Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI ADVISORS INC | — | GLASTONBURY, CT | INVESTMENT ADVISOR | $23K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| S SHARES / UNITS American Funds 2050 Trgt Date Retire R3 | Mutual Funds | — | $96K | $2.0M | 12.8% | |
| American Funds 2030 Trgt Date Retire R3 | Other securities | — | $97K | $1.7M | 10.8% | |
| American Funds 2055 Trgt Date Retire R3 | Other securities | — | $61K | $1.6M | 10.2% | |
| American Funds 2035 Trgt Date Retire R3 | Other securities | — | $82K | $1.5M | 10.0% | |
| American Funds 2020 Trgt Date Retire R3 | Other securities | — | $107K | $1.4M | 9.3% | |
| American Funds 2040 Trgt Date Retire R3 | Other securities | — | $44K | $883K | 5.8% | |
| American Funds 2025 Trgt Date Retire R3 | Other securities | — | $46K | $689K | 4.5% | |
| GROUP ANNUITY CONTRACT * EI Fixed Account - Series Class I | Common Stock | — | — | $685K | 4.5% | |
| Fidelity 500 Index | Other securities | — | $3K | $629K | 4.1% | |
| American Funds 2015 Trgt Date Retire R3 | Other securities | — | $38K | $456K | 3.0% | |
| 9.50% with maturities through 2031 | Bonds / Notes | — | — | $391K | 2.5% | |
| American Funds 2060 Target Date Ret R3 | Other securities | — | $22K | $380K | 2.5% | |
| T. Rowe Price Blue Chip Gr R | Other securities | — | $2K | $292K | 1.9% | |
| Fidelity Mid Cap Index | Other securities | — | $8K | $269K | 1.8% | |
| American Funds 2045 Trgt Date Retire R3 | Other securities | — | $11K | $232K | 1.5% | |
| Western Asset Core Bond A | Other securities | — | $11K | $116K | 0.8% | |
| Fidelity Us Bond Index | Other securities | — | $9K | $90K | 0.6% | |
| Fidelity Small Cap Index | Other securities | — | $3K | $89K | 0.6% | |
| PIMCO Real Return A | Other securities | — | $6K | $65K | 0.4% | |
| Macquarie Emerging Markets Institutionaldemix | Other securities | — | $3K | $64K | 0.4% | |
| Mfs Value R3 815 | Other securities | — | — | $39K | 0.3% | |
| Fidelity International Index 702 | Other securities | — | — | $33K | 0.2% | |
| American Funds 2065 Trgt Date Retire R3 | Other securities | — | $2K | $30K | 0.2% | |
| Fidelity Real Estate Index | Other securities | — | $2K | $29K | 0.2% | |
| Vanguard Total International Stock Index Admiral 743 | Other securities | — | — | $24K | 0.2% | |
| Vanguard Selected Value Inv 467 | Other securities | — | — | $13K | <0.1% | |
| Franklin Small Cap Value R 24 | Other securities | — | — | $1K | <0.1% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ELLENOFF GROSSMAN & SCHOLE LLP | — | NEW YORK, NY | CONTRACT ADMIN | $9K | — |
| ALLIANT INSURANCE SERVICES INC | — | NEW YORK, NY | CONTRACT ADMIN | $6K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $98 | — |
