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Original filing (PDF)20251009144733NAL0006752753001
COMMUNITY BASED SERVICES, INC.
Form 5500
FILING_RECEIVED
COMMUNITY BASED SERVICES, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
445
Accounts w/ balance
271
Plan assets (EOY)
$11.7M
Net assets (EOY)
$11.7M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 61% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (8 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COMMUNITY BASED SERVICES, INC..
Plan sponsor
Name
COMMUNITY BASED SERVICES, INC.
EIN
13-3070655
Address
3 FIELDS LANE · NORTH SALEM, NY · 105601057
Phone
(914) 277-4771
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LEHMAN FLYNN VOLLARO NY CPA'S PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INST OP CO LLC | 04-2647786 | — | RECORDKEEPER | $10K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 26-4310632 | — | ADVISOR | $0 | — |
Investments
35 direct securities · 1 pooled fund· $11.2M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$10.7M
35 holdings
Common Collective Trust
$476K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Advisor Balanced | — | — | — | $2.2M | 19.3% | |
| T. Rowe Price Retirement 2025 | — | — | — | $1.4M | 11.7% | |
| T. Rowe Price Retirement 2020 | — | — | — | $1.3M | 11.3% | |
| T. Rowe Price Retirement 2030 | — | — | — | $1.2M | 10.4% | |
| T. Rowe Price Retirement 2040 | — | — | — | $1.0M | 8.8% | |
| T. Rowe Price Retirement 2050 | — | — | — | $697K | 6.0% | |
| T. Rowe Price Retirement 2035 | — | — | — | $582K | 5.0% | |
| PUTNAM STABLE VALUE FIDELITY INVESTMENTS · EIN 04-2647786 / PN 000 | Common Collective Trust | — | — | $476K | 4.1% | |
| T. Rowe Price Retirement 2010 | — | — | — | $347K | 3.0% | |
| Participant loans | — | — | — | $323K | 2.8% | |
| T. Rowe Price Retirement 2045 | — | — | — | $279K | 2.4% | |
| Fidelity 500 Index | — | — | — | $264K | 2.3% | |
| Fidelity Mid Cap Index | — | — | — | $166K | 1.4% | |
| T. Rowe Price Retirement 2015 | — | — | — | $165K | 1.4% | |
| T. Rowe Price Retirement 2055 | — | — | — | $117K | 1.0% | |
| Hotchkis & Wiley High Yield | — | — | — | $82K | 0.7% | |
| Fidelity Advisor Strategic Income | — | — | — | $80K | 0.7% | |
| Fidelity Advisor Total Bond | — | — | — | $66K | 0.6% | |
| Goldman Sachs Large Cap Growth Insights | — | — | — | $62K | 0.5% | |
| Franklin Templeton Small Cap Value | — | — | — | $44K | 0.4% | |
| T. Rowe Price Capital Appreication | — | — | — | $42K | 0.4% | |
| American Funds New World | — | — | — | $38K | 0.3% | |
| Janus Henderson Enterprise Fund | — | — | — | $34K | 0.3% | |
| T. Rowe Price Real Estate | — | — | — | $34K | 0.3% | |
| Columbia Small Cap Index | — | — | — | $32K | 0.3% | |
| Franklin Templeton Utilities | — | — | — | $13K | 0.1% | |
| T. Rowe Price Retirement Balanced | — | — | — | $12K | 0.1% | |
| BlackRock Strategic Global Bond | — | — | — | $8K | <0.1% | |
| Fidelity AB Bond Inflation | — | — | — | $6K | <0.1% | |
| Pimco Short Term | — | — | — | $5K | <0.1% | |
| Fidelity Mid Cap Value Fund | — | — | — | $4K | <0.1% | |
| T. Rowe Price Retirement 2005 | — | — | — | $4K | <0.1% | |
| Fidelity Intermediate Treasury Bond Index | — | — | — | $4K | <0.1% | |
| Invesco Health Care Fund | — | — | — | $3K | <0.1% | |
| Columbia Floating Rate | — | — | — | $2K | <0.1% | |
| T. Rowe Price Retirement 2060 | — | — | — | $154 | <0.1% |
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