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Original filing (PDF)20251008144623NAL0006020113001
BANK OF CHINA
Form 5500
FILING_RECEIVED
BANK OF CHINA 401(K) PLAN
401(k) retirement plan
Active participants
804
Accounts w/ balance
1,172
Plan assets (EOY)
$169.7M
Net assets (EOY)
$169.7M
How this plan invests
This plan
1 pooled trust
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BANK OF CHINA.
Plan sponsor
Name
BANK OF CHINA
EIN
13-3090509
Address
1045 AVENUE OF THE AMERICAS · NEW YORK, NY · 10018
Phone
(212) 935-3101
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$27K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES INC | 38-2722519 | — | ADVISOR | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS MAZARS, LLP | 44-0160260 | — | ACCOUNTANT/AUDITOR | $23K | — |
Investments
37 direct securities · 1 pooled fund· $169.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$158.3M
37 holdings
Common Collective Trust
$11.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Growth Advantage Fund Class R6 | — | — | — | $32.6M | 19.2% | |
| Fidelity 500 Index Fund | — | — | — | $30.5M | 18.0% | |
| FA STABLE VALUE II FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $11.4M | 6.7% | |
| MFS Global Real Estate R6 | — | — | — | $11.2M | 6.6% | |
| Franklin Growth Series Class R6 | — | — | — | $11.1M | 6.6% | |
| JPMorgan U.S. Value Fund Class R6 | — | — | — | $7.0M | 4.1% | |
| T. Rowe Price Retirement 2055 Fund Class R | — | — | — | $5.6M | 3.3% | |
| American Funds American High-Income Trust Class R-6 | — | — | — | $4.8M | 2.8% | |
| Janus Enterprise Fund Class S | — | — | — | $4.7M | 2.8% | |
| T. Rowe Price Retirement 2030 Fund Class R | — | — | — | $4.2M | 2.5% | |
| T. Rowe Price Retirement 2045 Fund Class R | — | — | — | $3.9M | 2.3% | |
| T. Rowe Price Retirement 2050 Fund Class R | — | — | — | $3.8M | 2.2% | |
| Fidelity Government Money Market Fund | — | — | — | $3.4M | 2.0% | |
| T. Rowe Price Retirement 2035 Fund Class R | — | — | — | $3.0M | 1.7% | |
| American Funds American Balanced Fund Class R-4 | — | — | — | $2.9M | 1.7% | |
| T. Rowe Price Retirement 2040 Fund Class R | — | — | — | $2.9M | 1.7% | |
| American Funds Growth and Income Portfolio Class R-4 | — | — | — | $2.9M | 1.7% | |
| Invesco Oppenheimer International Small-Mid Company Fund Class A | — | — | — | $2.7M | 1.6% | |
| Columbia Small-Cap Index Fund Class A | — | — | — | $2.5M | 1.4% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $2.3M | 1.4% | |
| American Funds Mortgage Fund Class R-4 | — | — | — | $2.1M | 1.2% | |
| T. Rowe Price Retirement 2025 Fund Class R | — | — | — | $2.0M | 1.2% | |
| Fidelity Advisor Small Cap Growth Fund Class A | — | — | — | $1.9M | 1.1% | |
| T. Rowe Price Retirement Balanced Fund Class R | — | — | — | $1.7M | 1.0% | |
| T. Rowe Price Retirement 2060 Fund Class R | — | — | — | $1.5M | 0.9% | |
| Columbia Mid-Cap Index Fund Class A | — | — | — | $1.1M | 0.6% | |
| AB Global Bond Fund Class A | — | — | — | $1.0M | 0.6% | |
| BlackRock Inflations Protected Bond Fund Class A | — | — | — | $893K | 0.5% | |
| American Funds Conservative Growth & Income Portfolio Class R-4 | — | — | — | $841K | 0.5% | |
| JPMorgan Government Bond Fund I | — | — | — | $755K | 0.4% | |
| American Funds New World Fund Class R-4 | — | — | — | $642K | 0.4% | |
| Thornburg Strategic Income Fund Class R6 | — | — | — | $632K | 0.4% | |
| iShares MSCI EAFE International Index Fund Class A | — | — | — | $531K | 0.3% | |
| Participant loans | — | — | — | $467K | 0.3% | |
| DWS Small Cap Core Fund Class R6 | — | — | — | $149K | <0.1% | |
| Undiscovered Managers Behavioral Value Fund Class R6 | — | — | — | $80K | <0.1% | |
| T. Rowe Price Retirement 2065 Fund Class R | — | — | — | $79K | <0.1% | |
| American Century Mid Cap Value Fund R6 Class | — | — | — | $48K | <0.1% |