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Original filing (PDF)20250923150613NAL0006505873001
NEW YORK CITY CRIMINAL JUSTICE AGENCY, INC.
Form 5500
FILING_RECEIVED
NEW YORK CITY CRIMINAL JUSTICE AGENCY TAX SHELTERED ANNUITY PLAN
401(k) retirement plan
Signals · 1
29% in single holding
Active participants
315
Accounts w/ balance
408
Plan assets (EOY)
$22.2M
Net assets (EOY)
$22.2M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fully Benefit-Responsive Investment Contracts * Empower Retirement, Inc. General Account N/R" is 29% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEW YORK CITY CRIMINAL JUSTICE AGENCY, INC..
Plan sponsor
Name
NEW YORK CITY CRIMINAL JUSTICE AGENCY, INC.
EIN
13-2900682
Address
299 BROADWAY 4TH FL · NEW YORK, NY · 10007
Phone
(646) 213-2500
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $48K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | — | AUSTIN, TX | BROKER/ADVISER | $0 | — |
Investments
35 direct securities· $22.2M(100% of reported assets)
Uncategorized
$18.9M
34 holdings
Mutual Funds
$3.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fully Benefit-Responsive Investment Contracts * Empower Retirement, Inc. General Account N/R | — | — | — | $6.4M | 28.8% | |
| JPMorgan Chase & Co. JPMorgan Large Cap Growth Fund N/R | Mutual Funds | — | — | $3.2M | 14.5% | |
| Vanguard 500 Index Fund N/R | — | — | — | $1.6M | 7.3% | |
| Capital Group American Funds 2060 Target Direct N/R | — | — | — | $1.2M | 5.2% | |
| Retirement Fund Capital Group American Funds 2055 Target Direct N/R | — | — | — | $935K | 4.2% | |
| Retirement Fund Vanguard Growth & Income Fund N/R | — | — | — | $931K | 4.2% | |
| Capital Group American Funds American Balanced Fund N/R | — | — | — | $749K | 3.4% | |
| Capital Group American Funds New Perspective Fund N/R | — | — | — | $710K | 3.2% | |
| Capital Group American Funds 2045 Target Direct N/R | — | — | — | $695K | 3.1% | |
| Retirement Fund Capital Group American Funds 2040 Target Direct N/R | — | — | — | $654K | 3.0% | |
| Retirement Fund Capital Group American Funds 2030 Target Direct N/R | — | — | — | $559K | 2.5% | |
| Retirement Fund JPMorgan Chase & Co. JPMorgan Equity Income Fund N/R | — | — | — | $535K | 2.4% | |
| Capital Group American Funds 2035 Target Direct N/R | — | — | — | $488K | 2.2% | |
| Retirement Fund Capital Group American Funds 2050 Target Direct N/R | — | — | — | $486K | 2.2% | |
| Retirement Fund Fidelity Investments Fidelity Advisor International Growth Fund N/R | — | — | — | $454K | 2.0% | |
| MFS Mid Cap Growth Fund N/R | — | — | — | $407K | 1.8% | |
| Fidelity Investments Fidelity Mid Cap Index Fund N/R | — | — | — | $339K | 1.5% | |
| Capital Group American Funds 2015 Target Direct N/R | — | — | — | $320K | 1.4% | |
| Retirement Fund Capital Group American Funds US Government Sec Fund N/R | — | — | — | $266K | 1.2% | |
| Vanguard Small Cap Index Fund N/R | — | — | — | $232K | 1.0% | |
| contracts Participant Loans * Participant Loans Interest rates: 4.25% - 9.50% $0 | — | — | — | $226K | 1.0% | |
| Capital Group American Funds 2025 Target Direct N/R | — | — | — | $176K | 0.8% | |
| Retirement Fund Capital Group American Funds 2065 Target Direct N/R | — | — | — | $120K | 0.5% | |
| Retirement Fund Capital Group American Funds 2020 Target Direct N/R | — | — | — | $95K | 0.4% | |
| Retirement Fund Allspring Global Investments Allspring Special Mid Cap Value Fund N/R | — | — | — | $89K | 0.4% | |
| Vanguard Total Bond Market Index Fund N/R | — | — | — | $67K | 0.3% | |
| JPMorgan Chase & Co. JPMorgan Small Cap Growth Fund N/R | — | — | — | $62K | 0.3% | |
| Calvert US Large-Cap Core Responsible N/R | — | — | — | $60K | 0.3% | |
| Index Fund Allspring Global Investments Allspring Special Small Cap Value Fund N/R | — | — | — | $48K | 0.2% | |
| BlackRock Advantage Small Cap Core Fund N/R | — | — | — | $23K | 0.1% | |
| PGIM Total Return Bond Fund N/R | — | — | — | $22K | <0.1% | |
| Fidelity Investments Fidelity International Index Fund N/R | — | — | — | $20K | <0.1% | |
| MFS International Growth Fund N/R | — | — | — | $7K | <0.1% | |
| Columbia Threadneedle Columbia Overseas Value Fund N/R | — | — | — | $5K | <0.1% | |
| Investments US Vanguard Emerging Markets Stock Index N/R | — | — | — | $2K | <0.1% |