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Original filing (PDF)20251014132056NAL0001410115002
HERRICK, FEINSTEIN LLP
Form 5500
FILING_RECEIVED
HERRICK, FEINSTEIN LLP SAVINGS PLAN (NEW)
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
122
Accounts w/ balance
188
Plan assets (EOY)
$32.6M
Net assets (EOY)
$32.6M
How this plan invests
This plan
16 pooled trusts
Schedule D
48 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HERRICK, FEINSTEIN LLP.
Plan sponsor
Name
HERRICK, FEINSTEIN LLP
EIN
13-2991662
Address
2 PARK AVENUE · NEW YORK, NY · 10016
Phone
(212) 592-1400
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ESINERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EISNERAMPER LLP | 13-1639826 | — | NONE | $32K | — |
| SCHWAB RETIREMENT PLAN SERVICES INC | 34-1479833 | — | NONE | $17K | — |
| FLAGSTAR ADVISORS | 13-4120476 | — | NONE | $12K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
26 direct securities · 16 pooled funds· $35.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$18.7M
26 holdings
Common Collective Trust
$16.9M
16 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SCHWAB S&P 500 INDEX FUND Registered Investment Company | — | — | — | $8.2M | 25.0% | |
| GREAT GRAY TRP RET 2050 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289838 / PN 001 | Common Collective Trust | — | — | $3.8M | 11.8% | |
| LARGE CAP GROWTH FUND III R1 GREAT GRAY TRUST COMPANY · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $3.0M | 9.3% | |
| LARGE CAP VALUE FUND CL R1 Common Collective Trust Fund | — | — | — | $1.7M | 5.1% | |
| LARGE CAP VALUE FUND CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7264544 / PN 707 | Common Collective Trust | — | — | $1.7M | 5.1% | |
| VANGUARD INTERM TERM BD IDX A Registered Investment Company | — | — | — | $1.2M | 3.8% | |
| GREAT GRAY TRP RET 2055 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289839 / PN 001 | Common Collective Trust | — | — | $1.2M | 3.7% | |
| GREAT GRAY TRP RET 2040 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289836 / PN 001 | Common Collective Trust | — | — | $1.2M | 3.6% | |
| VANGUARD SMALL CAP INDEX ADMRL Registered Investment Company | — | — | — | $1.1M | 3.5% | |
| FLEXPATH STABLE VALUE CLASS R1 GREAT GRAY TRUST COMPANY, LLC · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $1.0M | 3.2% | |
| Vanguard Mid Cap Index Admiral Registered Investment Company | — | — | — | $1.0M | 3.1% | |
| GREAT GRAY TRP RET 2010 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289830 / PN 001 | Common Collective Trust | — | — | $1.0M | 3.1% | |
| GREAT GRAY TRP RET 2060 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289840 / PN 001 | Common Collective Trust | — | — | $951K | 2.9% | |
| GG TRP RETDATE2020 TRFEE CL R1 Common Collective Trust Fund | — | — | — | $893K | 2.7% | |
| GREAT GRAY TRP RET 2020 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289832 / PN 001 | Common Collective Trust | — | — | $893K | 2.7% | |
| VANGUARD TOT INTL STK IDX ADM Registered Investment Company | — | — | — | $737K | 2.3% | |
| T Rowe Mid Cap Value Inst Registered Investment Company | — | — | — | $717K | 2.2% | |
| GREAT GRAY TRP RET 2035 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289835 / PN 001 | Common Collective Trust | — | — | $706K | 2.2% | |
| GREAT GRAY TRP RET 2030 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289834 / PN 001 | Common Collective Trust | — | — | $672K | 2.1% | |
| Dodge & Cox Income Fund Registered Investment Company | — | — | — | $443K | 1.4% | |
| Neuberger Berman Genesis R6 Registered Investment Company | — | — | — | $379K | 1.2% | |
| Fidelity Advisor International Registered Investment Company | — | — | — | $305K | 0.9% | |
| Neuberger Berman Real Estate R Registered Investment Company | — | — | — | $301K | 0.9% | |
| GREAT GRAY TRP RET 2045 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289837 / PN 001 | Common Collective Trust | — | — | $296K | 0.9% | |
| GREAT GRAY TRP RET 2025 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289833 / PN 001 | Common Collective Trust | — | — | $268K | 0.8% | |
| GG TR TRP Ret 2025 Trust Fee CL R1 Common Collective Trust Fund | — | — | — | $268K | 0.8% | |
| American Funds New World R6 Registered Investment Company | — | — | — | $213K | 0.7% | |
| Janus Henderson Balanced N Registered Investment Company | — | — | — | $209K | 0.6% | |
| JP Morgan High Yield R6 Registered Investment Company | — | — | — | $208K | 0.6% | |
| Notes receivable from participants Interest rates 4.25% to 9.5%, maturing | — | — | — | $175K | 0.5% | |
| PARTICIPANT LOANS (4.25% - 9.50%) | — | — | — | $175K | 0.5% | |
| Nuveen Core Impact Bond R6 Registered Investment Company | — | — | — | $123K | 0.4% | |
| Pioneer Strategic Income Cl K Registered Investment Company | — | — | — | $111K | 0.3% | |
| Vanguard Fed Money Market Fund Registered Investment Company | — | — | — | $82K | 0.3% | |
| GREAT GRAY TRP RET 2065 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289841 / PN 001 | Common Collective Trust | — | — | $79K | 0.2% | |
| Vanguard Real Estate Index Admiral Registered Investment Company | — | — | — | $67K | 0.2% | |
| PGIM Global Total Return R6 Registered Investment Company | — | — | — | $53K | 0.2% | |
| MFS Mid Cap Growth Fund R6 Registered Investment Company | — | — | — | $35K | 0.1% | |
| Goldman Sachs Scap Val Ins R6 Registered Investment Company | — | — | — | $9K | <0.1% | |
| GG TR Retdate 2015 TR Free CL R1 Common Collective Trust Fund | — | — | — | $6K | <0.1% | |
| GREAT GRAY TRP RET 2015 TR I1 GREAT GRAY TRUST COMPANY · EIN 38-7289831 / PN 001 | Common Collective Trust | — | — | $6K | <0.1% | |
| STABLE VALUE FUND CLASS R1 WILMINGTON TRUST, N.A. · EIN 38-4065313 / PN 399 | Common Collective Trust | — | — | $0 | <0.1% |
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