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Original filing (PDF)20251006131224NAL0002084131001
ARBITRATION FORUMS, INC.
Form 5500
FILING_RECEIVED
ARBITRATION FORUMS, INC. 401K PROFIT SHARING PLAN
401(k) retirement plan
Active participants
192
Accounts w/ balance
235
Plan assets (EOY)
$68.8M
Net assets (EOY)
$68.8M
How this plan invests
This plan
4 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARBITRATION FORUMS, INC..
Plan sponsor
Name
ARBITRATION FORUMS, INC.
EIN
13-3095444
Address
3820 NORTHDALE BLVD., · SUITE 115 · TAMPA, FL · 33624
Phone
(813) 931-4004
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
THOMAS HOWELL FERGUSON P.A.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$49K | — |
Investments
30 direct securities · 4 pooled funds· $68.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$64.3M
30 holdings
Common Collective Trust
$4.6M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments* Interest in registered investment company - Fidelity 500 Index Fund - Premium Class | — | — | — | $12.9M | 18.7% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Contrabond Class K | — | — | — | $9.6M | 14.0% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2040 K | — | — | — | $6.3M | 9.2% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2030 K | — | — | — | $5.2M | 7.6% | |
| Fidelity Investments* Self Directed Brokerage Account - Brokeragelink - cash and cash equivalents, common stock, and mutual funds | — | — | — | $4.8M | 6.9% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2035 K | — | — | — | $4.1M | 6.0% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2025 K | — | — | — | $2.1M | 3.1% | |
| Dodge & Cox Interest in registered investment company - Dodge & Cox Stock Fund | — | — | — | $2.1M | 3.1% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2045 K | — | — | — | $2.1M | 3.0% | |
| Galliard Capital Management LLC Interest in common collective trust - Galliard Stable Return Fund E | — | — | — | $1.7M | 2.5% | |
| GALLIARD STBLE RTN E WELLS FARGO BANK, N.A. · EIN 52-2250951 / PN 001 | Common Collective Trust | — | — | $1.7M | 2.5% | |
| Carillon Family of Funds Interest in registered investment company - Carillon Eagle Mid Cap Growth Fund Class R6 | — | — | — | $1.7M | 2.4% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Extended Market Index | — | — | — | $1.6M | 2.3% | |
| FIAM CORE PLUS CL I FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 052 | Common Collective Trust | — | — | $1.4M | 2.1% | |
| MFS MID CAP VALUE CT GREAT GRAY TRUST COMPANY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $1.4M | 2.1% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2050 K | — | — | — | $1.4M | 2.0% | |
| Loomis Sayles Interest in registered investment company - Loomis Sayles Small Cap Growth Fund Class N | — | — | — | $999K | 1.5% | |
| Driehaus Interest in registered investment company - Driehaus Emerging Markets Growth Fund Investor Class | — | — | — | $957K | 1.4% | |
| Vanguard Interest in registered investment company - Vanguard Real Estate Index Fund Admiral Shares | — | — | — | $885K | 1.3% | |
| Neuberger Berman Interest in registered investment company - Neuberger Berman Strategic Income Fund Class R6 | — | — | — | $855K | 1.2% | |
| Transamerica Interest in registered investment company - Transamerica International Equity I | — | — | — | $761K | 1.1% | |
| Fidelity Investments* Interest in registered investment company - Fidelity International Index | — | — | — | $736K | 1.1% | |
| Fidelity Investments* Interest in registered investment company - Fidelity U.S. Bond Index Fund - Premium Class | — | — | — | $601K | 0.9% | |
| Pacific Investment Management Co LLC Interest in registered investment company - PIMCO Real Return Fund Institutional Class | — | — | — | $590K | 0.9% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2010 K | — | — | — | $564K | 0.8% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2020 K | — | — | — | $512K | 0.7% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2055 K | — | — | — | $320K | 0.5% | |
| Fidelity Investments* Cash equivalent - Fidelity Governmental Money Market | — | — | — | $237K | 0.3% | |
| MGL SMCP VAL R6 Interest in registered investment company - Macquarie Small Cap Value Fund Class R6 | — | — | — | $236K | 0.3% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom Inc K | — | — | — | $190K | 0.3% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2060 K | — | — | — | $157K | 0.2% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2065 K | — | — | — | $56K | <0.1% | |
| GG EUROPAC GROWTH CT GREAT GRAY TRUST COMPANY LLC · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $37K | <0.1% | |
| Fidelity Investments* Interest in registered investment company - Fidelity Freedom 2015 K | — | — | — | $14K | <0.1% |
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