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Original filing (PDF)20251014122711NAL0001375251001
APLIX, INC.
Form 5500
FILING_RECEIVED
APLIX, INC. 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
326
Accounts w/ balance
263
Plan assets (EOY)
$27.1M
Net assets (EOY)
$27.1M
How this plan invests
This plan
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APLIX, INC..
Plan sponsor
Name
APLIX, INC.
EIN
13-2967101
Address
PO BOX 7505 · CHARLOTTE, NC · 282417505
Phone
(704) 588-1920
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR | 36-4317381 | CHICAGO, IL | INVESTMENT ADVISORY | $194 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| 3G RETIRMEENT SERVICES, LLC | 27-4433997 | COLUMBIA, SC | TPA | $19K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN FINANCIAL SECURITIES CORPOR | 35-0472300 | FORT WAYNE, IN | OTHER SERVICES | $75K | — |
Investments
37 direct securities· $27.1M(100% of reported assets)
Uncategorized
$22.1M
35 holdings
Mutual Funds
$4.5M
1 holding
Guaranteed Income / GIC
$551K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Growth Index | Mutual Funds | — | — | $4.5M | 16.5% | |
| Yourpath 2030 Moderate | — | — | — | $4.0M | 14.6% | |
| Yourpath 2025 Moderate | — | — | — | $3.8M | 13.8% | |
| Yourpath 2035 Moderate | — | — | — | $3.0M | 11.1% | |
| Vanguard 500 Index | — | — | — | $2.8M | 10.3% | |
| Yourpath 2040 Moderate | — | — | — | $1.3M | 4.7% | |
| Yourpath 2045 Moderate | — | — | — | $920K | 3.4% | |
| Vanguard Mid Cap Growth Index | — | — | — | $831K | 3.1% | |
| Yourpath 2010 Moderate | — | — | — | $805K | 3.0% | |
| * Lincoln Stable Value Account, at contract value | Guaranteed Income / GIC | — | — | $551K | 2.0% | |
| Yourpath 2020 Moderate | — | — | — | $537K | 2.0% | |
| Vanguard Value Index | — | — | — | $528K | 1.9% | |
| Nuveen Large Cap Resonsible Equity | — | — | — | $524K | 1.9% | |
| Vanguard Small Cap Growth | — | — | — | $520K | 1.9% | |
| to 9.50%, maturing through October 2029 | — | — | — | $424K | 1.6% | |
| Yourpath 2050 Moderate | — | — | — | $413K | 1.5% | |
| Yourpath 2055 Moderate | — | — | — | $269K | 1.0% | |
| Vanguard Ultra Short Term Bond | — | — | — | $207K | 0.8% | |
| Vanguard Real Estate Index | — | — | — | $186K | 0.7% | |
| Baird Core Plus Bond Class Institutional | — | — | — | $163K | 0.6% | |
| Vanguard Lifestrategy Growth Investor | — | — | — | $161K | 0.6% | |
| Yourpath 2025 Conservative | — | — | — | $154K | 0.6% | |
| Yourpath 2065 Moderate | — | — | — | $120K | 0.4% | |
| Vanguard Developed Markets Index | — | — | — | $116K | 0.4% | |
| Vanguard Small Cap Value Index | — | — | — | $109K | 0.4% | |
| Yourpath 2060 Moderate | — | — | — | $103K | 0.4% | |
| Vanguard Lifestrategy Income | — | — | — | $55K | 0.2% | |
| Vanguard Lifestrategy Conservative Growth | — | — | — | $38K | 0.1% | |
| Vanguard Lifestrategy Moderate Growth | — | — | — | $23K | <0.1% | |
| Baird Aggregate Bond Class Institutional | — | — | — | $18K | <0.1% | |
| Vanguard Inflation Protected Securities | — | — | — | $17K | <0.1% | |
| Hartford Schroders International Stock Class SDR | — | — | — | $16K | <0.1% | |
| Vanguard Emerging Markets Stock Index | — | — | — | $14K | <0.1% | |
| Yourpath 2035 Aggressive | — | — | — | $5K | <0.1% | |
| Yourpath 2030 Aggressive | — | — | — | $5K | <0.1% | |
| Yourpath 2045 Conservative | — | — | — | $4K | <0.1% | |
| Yourpath 2050 Conservative | — | — | — | $1K | <0.1% |