
18 holdings
Mutual Funds
$82K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AB MULTI MR RET TRT 2040 FUND GREAT GRAY · EIN 38-4116849 / PN 544 | Common Collective Trust | — | — | $5.5M | 15.8% | |
| AB MULTI MR RET TRT 2045 GREAT GRAY · EIN 38-4116850 / PN 545 | Common Collective Trust | — | — | $5.2M | 15.0% | |
| AB MULTI MR RET TRT 2035 GREAT GRAY · EIN 38-4116848 / PN 543 | Common Collective Trust | — | — | $4.7M | 13.4% | |
| Fidelity 500 Index | — | — | — | $3.9M | 11.1% | |
| Fidelity Extended Market Index | — | — | — | $2.8M | 7.9% | |
| AB MULTI MR RET TRT 2030 GREAT GRAY · EIN 38-4116847 / PN 542 | Common Collective Trust | — | — | $2.5M | 7.3% | |
| AB MULTI MR RET TRT 2050 FUND GREAT GRAY · EIN 38-4116851 / PN 546 | Common Collective Trust | — | — | $1.6M | 4.7% | |
| AB MULTI MR RET TRT 2055 FUND GREAT GRAY · EIN 38-4116852 / PN 547 | Common Collective Trust | — | — | $1.5M | 4.4% | |
| AB US LARGE CAP GROWTH GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $1.5M | 4.2% | |
| Fidelity Global ex US Index | — | — | — | $831K | 2.4% | |
| AB MULTI MGR RET TRUST GREAT GRAY · EIN 38-4116842 / PN 000 | Common Collective Trust | — | — | $813K | 2.3% | |
| AB MULTI MR RET TRT 2025 FUND GREAT GRAY · EIN 38-4116846 / PN 541 | Common Collective Trust | — | — | $737K | 2.1% | |
| AB MULTI MGR RET TRUST 2060 GREAT GRAY · EIN 38-4116853 / PN 548 | Common Collective Trust | — | — | $564K | 1.6% | |
| Alliance Bernstein Ab Multi-Mgr Ret Trust 2020 W-Series T | — | — | — | $561K | 1.6% | |
| AB MULTI MR RET TRT 2020 GREAT GRAY · EIN 38-4116845 / PN 540 | Common Collective Trust | — | $483K | $561K | 1.6% | |
| Fully Benefit-Responsive Investment Contract * Empower Life & Annuity Insurance Company Guaranteed Interest Fund | — | — | — | $457K | 1.3% | |
| Empower Guaranteed Interest Fund | — | — | $435K | $449K | 1.3% | |
| American Funds American Funds New World R6 | — | — | — | $344K | 1.0% | |
| JP Morgan JPMorgan Equity Income R6 | — | — | — | $243K | 0.7% | |
| Fidelity Inflation Protected Bond Index | — | — | — | $157K | 0.5% | |
| Collective Trust Funds * Alliance Bernstein Ab Glbl Cor Eq Cit W Series Fee Cl P1 | — | — | — | $143K | 0.4% | |
| AB GLOBAL CORE EQUITY CIT GREAT GRAY · EIN 38-4139849 / PN 627 | Common Collective Trust | — | — | $143K | 0.4% | |
| Participant Loans 4.75% - 10.00% | — | — | — | $137K | 0.4% | |
| Notes Receivable from Participants * Notes receivable from participants (at 4.75% - 10% maturing 2024-2041) | — | — | — | $137K | 0.4% | |
| PGIM TOTAL RETURN FUND GREAT GRAY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $122K | 0.4% | |
| Great-West Life & Annuity Empower International Value Instl | — | — | — | $91K | 0.3% | |
| AB US SMALL & MID CAP GROWTH GREAT GRAY · EIN 38-4116871 / PN 536 | Common Collective Trust | — | — | $86K | 0.2% | |
| s * American Funds American Funds Capital World Bond R6 | Mutual Funds | — | — | $82K | 0.2% | |
| BlackRock High Yield Bond Portfolio K | — | — | — | $68K | 0.2% | |
| AB US SMALL & MID CAP VALUE GREAT GRAY · EIN 38-4116868 / PN 532 | Common Collective Trust | — | — | $65K | 0.2% | |
| iShares Developed Real Estate Index K | — | — | — | $64K | 0.2% | |
| American Funds American Funds EuroPacific Gr R6 | — | — | — | $33K | <0.1% | |
| Fidelity Us Bond Index | — | — | $13K | $13K | <0.1% | |
| Empower Forfeiture/Expense Account | — | — | — | $8K | <0.1% | |
| AB MULTI MR RET TRT 2010 GREAT GRAY · EIN 38-4116843 / PN 538 | Common Collective Trust | — | — | $0 | <0.1% |
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